-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IYoq7sft7SY97QcO3v1lOTTQkHaGWIWAOPylduSm7rZUdRxdb2/RSL1UNVkPv1Ir wAit8oEXIIfNdh1dEUBO5Q== 0001140377-04-000036.txt : 20040213 0001140377-04-000036.hdr.sgml : 20040213 20040213115257 ACCESSION NUMBER: 0001140377-04-000036 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 GROUP MEMBERS: RALPH J. YARRO, III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALTIRIS INC CENTRAL INDEX KEY: 0001139650 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870616516 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78281 FILM NUMBER: 04596090 BUSINESS ADDRESS: STREET 1: 588 WEST 400 SOUTH CITY: LINDON STATE: UT ZIP: 84042 BUSINESS PHONE: 8018052400 MAIL ADDRESS: STREET 1: 588 WEST 400 SOUTH CITY: LINDON STATE: UT ZIP: 84042 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CANOPY GROUP INC CENTRAL INDEX KEY: 0000922758 IRS NUMBER: 870501112 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 333 SO. 520 W STREET 2: SUITE 300 CITY: LINDON STATE: UT ZIP: 84042 BUSINESS PHONE: 801-229-2223 MAIL ADDRESS: STREET 1: 333 SOUTH 520 WEST STREET 2: STE. 300 CITY: LINDON STATE: UT ZIP: 84042 FORMER COMPANY: FORMER CONFORMED NAME: NFT VENTURES INC ET AL DATE OF NAME CHANGE: 19940505 SC 13G/A 1 altiris13ga.txt SCHEDULE 13G/A-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Altiris, Inc. ___________________________________________________________________________ (Name of Issuer) Common Stock ___________________________________________________________________________ (Title of Class of Securities) 02148M 10 0 ___________________________________________________________________________ (CUSIP Number) December 31, 2003 ___________________________________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 SCHEDULE 13G ______________________________ ________________________ CUSIP No. 02148M 10 0 Page 2 of 6 Pages ______________________________ ________________________ ___________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Canopy Group, Inc. ___________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] ___________________________________________________________________________ 3 SEC USE ONLY ___________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Utah ___________________________________________________________________________ NUMBER OF 5 SOLE VOTING POWER SHARES 1,989,092 BENEFICIALLY ________________________________________ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ________________________________________ PERSON 7 SOLE DISPOSITIVE POWER WITH 1,989,092 ________________________________________ 8 SHARED DISPOSITIVE POWER -0- ___________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,989,092 ___________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] Not Applicable ___________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.7% ___________________________________________________________________________ 12 TYPE OF REPORTING PERSON (See Instructions) CO ___________________________________________________________________________ Page 2 of 6 SCHEDULE 13G ______________________________ ________________________ CUSIP No. 02148M 10 0 Page 3 of 6 Pages ______________________________ ________________________ ___________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ralph J. Yarro, III ___________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] ___________________________________________________________________________ 3 SEC USE ONLY ___________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ___________________________________________________________________________ 5 SOLE VOTING POWER 25,000 ___________________________________________________________________________ NUMBER OF 5 SOLE VOTING POWER SHARES 25,000 BENEFICIALLY ________________________________________ OWNED BY 6 SHARED VOTING POWER EACH 1,989,092 REPORTING ________________________________________ PERSON 7 SOLE DISPOSITIVE POWER WITH 25,000 ________________________________________ 8 SHARED DISPOSITIVE POWER 1,989,092 ___________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,014,092 ___________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions [ ] Not Applicable ___________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.8% ___________________________________________________________________________ 12 TYPE OF REPORTING PERSON (See Instructions) IN ___________________________________________________________________________ Page 3 of 6 Item 1. (a) Name of Issuer: Altiris, Inc. (b) Address of Issuer's Principal Executive Offices: 588 W. 400 S. Lindon, Utah 84042 Item 2. (a) Name of Person Filing: The Canopy Group, Inc. (b) Address of Principal Business Office or, if none, Residence: 333 South 520 West, Suite 300 Lindon, Utah 84042 (c) Citizenship: State of Utah (a) Name of Person Filing: Ralph J. Yarro, III (b) Address of Principal Business Office or, if none, Residence: 333 South 520 West, Suite 300 Lindon, Utah 84042 (c) Citizenship: United State of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 02148M 10 0 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Not Applicable Page 4 of 6 Item 4. Ownership: (a) 1,989,092 of the shares are held in the name of The Canopy Group, Inc. ("Canopy") 25,000 of the shares are reserved for issuance upon the exercise of an option held in the name of Ralph J. Yarro, III. Mr. Yarro disclaims beneficial ownership of the shares held by Canopy except as to his pecuniary interest therein. The agreement among the Reporting Persons relating to the joint filing of this statement is attached as Exhibit 1 hereto. (b) The 1,989,092 shares held by Canopy represents 7.7% of the outstanding shares of Common Stock on December 31, 2003. The 25,000 shares subject to the option held by Mr. Yarro represents less than 1/10 of a percent of the outstanding Common Stock on December 31, 2003. (c) As a director and executive officer of Canopy, Mr. Yarro shares in the direction of voting and in the disposition of the 1,989,092 shares held by Canopy. Mr. Yarro has the ability to vote and dispose of the shares held in his account. Item 5. Ownership of Five Percent or Less of a Class NOT APPLICABLE Item 6. Ownership of More than Five Percent on Behalf of Another Person The Noorda Family Trust is the owner of a majority of the capital stock of Canopy. Raymond J. and Lewena Noorda serve as trustees of the Noorda Family Trust. Item 7. Identification and Classification of the Security Which Acquired the Security Being Reported on by the Parent Holding Company NOT APPLICABLE Item 8. Identification and Classification of Members of the Group NOT APPLICABLE Item 9. Notice of Dissolution of Group NOT APPLICABLE Item 10. Certification The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(b): (a) By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(c): (b) By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. THE CANOPY GROUP, INC. February 12, 2004 /s/ Ralph J. Yarro - ---------------------------- ------------------------------------- Date Signature Ralph J. Yarro, President ------------------------------------- Name/Title RALPH J. YARRO, III February 12, 2004 /s/ Ralph J. Yarro - ---------------------------- ------------------------------------- Date Signature The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d- 7(b) for other parties to whom copies are to be sent. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. (SEE 18 U.S.C. 1001) Page 6 -----END PRIVACY-ENHANCED MESSAGE-----