0001209191-16-100906.txt : 20160222 0001209191-16-100906.hdr.sgml : 20160222 20160222161722 ACCESSION NUMBER: 0001209191-16-100906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schott James F. CENTRAL INDEX KEY: 0001488100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 161445204 MAIL ADDRESS: STREET 1: 700 NORTH ADAMS STREET STREET 2: P. O. BOX 19001 CITY: GREEN BAY STATE: WI ZIP: 54307-9001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-19 0 0001140310 EnSync, Inc. ESNC 0001488100 Schott James F. N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 Chief Financial Officer Common Stock 2016-02-19 4 P 0 25000 0.3174 A 25000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.31 to $0.32, inclusive. The reporting person undertakes to provide EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/ James F. Schott by Mark R. Busch, attorney-in-fact 2016-02-22