0001181431-14-031731.txt : 20140910 0001181431-14-031731.hdr.sgml : 20140910 20140910181709 ACCESSION NUMBER: 0001181431-14-031731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140908 FILED AS OF DATE: 20140910 DATE AS OF CHANGE: 20140910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kambiz Hooshmand CENTRAL INDEX KEY: 0001321104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 141096680 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-450-9333 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 rrd415928.xml HOOSHMAND'S FORM 4 X0306 4 2014-09-08 0 0001138639 INFINERA CORP INFN 0001321104 Kambiz Hooshmand C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 1 0 0 0 Common Stock 2014-09-08 4 M 0 14500 7.55 A 49734 D Common Stock 2014-09-08 4 S 0 14500 10.75 D 35234 D Common Stock 13333 I See Footnote Non-Qualified Stock Option (Right to Buy) 9.24 2019-12-15 Common Stock 100000 100000 D Non-Qualified Stock Option (Right to Buy) 7.55 2014-09-08 4 M 0 14500 0 D 2020-05-19 Common Stock 14500 0 D Restricted Stock Units Common Stock 19009 19009 D These shares are held directly by Mr. Hooshmand and Farinaz Attarzadeh, as trustees of The 2002 Hooshmand Family Trust March 1, 2002. This option is fully-vested. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Hooshmand's continued service to the Company. This sale was made in connection with Mr. Hooshmand's Rule 10b5-1 Trading Plan, which was adopted on August 30, 2013. /s/ Brad Feller, by Power of Attorney 2014-09-10