-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXSYW72nNq7pZrJVlkW7l24Imuc1yT62x4SfPBSA3fcCTy1aM1erxGIrl0owf1cm hYMP28jGvy9uwfVHtspqNw== 0001179110-08-000629.txt : 20080104 0001179110-08-000629.hdr.sgml : 20080104 20080104174740 ACCESSION NUMBER: 0001179110-08-000629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080102 FILED AS OF DATE: 20080104 DATE AS OF CHANGE: 20080104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED CELL TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001140098 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870656515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 381 PLANTATION STREET CITY: WORCESTER STATE: MA ZIP: 01605 BUSINESS PHONE: 508-756-1212 MAIL ADDRESS: STREET 1: 381 PLANTATION STREET CITY: WORCESTER STATE: MA ZIP: 01605 FORMER COMPANY: FORMER CONFORMED NAME: A.C.T. Holdings, Inc. DATE OF NAME CHANGE: 20050303 FORMER COMPANY: FORMER CONFORMED NAME: A.C.T Holdings, Inc. DATE OF NAME CHANGE: 20050207 FORMER COMPANY: FORMER CONFORMED NAME: ACT Holdings Inc. DATE OF NAME CHANGE: 20050204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO ALAN C CENTRAL INDEX KEY: 0001194959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50295 FILM NUMBER: 08513048 MAIL ADDRESS: STREET 1: 8201 PRESTON ROAD STREET 2: STE 600 CITY: DALLAS STATE: TX ZIP: 75225 4 1 edgar.xml FORM 4 - X0202 4 2008-01-02 0 0001140098 ADVANCED CELL TECHNOLOGY, INC. OTCBB:ACTC 0001194959 SHAPIRO ALAN C 17567 CAMINO DE YATASTO PACIFIC PALISADES CA 90272 1 0 0 0 Common Stock 2008-01-02 4 J 0 55778 .15 A 556929 I By Shapiro Family Trust Common Stock 2008-01-02 4 J 0 32179 .13 A 589108 I By Shapiro Family Trust Convertible Debenture (right to buy) .34 2008-01-02 4 J 0 55778 D 2008-09-15 Common Stock 55778 172255 I By Shapiro Family Trust Convertible Debenture (right to buy) .288 2008-01-02 4 J 0 32179 D 2009-09-06 Common Stock 32179 363137 I By Shapiro Family Trust The Convertible Debenture is redeemable by the Issuer using shares of the Issuer's Common Stock at a price per share equal to the lesser of (i) $.34, and (ii) 85% of the average closing prices on the ten days immediately prior to the date of redemption. In accordance with the terms of the Convertible Debenture, the Convertible Debenture may be converted by the reporting person at any time while outstanding, and the Issuer is required to redeem (in cash or in shares) 1/30th of the outstanding amount of the Convertible Debenture each month during its term. On January 2nd, the Issuer effected the January redemption using shares of Common Stock having a value of $.15 per share, resulting in the issuance to the reporting person of 55,778 shares of Common Stock. This amount does not include 82,938 shares of Common Stock owned directly by the reporting person. The Convertible Debenture is redeemable by the Issuer using shares of the Issuer's Common Stock at a price per share equal to the lesser of (i) $.288, and (ii) 70% of the average closing prices on the ten days immediately prior to the date of redemption. In accordance with the terms of the Convertible Debenture, the Convertible Debenture may be converted by the reporting person at any time while outstanding, and the Issuer is required to redeem (in cash or in shares) 1/30th of the outstanding amount of the Convertible Debenture each month during its term. On January 2nd, the Issuer effected the January redemption using shares of Common Stock having a value of $.13 per share, resulting in the issuance to the reporting person of 32,179 shares of Common Stock. /s/ Alan C. Shapiro 2008-01-04 -----END PRIVACY-ENHANCED MESSAGE-----