Operations Administrator

0001138486-17-000004.txt : 20171115 0001138486-17-000004.hdr.sgml : 20171115 20171115132857 ACCESSION NUMBER: 0001138486-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 EFFECTIVENESS DATE: 20171115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 171204744 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138486 XXXXXXXX 09-30-2017 09-30-2017 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Lindsey Riese Operations Administrator 414-223-1087 Lindsey Riese Milwaukee WI 11-15-2017 0 0 0 false INFORMATION TABLE 2 inftable.xml ALPS Alerian Infrastructure ML INX 00162q866 227 20246 SH SOLE 20246 0 0 Financial Select SPDR INX 81369y605 1508 58329 SH SOLE 58329 0 0 Guggenheim S&P 500 Equal-Wtd T INX 78355w817 226 1672 SH SOLE 1672 0 0 Health Care Select Sector SPDR INX 81369y209 2309 28246 SH SOLE 28246 0 0 KBW Regional Banking INX 78464a698 317 5585 SH SOLE 5585 0 0 ProShares Ultra S&P 500 INX 74347r107 621 6417 SH SOLE 6417 0 0 REIT Index Fund INX 464287564 765 7603 SH SOLE 7603 0 0 Real Estate Select Sector SPDR INX 81369y860 342 10620 SH SOLE 10620 0 0 S&P 500 Index Trust INX 464287200 9602 37965 SH SOLE 37965 0 0 S&P 500 Spiders INX 78462F103 2181 8679 SH SOLE 8679 0 0 S&P Midcap 400 Index INX 464287507 1610 9002 SH SOLE 9002 0 0 S&P Small Cap 600 INX 464287804 1109 14936 SH SOLE 14936 0 0 S&P Smallcap 600 Growth Index INX 464287887 11389 69236 SH SOLE 69236 0 0 S&P Smallcap 600 Value Index F INX 464287879 11361 76606 SH SOLE 76606 0 0 SPDR S&P Midcap 400 INX 78467y107 1483 4545 SH SOLE 4545 0 0 StreetTracks SPDR Dividend INX 78464a763 7350 80477 SH SOLE 80477 0 0 Technology Select Sector SPDR INX 81369y803 3395 57451 SH SOLE 57451 0 0 UBS E-TRACS Wells Fargo Bus De INX 902641588 259 11761 SH SOLE 11761 0 0 Vanguard FTSE Emerging Markets INX 922042858 4184 96034 SH SOLE 96034 0 0 Vanguard Information Technolog INX 92204a702 397 2609 SH SOLE 2609 0 0 Vanguard REIT INX 922908553 422 5079 SH SOLE 5079 0 0 Vanguard Small Cap INX 922908751 230 1625 SH SOLE 1625 0 0 Vanguard Total Stock Market INX 922908769 1823 14077 SH SOLE 14077 0 0 iShares Core US REIT INX 464288521 900 18278 SH SOLE 18278 0 0 iShares MSCI EAFE Growth Index INX 464288885 5501 71082 SH SOLE 71082 0 0 iShares MSCI EAFE Trust INX 464287465 3892 56834 SH SOLE 56834 0 0 iShares MSCI EAFE Value Index INX 464288877 6309 115554 SH SOLE 115554 0 0 iShares MSCI Emerging Mkts Ind INX 464287234 1093 24400 SH SOLE 24400 0 0 iShares Nasdaq Biotech Index INX 464287556 4046 12129 SH SOLE 12129 0 0 iShares Russell 1000 Growth In INX 464287614 6539 52290 SH SOLE 52290 0 0 iShares Russell 1000 Value Ind INX 464287598 5031 42448 SH SOLE 42448 0 0 iShares Russell 2000 Growth INX 464287648 4776 26685 SH SOLE 26685 0 0 iShares Russell 2000 Index Fd INX 464287655 1305 8804 SH SOLE 8804 0 0 iShares Russell 2000 Value INX 464287630 306 2468 SH SOLE 2468 0 0 iShares Russell MidCap Growth INX 464287481 2844 25130 SH SOLE 25130 0 0 iShares Russell MidCap Value INX 464287473 4655 54805 SH SOLE 54805 0 0 iShares S&P 400 Midcap Growth INX 464287606 19468 96203 SH SOLE 96203 0 0 iShares S&P 400 Midcap Value INX 464287705 13719 89825 SH SOLE 89825 0 0 iShares S&P 500 Growth Index F INX 464287309 32691 227941 SH SOLE 227941 0 0 iShares S&P 500 Value Index Fd INX 464287408 23255 215503 SH SOLE 215503 0 0 3M Company COM 88579y101 1484 7072 SH SOLE 7072 0 0 AMETEK, Inc. 