0001209191-13-052821.txt : 20131118 0001209191-13-052821.hdr.sgml : 20131118 20131118162822 ACCESSION NUMBER: 0001209191-13-052821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131114 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zeltiq Aesthetics Inc CENTRAL INDEX KEY: 0001415336 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4698 Willow Road STREET 2: Suite 100 CITY: Pleasanton STATE: CA ZIP: 94588-2710 BUSINESS PHONE: (925) 474-2500 MAIL ADDRESS: STREET 1: 4698 Willow Road STREET 2: Suite 100 CITY: Pleasanton STATE: CA ZIP: 94588-2710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATV Entrepreneurs VII, L.P. CENTRAL INDEX KEY: 0001294513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 131227313 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advanced Technology Ventures VII(C), L.P. CENTRAL INDEX KEY: 0001294527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 131227314 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advanced Technology Ventures VII(B), L.P. CENTRAL INDEX KEY: 0001294525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 131227315 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY VENTURES VII LP CENTRAL INDEX KEY: 0001138942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 131227316 BUSINESS ADDRESS: STREET 1: 281 WINTER ST STREET 2: SUITE 350 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812900707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATV Associates VII, L.L.C. CENTRAL INDEX KEY: 0001317308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 131227317 BUSINESS ADDRESS: STREET 1: BAY COLONY CORPORATE CENTER STREET 2: 1000 WINTER ST., SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 684-0045 MAIL ADDRESS: STREET 1: BAY COLONY CORPORATE CENTER STREET 2: 1000 WINTER ST., SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER NAME: FORMER CONFORMED NAME: ATV Associates VIII, L.L.C. DATE OF NAME CHANGE: 20050210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-14 0 0001415336 Zeltiq Aesthetics Inc ZLTQ 0001317308 ATV Associates VII, L.L.C. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 1 0 0001138942 ADVANCED TECHNOLOGY VENTURES VII LP C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 1 0 0001294525 Advanced Technology Ventures VII(B), L.P. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 1 0 0001294527 Advanced Technology Ventures VII(C), L.P. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 1 0 0001294513 ATV Entrepreneurs VII, L.P. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 1 0 Common Stock 2013-11-14 4 S 0 4025000 12.22 D 3876221 I By Funds Represents shares sold by the Funds (as hereafter defined) to certain underwriters in connection with a registered public offering. Advanced Technology Ventures VII, L.P. ("ATV VII") sold 3,778,002 shares. Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") sold 151,610 shares. Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") sold 72,872 shares. ATV Entrepreneurs VII, L.P. ("ATVE VII" and collectively with AVT VII, ATV VIIB and ATV VIIC, the "Funds") sold 22,516 shares. ATV VII holds 3,638,356 shares. ATV VIIB holds 146,004 shares. ATV VIIC holds 70,179 shares. ATVE VII holds 21,682 shares. The shares are held directly by the Funds. ATV Associates VII, L.L.C. is the general partner of ATV VII, ATV VIIB, ATV VIIC and ATVE VII. ATV Associates VII, L.L.C. and each of the other reporting persons disclaims beneficial ownership of the securities except to the extent of their respective pecuniary interest therein. /s/ Jean George, Managing Director 2013-11-18 /s/ ATV Associates VII, L.L.C., Its General Partner, by Jean George, Managing Director 2013-11-18 /s/ ATV Associates VII, L.L.C., Its General Partner, by Jean George, Managing Director 2013-11-18 /s/ ATV Associates VII, L.L.C., Its General Partner, by Jean George, Managing Director 2013-11-18 /s/ ATV Associates VII, L.L.C., Its General Partner, by Jean George, Managing Director 2013-11-18