0001332201-12-000035.txt : 20120509
0001332201-12-000035.hdr.sgml : 20120509
20120509213850
ACCESSION NUMBER: 0001332201-12-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120507
FILED AS OF DATE: 20120509
DATE AS OF CHANGE: 20120509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON PHILIP B
CENTRAL INDEX KEY: 0001263305
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31396
FILM NUMBER: 12827530
MAIL ADDRESS:
STREET 1: 101 YGNACIO VALLEY ROAD
STREET 2: SUITE 310
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC
CENTRAL INDEX KEY: 0001138951
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954700094
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6401 HOLLIS ST
STREET 2: STE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5104205000
MAIL ADDRESS:
STREET 1: 6401 HOLLIS STREET
STREET 2: SUITE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-05-07
0001138951
LEAPFROG ENTERPRISES INC
LF
0001263305
SIMON PHILIP B
101 YGNACIO VALLEY ROAD, SUITE 320
WALNUT CREEK
CA
94596
1
0
1
0
Class A Common Stock
2012-05-07
4
M
0
26000
1.59
A
26000
D
Class A Common Stock
2012-05-07
4
S
0
26000
9.9962
D
0
D
Class A Common Stock
2012-05-08
4
M
0
22000
2.75
A
22000
D
Class A Common Stock
2012-05-08
4
M
0
4000
1.59
A
26000
D
Class A Common Stock
2012-05-08
4
S
0
26000
10.218
D
0
D
Class A Common Stock
2012-05-09
4
M
0
12027
2.75
A
12027
D
Class A Common Stock
2012-05-09
4
M
0
4722
2.29
A
16749
D
Class A Common Stock
2012-05-09
4
M
0
9166
3.92
A
25915
D
Class A Common Stock
2012-05-09
4
S
0
25915
10.2343
D
0
D
Non-qualified Stock Option (right to buy)
1.59
2012-05-07
4
M
0
26000
0
D
2019-03-17
Class A Common Stock
26000
4000
D
Non-qualified Stock Option (right to buy)
1.59
2012-05-08
4
M
0
4000
0
D
2019-03-17
Class A Common Stock
4000
0
D
Non-qualified Stock Option (right to buy)
2.75
2012-05-08
4
M
0
22000
0
D
2019-05-15
Class A Common Stock
22000
13000
D
Non-qualified Stock Option (right to buy)
2.75
2012-05-09
4
M
0
12027
0
D
2019-05-15
Class A Common Stock
12027
973
D
Non-qualified Stock Option (right to buy)
2.29
2012-05-09
4
M
0
4722
0
D
2019-07-01
Class A Common Stock
4722
278
D
Non-qualified Stock Option (right to buy)
3.92
2012-05-09
4
M
0
9166
0
D
2020-07-01
Class A Common Stock
9166
5834
D
This transaction was executed pursuant to a volume average weighted price agreement pursuant to which the reporting person's broker agreed that the selling price of the securities sold would be the volume average weighted price of all securities of the issuer traded on the New York Stock Exchange on the date of sale.
Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option shares vest in 36 equal monthly installments commencing 3/17/2009..
Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over three years commencing May 15, 2009 in equal monthly installments. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above will vest when the Price Condition is met.
Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2009.
Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2010.
Robert A. Lattuga, Attorney-in-Fact on behalf of Philip B. Simon
2012-05-09