-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxIovsNLPslCkFoQ4W/IXfdvFGc8Ic9sbvFNxVHI9sf4WOlwXd5vJoaOlnTovQB6 0Gnm4DLtdWpAEFX5UOuAKg== 0001209191-10-015898.txt : 20100310 0001209191-10-015898.hdr.sgml : 20100310 20100310143859 ACCESSION NUMBER: 0001209191-10-015898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100308 FILED AS OF DATE: 20100310 DATE AS OF CHANGE: 20100310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Yuchun CENTRAL INDEX KEY: 0001334365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51461 FILM NUMBER: 10670097 MAIL ADDRESS: STREET 1: 170 TRACER LA. CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNICA CORP CENTRAL INDEX KEY: 0001138804 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043174345 BUSINESS ADDRESS: STREET 1: 170 TRACER LANE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-259-5900 MAIL ADDRESS: STREET 1: 170 TRACER LANE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-08 0 0001138804 UNICA CORP UNCA 0001334365 Lee Yuchun 170 TRACER LANE WALTHAM MA 02451 1 1 1 0 President, CEO & Chairman Common Stock 2010-03-08 4 G 0 4500 D 2598614 I by Agustina Sumito Living Trust Common Stock 2010-03-08 4 A 0 2191 A 2600805 I by Agustina Sumito Living Trust Common Stock 2010-03-08 4 S 0 2191 8.98 D 2598614 I by Agustina Sumito Living Trust Common Stock 2010-03-08 4 G 0 4500 D 800890 I by Yuchun Lee Living Trust Incentive Stock Option 3.36 2010-03-08 4 M 0 1666 0.01 D 2010-05-01 2014-01-22 Common Stock 1666 0 I by Spouse Non-Qualified Stock Option 6.46 2010-03-08 4 M 0 375 0.01 D 2010-05-01 2014-03-07 Common Stock 375 62 I by Spouse Non-Qualified Stock Option 3.88 2010-03-08 4 M 0 150 0.01 D 2010-05-01 2014-11-24 Common Stock 150 75 I by Spouse A gift of 4,500 shares of common stock was transferred to three recipients, each receiving 1,500 shares. Represents an exercise of shares by spouse and subsequent transfer to Trust made pursuant to a Rule 10b5-1 trading plan dated February 22, 2010. Sale made pursuant to a Rule 10b5-1 trading plan dated February 22, 2010. /s/ Jason W. Joseph Vice President and General Counsel by Power of Attorney 2010-03-10 -----END PRIVACY-ENHANCED MESSAGE-----