Operations Administrator

0001138486-17-000002.txt : 20170517 0001138486-17-000002.hdr.sgml : 20170517 20170517165723 ACCESSION NUMBER: 0001138486-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 EFFECTIVENESS DATE: 20170517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 17852289 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138486 XXXXXXXX 03-31-2017 03-31-2017 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Lindsey Riese Operations Administrator 4142231087 Lindsey Riese Milwaukee WI 05-17-2017 0 0 0 false INFORMATION TABLE 2 inftable.xml Financial Select SPDR INX 81369y605 393 16576 SH SOLE 16576 0 0 KBW Regional Banking INX 78464a698 353 6468 SH SOLE 6468 0 0 ProShares Ultra S&P 500 INX 74347r107 544 6417 SH SOLE 6417 0 0 REIT Index Fund INX 464287564 750 7518 SH SOLE 7518 0 0 Real Estate Select Sector SPDR INX 81369y860 237 7508 SH SOLE 7508 0 0 S&P 500 Index Trust INX 464287200 7842 33051 SH SOLE 33051 0 0 S&P 500 Spiders INX 78462F103 2138 9068 SH SOLE 9068 0 0 S&P Midcap 400 Index INX 464287507 1589 9281 SH SOLE 9281 0 0 S&P Small Cap 600 INX 464287804 1038 15006 SH SOLE 15006 0 0 S&P Smallcap 600 Growth Index INX 464287887 10034 65547 SH SOLE 65547 0 0 S&P Smallcap 600 Value Index F INX 464287879 9818 70809 SH SOLE 70809 0 0 SPDR S&P Midcap 400 INX 78467y107 1490 4770 SH SOLE 4770 0 0 StreetTracks SPDR Dividend INX 78464a763 7577 85967 SH SOLE 85967 0 0 Technology Select Sector SPDR INX 81369y803 2685 50367 SH SOLE 50367 0 0 UBS E-TRACS Wells Fargo Bus De INX 902641588 256 10769 SH SOLE 10769 0 0 Vanguard FTSE Emerging Markets INX 922042858 3190 80317 SH SOLE 80317 0 0 Vanguard Information Technolog INX 92204a702 348 2569 SH SOLE 2569 0 0 Vanguard REIT INX 922908553 364 4408 SH SOLE 4408 0 0 Vanguard Small Cap INX 922908751 214 1606 SH SOLE 1606 0 0 Vanguard Total Stock Market INX 922908769 1894 15608 SH SOLE 15608 0 0 iShares Core US REIT INX 464288521 861 17597 SH SOLE 17597 0 0 iShares DJ US Medical Devices INX 464288810 574 3790 SH SOLE 3790 0 0 iShares MSCI EAFE Growth Index INX 464288885 4237 60972 SH SOLE 60972 0 0 iShares MSCI EAFE Trust INX 464287465 2732 43860 SH SOLE 43860 0 0 iShares MSCI EAFE Value Index INX 464288877 4047 80465 SH SOLE 80465 0 0 iShares MSCI Emerging Mkts Ind INX 464287234 1001 25400 SH SOLE 25400 0 0 iShares Russell 1000 Growth In INX 464287614 6218 54639 SH SOLE 54639 0 0 iShares Russell 1000 Value Ind INX 464287598 4992 43428 SH SOLE 43428 0 0 iShares Russell 2000 Growth INX 464287648 4349 26900 SH SOLE 26900 0 0 iShares Russell 2000 Index Fd INX 464287655 1209 8796 SH SOLE 8796 0 0 iShares Russell 2000 Value INX 464287630 292 2468 SH SOLE 2468 0 0 iShares Russell MidCap Growth INX 464287481 2607 25130 SH SOLE 25130 0 0 iShares Russell MidCap Value INX 464287473 4616 55619 SH SOLE 55619 0 0 iShares S&P 400 Midcap Growth INX 464287606 18317 95947 SH SOLE 95947 0 0 iShares S&P 400 Midcap Value INX 464287705 12422 83675 SH SOLE 83675 0 0 iShares S&P 500 Growth Index F INX 464287309 30816 234308 SH SOLE 234308 0 0 iShares S&P 500 Value Index Fd INX 464287408 