0001209191-15-078443.txt : 20151104
0001209191-15-078443.hdr.sgml : 20151104
20151104163916
ACCESSION NUMBER: 0001209191-15-078443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA CORP
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fallon Thomas J
CENTRAL INDEX KEY: 0001399121
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 151197473
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-02
0
0001138639
INFINERA CORP
INFN
0001399121
Fallon Thomas J
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
1
1
0
0
Chief Executive Officer
Common Stock
2015-11-02
4
M
0
75000
8.19
A
75000
D
Common Stock
2015-11-02
4
M
0
5595
8.19
A
80595
D
Common Stock
2015-11-02
4
M
0
69405
8.19
A
150000
D
Common Stock
2015-11-02
4
S
0
150000
19.8459
D
0
D
Common Stock
2015-11-02
4
S
0
50000
19.8459
D
769456
I
See Footnote
Employee Stock Option (Right to Buy)
8.19
2015-11-02
4
M
0
75000
0.00
D
2016-11-23
Common Stock
75000
0
D
Employee Stock Option (Right to Buy)
8.19
2015-11-02
4
M
0
5595
0.00
D
2019-11-23
Common Stock
5595
0
D
Employee Stock Option (Right to Buy)
8.19
2015-11-02
4
M
0
69405
0.00
D
2019-11-23
Common Stock
159461
90056
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
14286
14286
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
32965
32965
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
30475
30475
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
182250
182250
D
Restricted Stock Units
Common Stock
37666
37666
D
Restricted Stock Units
Common Stock
71258
71258
D
Restricted Stock Units
Common Stock
55240
55240
D
This sale was made in connection with Mr. Fallon's Rule 10b5-1 Trading Plan, which was adopted on May 29, 2015.
This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $19.49 to $20.08 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Fallon will provide full information regarding the number of shares sold at each separate price.
These shares are held directly by The Fallon Family Revocable Trust dated 9/7/94, for which Mr. Fallon is a trustee.
This option is fully-vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
These RSUs vest in three annual installments beginning on February 5, 2014.
These RSUs vest in three annual installments beginning on May 5, 2015.
These RSUs vest in three annual installments beginning on May 5, 2016.
/s/ Michael Post, by Power of Attorney
2015-11-04