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COM 594918104 11614 155908 SH SOLE 155908 0 0 Morgan Stanley COM 617446448 7812 162173 SH SOLE 162173 0 0 NIKE Inc. Cl. B COM 654106103 212 4098 SH SOLE 4098 0 0 NextEra Energy, Inc. COM 65339f101 202 1375 SH SOLE 1375 0 0 Norfolk Southern COM 655844108 393 2974 SH SOLE 2974 0 0 Northrop Grumman COM 666807102 646 2247 SH SOLE 2247 0 0 Nucor Corp. COM 670346105 2077 37067 SH SOLE 37067 0 0 PPG Industries COM 693506107 576 5305 SH SOLE 5305 0 0 PepsiCo, Inc. COM 713448108 1830 16426 SH SOLE 16426 0 0 Pfizer, Inc. COM 717081103 7210 201967 SH SOLE 201967 0 0 Philip Morris Int'l Inc. COM 718172109 2410 21710 SH SOLE 21710 0 0 Procter & Gamble COM 742718109 2175 23901 SH SOLE 23901 0 0 Schlumberger Ltd. COM 806857108 4796 68744 SH SOLE 68744 0 0 Sherwin-Williams Co. COM 824348106 358 1000 SH SOLE 1000 0 0 Smucker, J.M. COM 832696405 5410 51554 SH SOLE 51554 0 0 Southern Company COM 842587107 708 14399 SH SOLE 14399 0 0 Starbucks Corp. COM 855244109 939 17474 SH SOLE 17474 0 0 Stryker Corp. 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COM 963320106 3832 20778 SH SOLE 20778 0 0 Federated Kaufmann Fund Cl A FUND 314172677 99 16689 SH SOLE 16689 0 0 Fidelity Spartan 500 Index Adv FUND 315911701 584 6594 SH SOLE 6594 0 0 JP Morgan Income Builder Fd Cl FUND 4812a3288 463 43913 SH SOLE 43913 0 0 JP Morgan Value Advantage Fd C FUND 4812a2637 312 9084 SH SOLE 9084 0 0 Vanguard Balanced Index Admira FUND 921931200 438 13046 SH SOLE 13046 0 0 Vanguard Growth Index FUND 922908504 315 4610 SH SOLE 4610 0 0 Vanguard Mid-Cap Index Fund FUND 922908843 316 7879 SH SOLE 7879 0 0 Vanguard Small Cap Index Fund FUND 922908702 236 3487 SH SOLE 3487 0 0 Fidelity Spartan US Bond Index INX 316146372 623 53603 SH SOLE 53603 0 0 First Trust Tactical High Yiel INX 33738d408 7406 150960 SH SOLE 150960 0 0 Franklin Fed Tax-Free Inc Cl A INX 353519101 354 29500 SH SOLE 29500 0 0 Guggenheim BulletShares 2017 C INX 18383m548 369 16300 SH SOLE 16300 0 0 Guggenheim BulletShares 2017 H INX 18383m399 436 16948 SH SOLE 16948 0 0 Guggenheim BulletShares 2018 C INX 18383m530 3897 183922 SH SOLE 183922 0 0 Guggenheim BulletShares 2018 H INX 18383m381 486 19170 SH SOLE 19170 0 0 Guggenheim BulletShares 2019 C INX 18383m522 4664 219489 SH SOLE 219489 0 0 Guggenheim BulletShares 2019 H INX 18383m373 205 8300 SH SOLE 8300 0 0 Guggenheim BulletShares 2020 C INX 18383m514 5694 264702 SH SOLE 264702 0 0 Guggenheim BulletShares 2021 C INX 18383m266 4952 231832 SH SOLE 231832 0 0 Guggenheim BulletShares 2022 C INX 18383m258 4905 229091 SH SOLE 229091 0 0 Guggenheim BulletShares 2023 C INX 18383m241 3026 143409 SH SOLE 143409 0 0 Guggenheim BulletShares 2024 C INX 18383m233 2560 122096 SH SOLE 122096 0 0 Ivy Muni High Income Fund Cl I INX 466001757 93 18321 SH SOLE 18321 0 0 JP Morgan Core Plus Bond Fd Cl INX 4812c0811 135 16224 SH SOLE 16224 0 0 JP Morgan Strategic Income Opp INX 4812a4385 560 48167 SH SOLE 48167 0 0 JP Morgan USD Emerging Mkts Bo INX 464288281 376 3232 SH SOLE 3232 0 0 ProShares Short 20-Plus Yr Tre INX 74347x849 1244 55500 SH SOLE 55500 0 0 Putnam Municipal Opportunities INX 746922103 230 18200 SH SOLE 18200 0 0 SPDR Barclays Capital Municipa INX 78468r721 313 6395 SH SOLE 6395 0 0 T. 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