0001181431-13-032185.txt : 20130603 0001181431-13-032185.hdr.sgml : 20130603 20130603183008 ACCESSION NUMBER: 0001181431-13-032185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY MICHAEL O III CENTRAL INDEX KEY: 0001177264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 13889199 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 rrd382036.xml MCCARTHY'S FORM 4 X0306 4 2013-05-31 1 0001138639 INFINERA CORP INFN 0001177264 MCCARTHY MICHAEL O III C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 0 1 0 0 Chief Legal & Admin Officer Common Stock 2013-05-31 4 M 0 103578 7.61 A 204191 D Common Stock 2013-05-31 4 S 0 103578 10.9061 D 100613 D Common Stock 2013-05-31 4 S 0 20000 10.5525 D 80613 D Employee Stock Option (Right to Buy) 8.19 2016-11-23 Common Stock 56250 56250 D Employee Stock Option (Right to Buy) 7.61 2013-05-31 4 M 0 25642 0 D 2017-06-06 Common Stock 25642 0 D Employee Stock Option (Right to Buy) 7.61 2013-05-31 4 M 0 29355 0 D 2017-06-06 Common Stock 29355 0 D Employee Stock Option (Right to Buy) 7.61 2013-05-31 4 M 0 2236 0 D 2018-02-28 Common Stock 2236 0 D Employee Stock Option (Right to Buy) 7.61 2013-05-31 4 M 0 46345 0 D 2018-02-28 Common Stock 46345 0 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 16250 16250 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 48750 48750 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 27195 27195 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 19749 19749 D The option is fully vested. This price represents the weighted average sale price of the shares sold ranging from $10.55 to $10.945 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. /s/ Donica Forensich, by Power of Attorney 2013-06-03