0001193125-12-462282.txt : 20121109 0001193125-12-462282.hdr.sgml : 20121109 20121109111000 ACCESSION NUMBER: 0001193125-12-462282 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20121109 DATE AS OF CHANGE: 20121109 GROUP MEMBERS: AVIVA GROUP HOLDINGS LTD GROUP MEMBERS: AVIVA INSURANCE EUROPE SE GROUP MEMBERS: AVIVA INVESTORS GLOBAL SERVICES LTD GROUP MEMBERS: AVIVA INVESTORS HOLDINGS LTD GROUP MEMBERS: AVIVA LIFE & PENSIONS IRELAND LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALCO STORES INC CENTRAL INDEX KEY: 0000030302 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 480201080 STATE OF INCORPORATION: KS FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43827 FILM NUMBER: 121192211 BUSINESS ADDRESS: STREET 1: 401 COTTAGE AVENUE CITY: ABILENE STATE: KS ZIP: 67410 BUSINESS PHONE: 7852633350 MAIL ADDRESS: STREET 1: ALCO STORES INC STREET 2: 401 COTTAGE AVENUE CITY: ABILENE STATE: KS ZIP: 67410 FORMER COMPANY: FORMER CONFORMED NAME: DUCKWALL ALCO STORES INC DATE OF NAME CHANGE: 19940531 FORMER COMPANY: FORMER CONFORMED NAME: DUCKWALL STORES INC DATE OF NAME CHANGE: 19781020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AVIVA PLC CENTRAL INDEX KEY: 0001140022 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ST HELENS 1 UNDERSHAFT STREET 2: 1 UNDERSHAFT CITY: LONDON STATE: X0 ZIP: EC3P 3DQ BUSINESS PHONE: 01100441603622200 MAIL ADDRESS: STREET 1: ST HELENS STREET 2: 1 UNDERSHAFT CITY: LONDON STATE: X0 ZIP: EC3P 3DQ FORMER COMPANY: FORMER CONFORMED NAME: CGNU PLC DATE OF NAME CHANGE: 20010504 SC 13G/A 1 d436221dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

ALCO Stores, Inc.

(Name of Issuer)

 

 

 

Common Stock, par value $.0001 per share

(Title of Class of Securities)

 

001600105

(CUSIP Number)

 

October 10, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

xRule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)

 

 

 

 

Page 1 of 11 Pages


CUSIP No. 001600105       Page  2  of 11 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Aviva plc

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

0**

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

0**

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0**

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%***

12.

 

TYPE OF REPORTING PERSON

 

CO, IC, HC

 

* See Item 2(a).
** See Items 4(a).
*** See Item 4(b).


CUSIP No. 001600105       Page  3  of 11 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Aviva Group Holdings Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

0**

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

0**

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0**

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%***

12.

 

TYPE OF REPORTING PERSON

 

CO

 

* See Item 2(a).
** See Items 4(a).
*** See Item 4(b).


CUSIP No. 001600105       Page  4  of 11 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Aviva Investors Holdings Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

0**

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

0**

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0**

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%***

12.

 

TYPE OF REPORTING PERSON

 

CO

 

* See Item 2(a).
** See Items 4(a).
*** See Item 4(b).


CUSIP No. 001600105       Page  5  of 11 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Aviva Investors Global Services Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

0**

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

0**

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0**

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%***

12.

 

TYPE OF REPORTING PERSON

 

CO, IA

 

* See Item 2(a).
** See Items 4(a).
*** See Item 4(b).


CUSIP No. 001600105       Page  6  of 11 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Aviva Life & Pensions Ireland Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Republic of Ireland

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

0**

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

0**

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0**

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%***

12.

 

TYPE OF REPORTING PERSON

 

CO

 

* See Item 2(a).
** See Items 4(a).
*** See Item 4(b).


CUSIP No. 001600105       Page  7  of 11 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Aviva Insurance Europe SE

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Republic of Ireland

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

0**

   7.   

SOLE DISPOSITIVE POWER

 

0    

   8.   

SHARED DISPOSITIVE POWER

 

0**

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0**

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%***

12.

 

TYPE OF REPORTING PERSON

 

CO

 

* See Item 2(a).
** See Items 4(a).
*** See Item 4(b).


CUSIP No. 001600105       Page  8  of 11 Pages

 

Item 1(a). Name of Issuer.

ALCO Stores, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices.

401 Cottage Street

Abilene, Kansas 67410-2832

 

Item 2(a). Name of Person Filing.

