0001140361-16-086205.txt : 20161114 0001140361-16-086205.hdr.sgml : 20161111 20161114123312 ACCESSION NUMBER: 0001140361-16-086205 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ASSET MANAGEMENT CO CENTRAL INDEX KEY: 0001138897 IRS NUMBER: 952705767 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10245 FILM NUMBER: 161992778 BUSINESS ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-844-9407 MAIL ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001138897 XXXXXXXX 09-30-2016 09-30-2016 WESTERN ASSET MANAGEMENT CO

385 E. COLORADO BLVD. PASADENA CA 91101

13F HOLDINGS REPORT 028-10245 N Kevin Ehrlich 626-844-9407 Kevin Ehrlich Pasadena CA 11-14-2016 1 25 532658 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 14170 13000000 PRN DFND 1 13000000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2650 25047 SH DFND 1 25047 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 477 13003 SH DFND 1 13003 0 0 BARCLAYS PLC NOTE 8.250%12/3 06738EAA3 5372 5340000 PRN DFND 1 0 0 5340000 CITIGROUP INC COM NEW 172967424 24533 519431 SH DFND 1 519431 0 0 HSBC HLDGS PLC NOTE 6.375%12/3 404280AT6 46884 46970000 PRN DFND 1 0 0 46970000 HSBC HLDGS PLC NOTE 6.875%12/3 404280BC2 601 566000 PRN DFND 1 0 0 566000 ISHARES MSCI JAPAN ETF 464286848 4 286 SH DFND 1 286 0 0 JD COM INC SPON ADR CL A 47215P106 1189 45561 SH DFND 1 45561 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 23 37937 PRN DFND 1 37937 0 0 LLOYDS BANKING GROUP PLC SDCV 7.500%12/3 539439AG4 41612 40165000 PRN DFND 1 0 0 40165000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1 10 SH DFND 1 10 0 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 10033 9000000 PRN DFND 1 9000000 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 46225 3079575 SH DFND 1 0 0 3079575 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 235298 10137781 SH DFND 1 0 0 10137781 QUAD / GRAPHICS INC COM CL A 747301109 3 108 SH DFND 1 108 0 0 RED ROCK RESORTS INC CL A 75700L108 588 24922 SH DFND 1 24922 0 0 ROYAL BK SCOTLAND GROUP PLC NOTE 8.625%12/3 780097BB6 75721 77150000 PRN DFND 1 77150000 0 0 SEMGROUP CORP CL A 81663A105 882 24938 SH DFND 1 24938 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 16 186 SH DFND 1 186 0 0 VERSO CORP CL A 92531L207 9322 1445248 SH DFND 1 1445248 0 0 WELLS FARGO & CO NEW COM 949746101 16827 380000 SH DFND 1 380000 0 0 WISDOMTREE TR HIGH DIV FD 97717W208 201 3020 SH DFND 1 0 0 3020 WISDOMTREE TR EMER MKT HIGH FD 97717W315 19 500 SH DFND 1 0 0 500 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 7 82 SH DFND 1 82 0 0