21195 203716 SH SOLE 203716 0 0 3M Company COM 88579y101 1318 6890 SH SOLE 6890 0 0 AMETEK, Inc. COM 031100100 487 9000 SH SOLE 9000 0 0 AT&T Corp. COM 00206r102 2896 69687 SH SOLE 69687 0 0 AbbVie Inc. COM 00287y109 8381 128619 SH SOLE 128619 0 0 Abbott Laboratories COM 002824100 1119 25195 SH SOLE 25195 0 0 Air Products & Chem COM 009158106 1081 7988 SH SOLE 7988 0 0 Alphabet, Inc. Class A COM 02079k305 1516 1788 SH SOLE 1788 0 0 Altria Group, Inc. COM 02209s103 6973 97636 SH SOLE 97636 0 0 Amgen, Inc. COM 031162100 6262 38168 SH SOLE 38168 0 0 Annaly Capital Mgmt COM 035710409 136 12245 SH SOLE 12245 0 0 Apple Computer Inc. COM 037833100 9711 67595 SH SOLE 67595 0 0 Atrion Corp. COM 049904105 351 750 SH SOLE 750 0 0 BP PLC ADR COM 055622104 274 7932 SH SOLE 7932 0 0 Bank of Montreal COM 063671101 515 6883 SH SOLE 6883 0 0 Bank of New York Mellon COM 064058100 934 19768 SH SOLE 19768 0 0 Bemis Co. COM 081437105 318 6500 SH SOLE 6500 0 0 Berkshire Hathaway COM 084670702 395 2367 SH SOLE 2367 0 0 Blackrock Inc. COM 09247X101 7006 18268 SH SOLE 18268 0 0 Boeing Co. COM 097023105 6709 37932 SH SOLE 37932 0 0 Bristol-Myers Squibb COM 110122108 7182 132066 SH SOLE 132066 0 0 CSX Corp. COM 126408103 644 13840 SH SOLE 13840 0 0 CVS Health Corp. COM 126650100 4506 57406 SH SOLE 57406 0 0 Caterpillar Inc. COM 149123101 939 10124 SH SOLE 10124 0 0 Chevron Corporation COM 166764100 6442 59996 SH SOLE 59996 0 0 Chubb Ltd. COM h1467j104 2905 21319 SH SOLE 21319 0 0 Cisco Systems COM 17275r102 7674 227048 SH SOLE 227048 0 0 Clorox Co. COM 189054109 628 4659 SH SOLE 4659 0 0 Colgate-Palmolive COM 194162103 671 9174 SH SOLE 9174 0 0 ConocoPhillips COM 20825c104 715 14332 SH SOLE 14332 0 0 Delta Air Lines Inc. COM 247361702 3641 79228 SH SOLE 79228 0 0 Disney, Walt Co. COM 254687106 440 3878 SH SOLE 3878 0 0 Dow Chemical Co. COM 260543103 8234 129591 SH SOLE 129591 0 0 DuPont, E.I. de Nemours COM 263534109 1383 17211 SH SOLE 17211 0 0 Duke Energy Corp. COM 26441c204 961 11723 SH SOLE 11723 0 0 Emerson Electric COM 291011104 1279 21365 SH SOLE 21365 0 0 ExxonMobil COM 30231g102 7051 85972 SH SOLE 85972 0 0 Fiserv Inc. COM 337738108 1274 11050 SH SOLE 11050 0 0 General Dynamics Corp. COM 369550108 412 2200 SH SOLE 2200 0 0 General Electric Co. COM 369604103 6951 233243 SH SOLE 233243 0 0 HanesBrands Inc. COM 410345102 4588 220992 SH SOLE 220992 0 0 Home Depot Inc. COM 437076102 5197 35398 SH SOLE 35398 0 0 Honeywell Int'l Inc. COM 438516106 5402 43262 SH SOLE 43262 0 0 IBM Corp. COM 459200101 206 1182 SH SOLE 1182 0 0 Intel Corp. COM 458140100 4827 133833 SH SOLE 133833 0 0 International Paper COM 460146103 1641 32307 SH SOLE 32307 0 0 J.P. Morgan Chase COM 46625h100 9997 113804 SH SOLE 113804 0 0 Johnson & Johnson COM 478160104 9177 73678 SH SOLE 73678 0 0 Johnson Controls Int'l plc COM g51502105 6099 144812 SH SOLE 144812 0 0 Kimberly-Clark Corp. COM 494368103 1887 14336 SH SOLE 14336 0 0 Kinder Morgan, Inc. COM 49456b101 1329 61143 SH SOLE 61143 0 0 Kohl's Corp. COM 500255104 476 11946 SH SOLE 11946 0 0 Kraft Heinz Co. COM 500754106 7069 