-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6+TGvCMC5wt8qxGgRKi1ObR37bZDzzvovuWPYmaIFD94oFxoe89NKUWN+rqiIkS /vZzZl0XGR9W/Blmq+T28A== 0001013594-11-000048.txt : 20110214 0001013594-11-000048.hdr.sgml : 20110214 20110214141047 ACCESSION NUMBER: 0001013594-11-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVER CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140042 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06477 FILM NUMBER: 11605711 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122233719 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 silver13fhr-021411.txt FEBRUARY 14, 2011 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number:________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Capital Management, LLC Address: 767 Third Avenue, 32nd Floor, New York, New York 10017 13F File Number: 28-06477 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maria Holloway Title: Assistant Vice President Phone: (212) 223-3894 Signature, Place, and Date of Signing: /s/ Maria Holloway - ------------------ (Signature) New York, New York - ------------------ (City, State) February 14, 2011 - ------------------ (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 112 Form 13F Information Table Value Total: $150,766 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE Name of Reporting Manager: Silver Capital Management For Quarter Ended: 12/31/10
VOTING AUTHORITY TITLE OF VALUE SHARES/ SHR/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ANNALY CAP MGMT INC COM 035710409 1612 89945 SH Sole 5211 84734 ANNALY CAP MGMT INC COM 035710409 231 12910 SH Defined 12910 ANNALY CAP MGMT INC COM 035710409 37 2070 SH Other 2070 ARES CAP CORP COM 04010l103 1393 84530 SH Sole 4490 80040 ARES CAP CORP COM 04010l103 192 11670 SH Defined 11670 ARES CAP CORP COM 04010l103 31 1870 SH Other 1870 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 2486 86853 SH Sole 4020 82833 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 343 12000 SH Defined 12000 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 62 2150 SH Other 2150 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1603 56000 SH Sole 56000 BAKER HUGHES INC COM 057224107 783 13700 SH Sole 13700 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 1016 27010 SH Sole 27010 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 1381 28120 SH Sole 28120 CAMERON INTERNATIONAL CORP COM 13342B105 1258 24800 SH Sole 24800 COEUR D ALENE MINES CORP IDA COM NEW 192108504 683 25000 SH Sole 25000 CANADIAN NAT RES LTD COM 136385101 3884 87440 SH Sole 5120 82320 CANADIAN NAT RES LTD COM 136385101 577 12990 SH Defined 12990 CANADIAN NAT RES LTD COM 136385101 93 2100 SH Other 2100 CAPSTEAD MTG CORP COM NO PAR 14067E506 2253 178920 SH Sole 10730 168190 CAPSTEAD MTG CORP COM NO PAR 14067E506 341 27060 SH Defined 27060 CAPSTEAD MTG CORP COM NO PAR 14067E506 65 5180 SH Other 5180 CARDINAL HEALTH INC COM 14149Y108 617 16100 SH CALL Sole 16100 CHASE CORP COM 16150R104 753 46168 SH Sole 46168 COMCAST CORP NEW CL A SPL 20030N200 3792 182200 SH Sole 11020 171180 COMCAST CORP NEW CL A SPL 20030N200 548 26310 SH Defined 26310 COMCAST CORP NEW CL A SPL 20030N200 90 4330 SH Other 4330 COMCAST CORP NEW CL A SPL 20030N200 3004 144330 SH Sole 144330 CVS CAREMARK CORPORATION COM 126650100 3189 91720 SH Sole 5200 86520 CVS CAREMARK CORPORATION COM 126650100 436 12540 SH Defined 12540 CVS CAREMARK CORPORATION COM 126650100 70 2010 SH Other 2010 CVS CAREMARK CORPORATION COM 126650100 4141 119100 SH Sole 119100 DIRECTV COM CL A 25490A101 934 23400 SH Sole 23400 DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 807 29000 SH PUT Sole 29000 DYNEX CAP INC COM NEW 26817Q506 245 22414 SH Sole 22414 DYNEX CAP INC COM NEW 26817Q506 22 2000 SH Defined 2000 DYNEX CAP INC COM NEW 26817Q506 22 2000 SH Other 2000 DYNEX CAP INC COM NEW 26817Q506 1365 125000 SH Sole 125000 HALLIBURTON CO COM 406216101 1690 41400 SH Sole 41400 HELEN OF TROY CORP LTD COM G4388N106 2119 71264 SH Sole 71264 HERCULES TECH GROWTH CAP INC COM 427096508 155 15000 SH Sole 15000 HILLTOP HOLDINGS INC COM 432748101 2108 212482 SH Sole 10361 202121 HILLTOP HOLDINGS INC COM 432748101 291 29310 SH Defined 29310 HILLTOP HOLDINGS INC COM 432748101 50 5080 SH Other 5080 HILLTOP HOLDINGS INC COM 432748101 1687 170019 SH Sole 170019 