0001181431-14-034983.txt : 20141029 0001181431-14-034983.hdr.sgml : 20141029 20141029174138 ACCESSION NUMBER: 0001181431-14-034983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141027 FILED AS OF DATE: 20141029 DATE AS OF CHANGE: 20141029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDFIELD CARL CENTRAL INDEX KEY: 0001180677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 141181060 4 1 rrd417951.xml REDFIELD'S FORM 4 X0306 4 2014-10-27 0 0001138639 INFINERA CORP INFN 0001180677 REDFIELD CARL C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 1 0 0 0 Common Stock 2014-10-27 4 S 0 50000 13.5556 D 29439 I See Footnote Common Stock 39562 D Non-Qualified Stock Option (Right to Buy) 13 2017-06-06 Common Stock 12500 12500 D Non-Qualified Stock Option (Right to Buy) 13.16 2018-05-13 Common Stock 12500 12500 D Non-Qualified Stock Option (Right to Buy) 7.45 2019-08-10 Common Stock 100000 100000 D Non-Qualified Stock Option (Right to Buy) 7.55 2020-05-19 Common Stock 14500 14500 D Non-Qualified Stock Option (Right to Buy) 7.25 2021-05-18 Common Stock 17600 17600 D Restricted Stock Units Common Stock 19009 19009 D This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014. This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $13.34 to $13.84 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price. These shares held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee. This option is fully vested. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. The RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company. Exhibit 24.1 - Power of Attorney /s/ Michael Post, by Power of Attorney 2014-10-29 EX-24.1 2 rrd376359_426356.htm POWER OF ATTORNEY rrd376359_426356.html 
POWER OF ATTORNEY
The undersigned, as a Section 16 reporting person of Infinera Corporation (the "Company"), hereby constitutes and appoints Thomas Fallon, Brad Feller and Michael Post and each of them, the undersigned's true and lawful attorneys-in-fact to: 
1.        complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorneys-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and
2.        do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorneys-in-fact shall deem appropriate.
      The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agent shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).
      This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact. 
      
      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of September, 2014.

Signature: /s/ Carl Redfield        
Print Name: Carl Redfield