77844 SH SOLE 77844 0 0 Lilly, Eli & Co. COM 532457108 653 7758 SH SOLE 7758 0 0 Lockheed Martin COM 539830109 1523 5691 SH SOLE 5691 0 0 MGE Energy Inc. COM 55277p104 298 4587 SH SOLE 4587 0 0 Marriott Intl Inc. COM 571903202 7427 78863 SH SOLE 78863 0 0 McDonald's Corp COM 580135101 248 1914 SH SOLE 1914 0 0 Medtronic Plc COM g5960l103 444 5516 SH SOLE 5516 0 0 Merck & Co. COM 58933y105 1831 28813 SH SOLE 28813 0 0 Microchip Tech Inc. COM 595017104 388 5261 SH SOLE 5261 0 0 Microsoft Corp. COM 594918104 10744 163130 SH SOLE 163130 0 0 Morgan Stanley COM 617446448 6540 152659 SH SOLE 152659 0 0 NIKE Inc. Cl. B COM 654106103 237 4254 SH SOLE 4254 0 0 NextEra Energy, Inc. COM 65339f101 300 2336 SH SOLE 2336 0 0 Norfolk Southern COM 655844108 417 3721 SH SOLE 3721 0 0 Northrop Grumman COM 666807102 534 2247 SH SOLE 2247 0 0 Nucor Corp. COM 670346105 5167 86516 SH SOLE 86516 0 0 PPG Industries COM 693506107 666 6334 SH SOLE 6334 0 0 PepsiCo, Inc. COM 713448108 1879 16795 SH SOLE 16795 0 0 Pfizer, Inc. COM 717081103 8208 239928 SH SOLE 239928 0 0 Philip Morris Int'l Inc. COM 718172109 2518 22303 SH SOLE 22303 0 0 Procter & Gamble COM 742718109 2377 26451 SH SOLE 26451 0 0 Raytheon Co. COM 755111507 362 2374 SH SOLE 2374 0 0 Royal Caribbean Cruises, Ltd. COM v7780t103 1626 16573 SH SOLE 16573 0 0 Schlumberger Ltd. COM 806857108 4435 56791 SH SOLE 56791 0 0 Sherwin-Williams Co. COM 824348106 310 1000 SH SOLE 1000 0 0 Smucker, J.M. COM 832696405 3091 23581 SH SOLE 23581 0 0 Southern Company COM 842587107 804 16142 SH SOLE 16142 0 0 Starbucks Corp. COM 855244109 4520 77406 SH SOLE 77406 0 0 Starwood Property Trust COM 85571b105 201 8900 SH SOLE 8900 0 0 Stryker Corp. COM 863667101 563 4280 SH SOLE 4280 0 0 Sysco Corp. COM 871829107 893 17200 SH SOLE 17200 0 0 TCF Financial Corp. COM 872275102 170 10000 SH SOLE 10000 0 0 Target Corp. COM 87612E106 812 14706 SH SOLE 14706 0 0 Texas Instruments COM 882508104 332 4118 SH SOLE 4118 0 0 Thermo Fisher Scientific COM 883556102 524 3412 SH SOLE 3412 0 0 Travelers Cos. Inc. COM 89417e109 587 4873 SH SOLE 4873 0 0 U.S. Bancorp COM 902973304 405 7873 SH SOLE 7873 0 0 Union Pacific Corp. COM 907818108 2398 22642 SH SOLE 22642 0 0 United Parcel Service COM 911312106 397 3700 SH SOLE 3700 0 0 United Technologies COM 913017109 219 1953 SH SOLE 1953 0 0 Valero Energy Corp. COM 91913y100 579 8740 SH SOLE 8740 0 0 Verizon Communctns COM 92343v104 8529 174945 SH SOLE 174945 0 0 WEC Energy Group, Inc. COM 92939u106 311 5124 SH SOLE 5124 0 0 Walgreen Boots Alliance, Inc. COM 931427108 565 6802 SH SOLE 6802 0 0 Wells Fargo & Co. COM 949746101 5333 95808 SH SOLE 95808 0 0 Whirlpool Corp. COM 963320106 653 3808 SH SOLE 3808 0 0 Wyndham Worldwide Corp. COM 98310w108 1936 22965 SH SOLE 22965 0 0 Fidelity Spartan 500 Index Adv FUND 315911701 539 6487 SH SOLE 6487 0 0 JP Morgan Income Builder Fd Cl FUND 4812a3288 540 52856 SH SOLE 52856 0 0 JP Morgan Value Advantage Fd C FUND 4812a2637 564 17084 SH SOLE 17084 0 0 Sequoia Fund FUND 817418106 397 2331 SH SOLE 2331 0 0 Vanguard Balanced Index Admira FUND 921931200 