HORIZON TECHNOLOGY FIN CORP COM 44045A102 2066 143100 SH Sole 8440 134660 HORIZON TECHNOLOGY FIN CORP COM 44045A102 293 20290 SH Defined 20290 HORIZON TECHNOLOGY FIN CORP COM 44045A102 47 3250 SH Other 3250 HORIZON TECHNOLOGY FIN CORP COM 44045A102 4013 277907 SH Sole 277907 HSN INC COM 404303109 895 29200 SH Sole 29200 ISHARES SILVER TRUST ISHARES 46428Q109 724 24000 SH CALL Sole 24000 LEAR CORP COM NEW 521865204 2103 21300 SH Sole 21300 MADISON SQUARE GARDEN INC CL A CL A 55826P100 1040 40353 SH Sole 40353 MAIDEN HOLDINGS LTD SHS G5753U112 308 39210 SH Sole 8870 30340 MAIDEN HOLDINGS LTD SHS G5753U112 2231 283831 SH Sole 283831 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1401 22793 SH Sole 1450 21343 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 199 3230 SH Defined 3230 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 34 550 SH Other 550 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1684 27400 SH Sole 27400 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1847 46300 SH Sole 46300 MICROSOFT CORP COM 594918104 3589 128590 SH Sole 7970 120620 MICROSOFT CORP COM 594918104 524 18760 SH Defined 18760 MICROSOFT CORP COM 594918104 84 3020 SH Other 3020 MICROSOFT CORP COM 594918104 1585 56800 SH CALL Sole 56800 MICROSOFT CORP COM 594918104 921 33000 SH Sole 33000 NATIONAL AMERN UNIV HLDGS IN COM 63245Q105 1116 152080 SH Sole 152080 NMT MED INC COM 629294109 31 80600 SH Sole 80600 PFIZER INC COM 717081103 4159 237538 SH Sole 12440 225098 PFIZER INC COM 717081103 568 32450 SH Defined 32450 PFIZER INC COM 717081103 94 5360 SH Other 5360 PFIZER INC COM 717081103 210 12000 SH CALL Sole 12000 PFIZER INC COM 717081103 790 45100 SH Sole 45100 PROSHARES TR PSHS ULTSH 20 YRS 74347R297 1519 41000 SH Sole 41000 PROSHARES TR PSHS ULT S&P 500 74347R107 15376 320000 SH PUT Sole 320000 PROSHARES TR II ULTRASHRT EURO 74347W882 857 42200 SH Sole 42200 SAPIENT CORP COM 803062108 1145 94641 SH Sole 7000 87641 SAPIENT CORP COM 803062108 94 7790 SH Defined 7790 SAPIENT CORP COM 803062108 20 1640 SH Other 1640 SAPIENT CORP COM 803062108 1587 131191 SH Sole 131191 SAVVIS INC COM NEW 805423308 985 38600 SH Sole 38600 SCHLUMBERGER LTD COM 806857108 5218 62490 SH Sole 3370 59120 SCHLUMBERGER LTD COM 806857108 762 9130 SH Defined 9130 SCHLUMBERGER LTD COM 806857108 121 1450 SH Other 1450 SCHLUMBERGER LTD COM 806857108 2088 25000 SH Sole 25000 SCORPIO TANKERS INC SHS Y7542C106 1892 187153 SH Sole 11910 175243 SCORPIO TANKERS INC SHS Y7542C106 286 28240 SH Defined 28240 SCORPIO TANKERS INC SHS Y7542C106 47 4620 SH Other 4620 SCORPIO TANKERS INC SHS Y7542C106 2972 293969 SH Sole 293969 SEARCHMEDIA HOLDINGS LTD *W EXP 11/19/201 G8005Y114 20 81300 SH Sole 81300 SOLAR CAP LTD COM 83413U100 2896 116857 SH Sole 6230 110627 SOLAR CAP LTD COM 83413U100 421 16980 SH Defined 16980 SOLAR CAP LTD COM 83413U100 67 2700 SH Other 2700 SOLAR CAP LTD COM 83413U100 2320 93611 SH Sole 93611 SPDR S&P MID CAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 201 1220 SH Defined 1220 SPDR GOLD TRUST GOLD SHS 78463V107 1110 8000 SH Sole 8000 THERMO FISHER SCIENTIFIC INC COM 883556102 4913 88738 SH Sole 5081 83657 THERMO FISHER SCIENTIFIC INC COM 883556102 684 12360 SH Defined 12360 THERMO FISHER SCIENTIFIC INC COM 883556102 110 1990 SH Other 1990 THERMO FISHER SCIENTIFIC INC COM 883556102 4398 79435 SH Sole 79435 TYCO INTERNATIONAL LTD SHS H89128104 4373 105520 SH Sole 6450 99070 TYCO INTERNATIONAL LTD SHS H89128104 637 15370 SH Defined 15370 TYCO INTERNATIONAL LTD SHS H89128104 103 2490 SH Other 2490 TYCO INTERNATIONAL LTD SHS H89128104 5139 124017 SH Sole 124017 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 234 6800 SH Defined 6800 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 51 1490 SH Other 1490 VIACOM INC NEW CL B 92553P201 1112 28080 SH Sole 3800 24280 VIACOM INC NEW CL B 92553P201 21 520 SH Defined 520 VIACOM INC NEW CL B 92553P201 34 860 SH Other 860 VIACOM INC NEW CL B 92553P201 2381 60100 SH Sole 60100 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2940 111214 SH Sole 6120 105094 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 444 16800 SH Defined 16800 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 70 2650 SH Other 2650 VONAGE HLDGS CORP COM 92886T201 103 46000 SH Sole 46000 150766
-----END PRIVACY-ENHANCED MESSAGE-----