0001144204-14-007931.txt : 20140212
0001144204-14-007931.hdr.sgml : 20140212
20140212151207
ACCESSION NUMBER: 0001144204-14-007931
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140212
DATE AS OF CHANGE: 20140212
EFFECTIVENESS DATE: 20140212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC
CENTRAL INDEX KEY: 0001140315
IRS NUMBER: 133863996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06505
FILM NUMBER: 14599776
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-634-3600
MAIL ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001140315
XXXXXXXX
12-31-2013
12-31-2013
false
HARVEST MANAGEMENT LLC
527 Madison Ave
9th Fl
New York
NY
10022
13F HOLDINGS REPORT
028-06505
Y
Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith.
Marjorie Gochberg Kellner
Managing Member
212-644-2202
/s/ Marjorie Gochberg Kellner
New York
NY
02-11-2014
2
67
67677
1
0001074026
028-07384
BOHRER NATHANIEL
2
0001080371
028-04407
KELLNER MARJORIE GOCHBERG
INFORMATION TABLE
2
infotable.xml
Actavis Inc
SHS
g0083b108
504
2999
SH
OTR
1,2
0
2999
0
Advance Auto Parts Inc
COM
00751y106
1107
10000
SH
OTR
1,2
0
10000
0
Amarin Corp PLC
SPONS ADR NEW
023111206
30
15000
SH
OTR
1,2
0
15000
0
Anaren Inc
COM
032744104
374
13352
SH
OTR
1,2
0
13352
0
Apple Inc
COM
037833100
452
805
SH
OTR
1,2
0
805
0
Barnes & Noble Inc.
COM
067774109
217
14500
SH
OTR
1,2
0
14500
0
BRE Properties
CL A
05564E106
793
14500
SH
OTR
1,2
0
14500
0
Brookfield Office Properties
COM
112900105
289
15000
SH
OTR
1,2
0
15000
0
Brown Shoe Inc New
COM
115736100
281
10000
SH
OTR
1,2
0
10000
0
CenturyLink Inc
COM
156700106
399
12540
SH
OTR
1,2
0
12540
0
Charter Communications Inc
CL A NEW
16117M305
274
2000
SH
OTR
1,2
0
2000
0
Cole Real Estate Investment Inc
COM
19329v105
842
60000
SH
OTR
1,2
0
60000
0
Comcast Corp New
CL A
20030N101
260
5000
SH
OTR
1,2
0
5000
0
CommonWealth Reit
COM SH BEN INT
203233101
895
38400
SH
OTR
1,2
0
38400
0
Compuware Corp
COM
205638109
336
30000
SH
OTR
1,2
0
30000
0
Cooper Tire & Rubber
PUT
216831957
240
10000
SH
Put
OTR
1,2
0
10000
0
Cubist Pharmaceuticals CVR
RIGHT 99/99/9999
229678123
57
42000
SH
OTR
1,2
0
42000
0
Eastern Insurance Holdings
COM
276534104
784
32000
SH
OTR
1,2
0
32000
0
Electronic Arts Inc
COM
285512109
918
40000
SH
OTR
1,2
0
40000
0
Flow Int'l Corp
COM
343468104
172
42700
SH
OTR
1,2
0
42700
0
Foot Locker Inc
COM
344849104
2072
50000
SH
OTR
1,2
0
50000
0
Gannett Inc
COM
364730101
932
31500
SH
OTR
1,2
0
31500
0
General Motors Co
COM
37045v100
1430
35000
SH
OTR
1,2
0
35000
0
Gentium SPA
SPONSORED ADR
37250B104
857
15000
SH
OTR
1,2
0
15000
0
Given Imaging
ORD SHS
M52020100
451
15000
SH
OTR
1,2
0
15000
0
Global Eagle Enertainment
COM
37951d102
