0001181431-13-047839.txt : 20130905
0001181431-13-047839.hdr.sgml : 20130905
20130905174132
ACCESSION NUMBER: 0001181431-13-047839
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130905
FILED AS OF DATE: 20130905
DATE AS OF CHANGE: 20130905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA CORP
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN KENNETH A
CENTRAL INDEX KEY: 0001218470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 131081284
MAIL ADDRESS:
STREET 1: C/O YAHOO! INC.
STREET 2: 701 FIRST AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
rrd389867.xml
GOLDMAN'S FORM 4
X0306
4
2013-09-05
0
0001138639
INFINERA CORP
INFN
0001218470
GOLDMAN KENNETH A
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2013-09-05
4
M
0
5969
2
A
43203
D
Common Stock
2013-09-05
4
S
0
5969
10.6572
D
37234
D
Common Stock
3051
I
See Footnote
Common Stock
33722
I
See Footnote
Non-Qualified Stock Option (Right to Buy)
2
2013-09-05
4
M
0
5969
0
D
2016-08-29
Common Stock
5969
0
D
Non-Qualified Stock Option (Right to Buy)
13
2017-06-06
Common Stock
12500
12500
D
Non-Qualified Stock Option (Right to Buy)
13.16
2018-05-13
Common Stock
12500
12500
D
Non-Qualified Stock Option (Right to Buy)
7.45
2019-08-10
Common Stock
60000
60000
D
Non-Qualified Stock Option (Right to Buy)
7.55
2020-05-19
Common Stock
14500
14500
D
Non-Qualified Stock Option (Right to Buy)
7.25
2021-05-18
Common Stock
17600
17600
D
Restricted Stock Units
Common Stock
13333
13333
D
Shares held directly by the Goldman-Valeriote Family Trust u/a/d 11/15/95 for which the Reporting Person serves as trustee.
Shares held directly by G.V. Partners, L.P. for which the Reporting Person serves as managing member.
The option is fully vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
The RSUs fully vest on May 15, 2014.
This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 30, 2013.
This price represents the weighted average sale price of the shares sold ranging from $10.60 to $10.72 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
/s/ Donica Forensich, by Power of Attorney
2013-09-05