0001140361-17-007144.txt : 20170214 0001140361-17-007144.hdr.sgml : 20170214 20170214152014 ACCESSION NUMBER: 0001140361-17-007144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ASSET MANAGEMENT CO CENTRAL INDEX KEY: 0001138897 IRS NUMBER: 952705767 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10245 FILM NUMBER: 17607801 BUSINESS ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-844-9407 MAIL ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001138897 XXXXXXXX 12-31-2016 12-31-2016 WESTERN ASSET MANAGEMENT CO

385 E. COLORADO BLVD. PASADENA CA 91101

13F HOLDINGS REPORT 028-10245 N Kevin Ehrlich 626-844-9407 Kevin Ehrlich Pasadena CA 02-14-2017 1 25 442426 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml AETNA INC NEW COM 00817Y108 34 274 SH DFND 1 274 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3274 37284 SH DFND 1 37284 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 608 13003 SH DFND 1 13003 0 0 BARCLAYS PLC NOTE 8.250%12/3 06738EAA3 5176 4940000 PRN DFND 1 0 0 4940000 CITIGROUP INC COM NEW 172967424 1767 29728 SH DFND 1 29728 0 0 ENBRIDGE INC NOTE 6.000% 1/1 29250NAN5 14993 15000000 PRN DFND 1 0 0 15000000 HSBC HLDGS PLC NOTE 6.375%12/3 404280AT6 45086 44590000 PRN DFND 1 0 0 44590000 JD COM INC SPON ADR CL A 47215P106 1160 45561 SH DFND 1 45561 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 23 37937 PRN DFND 1 37937 0 0 LLOYDS BANKING GROUP PLC SDCV 7.500%12/3 539439AG4 48448 46885000 PRN DFND 1 0 0 46885000 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 1 1000 PRN DFND 1 1000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 4977 5000000 PRN DFND 1 5000000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1 10 SH DFND 1 10 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 216506 9268231 SH DFND 1 0 0 9268231 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 3 2000 PRN DFND 1 2000 0 0 QUAD / GRAPHICS INC COM CL A 747301109 3 108 SH DFND 1 108 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 1 1000 PRN DFND 1 1000 0 0 RED ROCK RESORTS INC CL A 75700L108 578 24922 SH DFND 1 24922 0 0 ROYAL BK SCOTLAND GROUP PLC NOTE 8.625%12/3 780097BB6 86606 84680000 PRN DFND 1 0 0 84680000 SEMGROUP CORP CL A 81663A105 1042 24938 SH DFND 1 24938 0 0 VERSO CORP CL A 92531L207 10262 1445248 SH DFND 1 1445248 0 0 WELLS FARGO & CO NEW COM 949746101 1654 30000 SH DFND 1 30000 0 0 WISDOMTREE TR HIGH DIV FD 97717W208 196 2910 SH DFND 1 0 0 2910 WISDOMTREE TR EMER MKT HIGH FD 97717W315 19 500 SH DFND 1 0 0 500 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 8 82 SH DFND 1 82 0 0