297
20000
SH
OTR
1,2
0
20000
0
Harris Interactive Inc
COM
414549105
100
50000
SH
OTR
1,2
0
50000
0
Harris Teeter Supermarkets
COM
414585109
3948
80000
SH
OTR
1,2
0
80000
0
Health Mgmt Assoc Inc
CL A
421933102
1349
103000
SH
OTR
1,2
0
103000
0
ICG Group
COM
44928d108
685
36774
SH
OTR
1,2
0
36774
0
IntercontinentalExchange Group
COM
45866f104
225
1000
SH
OTR
1,2
0
1000
0
Jones Group Inc
COM
48020T101
449
30000
SH
OTR
1,2
0
30000
0
Jos A Bank Clothiers Inc
COM
480838101
3423
62500
SH
OTR
1,2
0
62500
0
Jos A Bank Clothiers Inc
CALL
480838901
548
10000
SH
Call
OTR
1,2
0
10000
0
Leap Wireless Intl Inc
COM NEW
521863308
740
42500
SH
OTR
1,2
0
42500
0
Lender Processing Services
COM
52602e102
2523
67500
SH
OTR
1,2
0
67500
0
Life Technologies Corp
COM
53217V109
8338
110000
SH
OTR
1,2
0
110000
0
Linnco LLC
COMSHS LTD INT
535782106
3720
120725
SH
OTR
1,2
0
120725
0
Lowes Companies
COM
548661107
1487
30000
SH
OTR
1,2
0
30000
0
LSI Corp
COM
502161102
883
80000
SH
OTR
1,2
0
80000
0
Men's Wearhouse
COM
587118100
3933
76999
SH
OTR
1,2
0
76999
0
Mckesson Corp
PUT
58155Q953
807
5000
SH
Put
OTR
1,2
0
5000
0
NTS Inc
COM
62943B105
69
35000
SH
OTR
1,2
0
35000
0
Nupathe Inc
COM
67059m100
174
53100
SH
OTR
1,2
0
53100
0
Occidental Petroleum
COM
674599105
380
4000
SH
OTR
1,2
0
4000
0
Office Depot
COM
676220106
1728
326638
SH
OTR
1,2
0
326638
0
Omnicom Group
COM
681919106
669
9000
SH
OTR
1,2
0
9000
0
Packaging Corp of America
COM
695156109
316
5000
SH
OTR
1,2
0
5000
0
Perrigo Co
COM
714290103
614
3999
SH
OTR
1,2
0
3999
0
Pioneer Nat'l Res
PUT
723787957
368
2000
SH
Put
OTR
1,2
0
2000
0
Polyone Corp
COM
73179p106
212
6000
SH
OTR
1,2
0
6000
0
Responsys Inc
COM
761248103
822
30000
SH
OTR
1,2
0
30000
0
SPDR S&P 500 ETF Inc
TR UNIT
78462F103
739
4000
SH
OTR
1,2
0
4000
0
Santarus Inc
COM
802817304
2231
69800
SH
OTR
1,2
0
69800
0
Sapiens International Corp
SHS NEW
n7716a151
386
50000
SH
OTR
1,2
0
50000
0
Scripps Networks Interactive
CL A COM
811065101
346
4000
SH
OTR
1,2
0
4000
0
Scripps Networks Interactive
CALL
811065901
173
2000
SH
Call
OTR
1,2
0
2000
0
Solta Medical Inc
COM
83438K103
221
75000
SH
OTR
1,2
0
75000
0
Theravance Inc
COM
88338T104
535
15000
SH
OTR
1,2
0
15000
0
Thermo Fisher Scientific
COM
883556102
356
3200
SH
OTR
1,2
0
3200
0
Tiffany & Co Inc
COM
886547108
742
8000
SH
OTR
1,2
0
8000
0
Time Warner Cable Inc
COM
88732J207
3184
23500
SH
OTR
1,2
0
23500
0
T-Mobile US
COM
872590104
976
29000
SH
OTR
1,2
0
29000
0
VF Corp
COM
918204108
1247
20000
SH
OTR
1,2
0
20000
0
Viropharma Inc
COM
928241108
1795
36000
SH
OTR
1,2
0
36000
0
Vodaphone Group PLC New
SPONS ADR NEW
92857w209
275
7000
SH
OTR
1,2
0
7000
0
Wendys Co
COM
95058W100
698
80000
SH
OTR
1,2
0
80000
0