0000357235-11-000228.txt : 20111114
0000357235-11-000228.hdr.sgml : 20111111
20111114120924
ACCESSION NUMBER: 0000357235-11-000228
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTERN ASSET MANAGEMENT CO
CENTRAL INDEX KEY: 0001138897
IRS NUMBER: 952705767
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10245
FILM NUMBER: 111199709
BUSINESS ADDRESS:
STREET 1: 117 E COLORADO BLVD
CITY: PASADENA
STATE: CA
ZIP: 91105
BUSINESS PHONE: 6268449400
MAIL ADDRESS:
STREET 1: 117 E COLORADO BLVD
CITY: PASADENA
STATE: CA
ZIP: 91105
13F-HR
1
wam3q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Western Asset Management Company
Address: 385 E. Colorado Boulevard
Pasadena, CA 91101
13F File Number: 28-10245
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kevin Ehrlich
Title: Manager of Regulatory Affairs
Phone: 626-844-9407
Signature, Place, and Date of Signing:
Kevin Ehrlich Pasadena, CA November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 17
Form13F Information Table Value Total: $230,513 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28-1700 Legg Mason, Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABITIBIBOWATER INC COM NEW 003687209 843 56138 SH DEFINED 1 56138 0 0
ANNALY CAP MGMT INC NOTE 4.000% 2/1 035710AA0 81 70000 PRN DEFINED 1 70000 0 0
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 113074 2417656 SH DEFINED 1 2417656 0 0
CITIGROUP INC UNIT 99/99/9999 172967416 12467 155000 SH DEFINED 1 155000 0 0
CUMULUS MEDIA INC CL A 231082108 2148 758731 SH DEFINED 1 758731 0 0
E TRADE FINANCIAL CORP NOTE 8/3 269246AZ7 102 115000 PRN DEFINED 1 115000 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V126 3786 477307 SH DEFINED 1 0 0 477307
GENERAL MTRS CO COM 37045V100 8565 424381 SH DEFINED 1 424381 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V118 5508 473177 SH DEFINED 1 0 0 473177
GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 5620 406349 SH DEFINED 1 406349 0 0
HORIZON LINES INC NOTE 4.250% 8/1 44044KAB7 37145 50166000 PRN DEFINED 1 50166000 0 0
ISHARES TR S&P SH NTL AMTFR 464288158 54 500 SH DEFINED 1 0 0 500
LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 1181 2000000 PRN DEFINED 1 2000000 0 0
LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 5535 10205000 PRN DEFINED 1 10205000 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 30092 1231729 SH DEFINED 1 1231729 0 0
MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 19 13302 SH DEFINED 1 13302 0 0
SEMGROUP CORP CL A 81663A105 4293 215039 SH DEFINED 1 215039 0 0