-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKCtCYeVf7VlFD1AZwP1EB34M6eFpONmRH7tkyLB2OZzhzFl4KqBa39wIhnuNaid P25f42pQJ+3+jQPJGeOVpA== 0001140223-09-000052.txt : 20090424 0001140223-09-000052.hdr.sgml : 20090424 20090424101210 ACCESSION NUMBER: 0001140223-09-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090424 DATE AS OF CHANGE: 20090424 EFFECTIVENESS DATE: 20090424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEEPHAVEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140223 IRS NUMBER: 411908497 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06461 FILM NUMBER: 09768203 BUSINESS ADDRESS: STREET 1: 130 CHESHIRE LANE SUITE 102 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 9522495700 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE SUITE 102 CITY: MINNETONKA STATE: MN ZIP: 55305 13F-HR 1 form13fq12009.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended March 31, 2009 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager Deephaven Capital Management LLC - -------------------------------------------------------------------------------- Business Address: 130 Cheshire Lane, Suite 102, Minnetonka, MN 55305 13F File Number: 28-06461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Matthew D. Caudill Chief Compliance Officer 952-249-5520 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Matthew D. Caudill ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Minnetonka, MN 55305 April 24, 2009 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______0______ Form 13F Information Table Entry Total: ______37______ Form 13F Information Table Value Total: $____359,318_____ (thousands) List of Other Included Managers: N/A FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------------- ------ ------ ------------------- ---------- -------- ----------------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ E M C CORP MASS COM 268648102 1140 100000 SH SOLE NONE 100000 0 0 GRUPO FINANCIERO GALI SP ADR 10 SH B 399909100 179 100000 SH SOLE NONE 100000 0 0 NORTHERN OIL & GAS IN COM 665531109 243 67500 SH SOLE NONE 67500 0 0 PINNACLE GAS RESOURCE COM 723464301 165 615904 SH SOLE NONE 615904 0 0 POLYMET MINING CORP COM 731916102 436 560199 SH SOLE NONE 560199 0 0 UAL CORP COM NEW 902549807 214 479 SH PUT SOLE NONE 479 0 0 WILLIAMS COS INC DEL COM 969457100 569 50000 SH SOLE NONE 50000 0 0 ADVANCED MICRO DEVICE NOTE 6.000% 5/ 007903AL1 12266 32000000 PRN SOLE NONE N/A N/A N/A AKAMAI TECHNOLOGIES I NOTE 1.000%12/ 00971TAE1 6799 5001000 PRN SOLE NONE N/A N/A N/A ALLIANT TECHSYSTEMS I NOTE 2.750% 2/ 018804AH7 7706 7636000 PRN SOLE NONE N/A N/A N/A BRE PROPERTIES INC NOTE 4.125% 8/ 05564EBH8 8348 10000000 PRN SOLE NONE N/A N/A N/A BBVA BANCO FRANCES S SPONSORED ADR 07329M100 169 66900 SH SOLE NONE 66900 0 0 BEST BUY INC SDCV 2.250% 1/ 086516AF8 20113 20445000 PRN SOLE NONE N/A N/A N/A HEALTH CARE REIT INC COM 42217K106 352 11537 SH SOLE NONE 11537 0 0 HEALTH CARE REIT INC NOTE 4.750%12/ 42217KAP1 15620 17000000 PRN SOLE NONE N/A N/A N/A HEALTH CARE REIT INC NOTE 4.750% 7/ 42217KAQ9 9236 10500000 PRN SOLE NONE N/A N/A N/A HUTCHINSON TECHNOLOGY NOTE 2.250% 3/ 448407AE6 5220 6000000 PRN SOLE NONE N/A N/A N/A INTERNATIONAL GAME TE DBCV 2.600%12/ 459902AP7 4862 5000000 PRN SOLE NONE N/A N/A N/A LSI CORPORATION NOTE 4.000% 5/ 502161AJ1 38590 40000000 PRN SOLE NONE N/A N/A N/A M-SYSTEMS FIN INC NOTE 1.000% 3/ 55375VAB8 17413 18599000 PRN SOLE NONE N/A N/A N/A MEDTRONIC INC NOTE 1.500% 4/ 585055AL0 5337 5660000 PRN SOLE NONE N/A N/A N/A MIRANT CORP NEW COM 60467R100 2280 200000 SH SOLE NONE 200000 0 0 OSI PHARMACEUTICALS I NOTE 3.250% 9/ 671040AD5 2151 2426000 PRN SOLE NONE N/A N/A N/A PROLOGIS NOTE 1.875%11/ 743410AR3 3596 7000000 PRN SOLE NONE N/A N/A N/A PROLOGIS NOTE 2.625% 5/ 743410AS1 1012 2000000 PRN SOLE NONE N/A N/A N/A RAMBUS INC DEL NOTE 2/0 750917AB2 47432 51140000 PRN SOLE NONE N/A N/A N/A SPDR TR UNIT SER 1 78462F103 3976 50000 SH SOLE NONE 50000 0 0 SCIENTIFIC GAMES CORP SDCV 0.750%12/ 80874PAD1 2746 3000000 PRN SOLE NONE N/A N/A N/A SYNAPTICS INC COM 87157D109 896 33500 SH SOLE NONE 33500 0 0 TJX COS INC NEW NOTE 2/1 872540AL3 74762 81875000 PRN SOLE NONE N/A N/A N/A TRANSOCEAN INC NOTE 1.500%12/ 893830AV1 16031 18582000 PRN SOLE NONE N/A N/A N/A WASHINGTON REAL ESTAT NOTE 3.875% 9/ 939653AK7 8328 9875000 PRN SOLE NONE N/A N/A N/A WATSON PHARMACEUTICAL DBCV 1.750% 3/ 942683AC7 29996 30724000 PRN SOLE NONE N/A N/A N/A WEST PHARMACEUTICAL S SDCV 4.000% 3/ 955306AA3 6222 9500000 PRN SOLE NONE N/A N/A N/A YELLOW ROADWAY CORP NOTE 5.000% 8/ 985577AA3 1794 5220000 PRN SOLE NONE N/A N/A N/A COVIDIEN LTD COM G2552X108 3119 93850 SH SOLE NONE 93850 0 0 SEAGATE TECHNOLOGY SHS G7945J104 0 237300 SH SOLE NONE 237300 0 0
-----END PRIVACY-ENHANCED MESSAGE-----