0001181431-13-032185.txt : 20130603
0001181431-13-032185.hdr.sgml : 20130603
20130603183008
ACCESSION NUMBER: 0001181431-13-032185
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA CORP
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCARTHY MICHAEL O III
CENTRAL INDEX KEY: 0001177264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 13889199
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
rrd382036.xml
MCCARTHY'S FORM 4
X0306
4
2013-05-31
1
0001138639
INFINERA CORP
INFN
0001177264
MCCARTHY MICHAEL O III
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
0
1
0
0
Chief Legal & Admin Officer
Common Stock
2013-05-31
4
M
0
103578
7.61
A
204191
D
Common Stock
2013-05-31
4
S
0
103578
10.9061
D
100613
D
Common Stock
2013-05-31
4
S
0
20000
10.5525
D
80613
D
Employee Stock Option (Right to Buy)
8.19
2016-11-23
Common Stock
56250
56250
D
Employee Stock Option (Right to Buy)
7.61
2013-05-31
4
M
0
25642
0
D
2017-06-06
Common Stock
25642
0
D
Employee Stock Option (Right to Buy)
7.61
2013-05-31
4
M
0
29355
0
D
2017-06-06
Common Stock
29355
0
D
Employee Stock Option (Right to Buy)
7.61
2013-05-31
4
M
0
2236
0
D
2018-02-28
Common Stock
2236
0
D
Employee Stock Option (Right to Buy)
7.61
2013-05-31
4
M
0
46345
0
D
2018-02-28
Common Stock
46345
0
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
16250
16250
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
48750
48750
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
27195
27195
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
19749
19749
D
The option is fully vested.
This price represents the weighted average sale price of the shares sold ranging from $10.55 to $10.945 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
/s/ Donica Forensich, by Power of Attorney
2013-06-03