412 12827 SH SOLE 12827 0 0 Vanguard Growth Index FUND 922908504 278 4440 SH SOLE 4440 0 0 Vanguard Mid-Cap Index Fund FUND 922908843 293 7718 SH SOLE 7718 0 0 Vanguard Small Cap Index Fund FUND 922908702 219 3434 SH SOLE 3434 0 0 Fidelity Spartan US Bond Index INX 316146372 609 52852 SH SOLE 52852 0 0 First Trust Tactical High Yiel INX 33738d408 6566 134391 SH SOLE 134391 0 0 Franklin Fed Tax-Free Inc Cl A INX 353519101 354 29500 SH SOLE 29500 0 0 Guggenheim BulletShares 2017 C INX 18383m548 594 26270 SH SOLE 26270 0 0 Guggenheim BulletShares 2017 H INX 18383m399 782 30439 SH SOLE 30439 0 0 Guggenheim BulletShares 2018 C INX 18383m530 3927 184961 SH SOLE 184961 0 0 Guggenheim BulletShares 2018 H INX 18383m381 578 22807 SH SOLE 22807 0 0 Guggenheim BulletShares 2019 C INX 18383m522 4243 199863 SH SOLE 199863 0 0 Guggenheim BulletShares 2019 H INX 18383m373 233 9505 SH SOLE 9505 0 0 Guggenheim BulletShares 2020 C INX 18383m514 5669 265024 SH SOLE 265024 0 0 Guggenheim BulletShares 2021 C INX 18383m266 4369 206556 SH SOLE 206556 0 0 Guggenheim BulletShares 2022 C INX 18383m258 4602 218636 SH SOLE 218636 0 0 Guggenheim BulletShares 2023 C INX 18383m241 2651 128134 SH SOLE 128134 0 0 Guggenheim BulletShares 2024 C INX 18383m233 2533 123186 SH SOLE 123186 0 0 JP Morgan Core Plus Bond Fd Cl INX 4812c0811 524 63974 SH SOLE 63974 0 0 JP Morgan Strategic Income Opp INX 4812a4385 551 47419 SH SOLE 47419 0 0 JP Morgan USD Emerging Mkts Bo INX 464288281 251 2210 SH SOLE 2210 0 0 ProShares Short 20-Plus Yr Tre INX 74347x849 1234 52600 SH SOLE 52600 0 0 Putnam Municipal Opportunities INX 746922103 252 21000 SH SOLE 21000 0 0 SPDR Barclays Capital Municipa INX 78468r721 306 6395 SH SOLE 6395 0 0 SPDR Barclays Capital Short-Te INX 78464a474 290 9460 SH SOLE 9460 0 0 SPDR Barclays Short Term Muni INX 78468r739 237 4900 SH SOLE 4900 0 0 T. Rowe Price Tax-Free Income INX 779576206 112 11148 SH SOLE 11148 0 0 VanEck Vectors High-Yield Muni INX 92189f361 287 9375 SH SOLE 9375 0 0 Wells Fargo Wisconsin Tax-Free INX 949921613 115 10680 SH SOLE 10680 0 0 WisdomTree Barclays Yield Enha INX 97717x511 402 8065 SH SOLE 8065 0 0 iPath US Treasury 10-Year Bear INX 06740l451 843 45000 SH SOLE 45000 0 0 iShares 2017 S&P AMT-Free Muni INX 464289271 421 15462 SH SOLE 15462 0 0 iShares 2018 S&P AMT-Free Muni INX 46429b580 671 26386 SH SOLE 26386 0 0 iShares Barclays 1-3 Year Cred INX 464288646 3266 31037 SH SOLE 31037 0 0 iShares Barclays Govt/Credit B INX 464288596 521 4619 SH SOLE 4619 0 0 iShares Barclays Intermed Cred INX 464288638 9013 82718 SH SOLE 82718 0 0 iShares Intermediate Govt/Cred INX 464288612 751 6815 SH SOLE 6815 0 0 iShares iBoxx InvesTop Inv Grd INX 464287242 9954 84419 SH SOLE 84419 0 0 PowerShares DB Base Metals Fd INX 73936b705 450 27500 SH SOLE 27500 0 0 PowerShares DB Commodity Index INX 73935s105 1564 102795 SH SOLE 102795 0 0 SPDR Gold Trust INX 78463v107 1493 12578 SH SOLE 12578 0 0 US Commodity Index Funds Trust INX 911717106 1659 42355 SH SOLE 42355 0 0 iPath Dow Jones-UBS Grains Sub INX 06739h305 470 17000 SH SOLE 17000 0 0