This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k)(1), promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities and Exchange Act of 1934, as amended (the “Act”):

 

   

Aviva plc (“Aviva”);

 

   

Aviva Group Holdings Limited (“AGHL”);

 

   

Aviva Investors Holdings Limited (“AIHL”);

 

   

Aviva Investors Global Services Limited (“AIGSL”);

 

   

Aviva Life & Pensions Ireland Limited (AL&PIL”); and

 

   

Aviva Insurance Europe SE (“AIE”),

or, collectively, the “Reporting Persons.” The Reporting Persons have entered into a joint filing agreement dated December 17, 2010, a copy of which was filed as Exhibit A to the Reporting Persons’ original Schedule 13G, filed on December 30, 2010, and pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare that the filing of this statement is not to be construed as an admission that any such person is, for the purposes of Section 13(d) or Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this Schedule 13G held by any other person.

 

Item 2(b). Address of Principal Business Office or, if None, Residence.

The address of the principal business office of each of the Reporting Persons is c/o Aviva Investors Global Services Limited, No. 1 Poultry, London, England, EC2R 8EJ.

 

Item 2(c). Citizenship.

Each of the Reporting Persons is a company organized under the laws of the United Kingdom, except that AL&PIL and AIE are companies organized under the laws of the Republic of Ireland.

 

Item 2(d). Title of Class of Securities.

Common Stock, par value $.0001 per share (“Issuer Common Stock”).

 

Item 2(e). CUSIP Number.

001600105

 

Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
(b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d)    ¨    Investment company registered under Section 8 of the Investment Company Act.


CUSIP No. 001600105       Page  9  of 11 Pages

 

(e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g)    ¨    A parent holding company or control person in accordance with Rule 13d 1(b)(1)(ii)(G);
(h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
(j)    x    A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
(k)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(K)

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: parent holding company.

 

Item 4. Ownership.

 

  (a) Amount beneficially owned:

The Reporting Persons may be deemed in the aggregate to beneficially own 0 shares of Issuer Common Stock, as follows:

 

(i)    Aviva:   0                   
(ii)    AGHL:   0                   
(iii)    AIHL:   0                   
(iv)    AIGSL:   0                   
(v)    AL&PIL:   0                   
(vi)    AIE:   0                   

 

  (b) Percent of class:

The Reporting Persons may be deemed in the aggregate to beneficially own 0% of the issuer’s outstanding Issuer Common Stock, as follows:

 

(i)    Aviva:   0%         
(ii)    AGHL:   0%         
(iii)    AIHL:   0%         
(iv)    AIGSL:   0%         
(v)    AL&PIL:   0%         
(vi)    AIE:   0%         


CUSIP No. 001600105       Page  10  of 11 Pages

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote

0

 

  (ii) Shared power to vote or to direct the vote

 

(i)    Aviva:    0         
(ii)    AGHL:    0         
(iii)    AIHL:    0         
(iv)    AIGSL:    0         
(v)    AL&PIL:    0         
(vi)    AIE:    0         

 

  (iii) Sole power to dispose or to direct the disposition of

0

 

  (iv) Shared power to dispose or to direct the disposition of

 

(i)    Aviva:    0         
(ii)    AGHL:    0         
(iii)    AIHL:    0         
(iv)    AIGSL:    0         
(v)    AL&PIL:    0         
(vi)    AIE:    0         

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    x

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

 

Item 9. Notice of Dissolution of Group.

Not Applicable.

 

Item 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


CUSIP No. 001600105       Page  11  of 11 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: November 1, 2012

  AVIVA PLC
  By:  

/s/ Lyla Spencer

    Lyla Spencer, Authorized Signatory
  AVIVA GROUP HOLDINGS LIMITED
  By:  

/s/ Chris Smith

    Chris Smith, Authorized Signatory
  AVIVA INVESTORS HOLDINGS LIMITED
  By:  

/s/ Claire Valentine

    Claire Valentine, Authorized Signatory
  AVIVA INVESTORS GLOBAL SERVICES LIMITED
  By:  

/s/ Lyla Spencer

    Lyla Spencer, Authorized Signatory
  AVIVA LIFE & PENSIONS IRELAND LIMITED
  By:   Aviva Investors Global Services Limited, as investment manager
  By:  

/s/ Lyla Spencer

    Lyla Spencer, Authorized Signatory
  AVIVA INSURANCE EUROPE SE
  By:   Aviva Investors Global Services Limited, as investment manager
  By:  

/s/ Lyla Spencer

    Lyla Spencer, Authorized Signatory