X0306
4
2017-11-13
0
0001138639
INFINERA Corp
INFN
0001399121
Fallon Thomas J
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
1
1
0
0
Chief Executive Officer
Common Stock
2017-11-13
4
P
0
100000
6.3313
A
1282031
I
See Footnote
Employee Stock Option (Right to Buy)
8.19
2019-11-23
Common Stock
90056.0
90056
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
14286.0
14286
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
32965.0
32965
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
30475.0
30475
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
182250.0
182250
D
Restricted Stock Units
Common Stock
18413.0
18413
D
Restricted Stock Units
Common Stock
65137.0
65137
D
Restricted Stock Units
Common Stock
114831.0
114831
D
This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $6.30 to $6.37 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Fallon will provide full information regarding the number of shares purchased at each separate price.
This includes 2,127 shares acquired under the Company's 2007 Employee Stock Purchase Plan on August 15, 2017.
These shares are held directly by The Fallon Family Revocable Trust dated 9/7/94, for which Mr. Fallon is a trustee.
This option is fully-vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
These RSUs vest in three annual installments beginning on May 5, 2016.
These RSUs vest in four annual installments beginning on May 5, 2017.
These RSUs vest in four annual installments beginning on May 5, 2018.
/s/ Michael Post, by Power of Attorney
2017-11-13