Operations Administrator

0001138486-17-000001.txt : 20170215 0001138486-17-000001.hdr.sgml : 20170215 20170215163516 ACCESSION NUMBER: 0001138486-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 17615041 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138486 XXXXXXXX 12-31-2016 12-31-2016 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Lindsey Riese Operations Administrator 414-223-1087 Lindsey Riese Milwaukee WI 02-15-2017 0 0 0 false INFORMATION TABLE 2 inftable.xml Financial Select SPDR INX 81369y605 406 17469 SH SOLE 17469 0 0 KBW Regional Banking INX 78464a698 361 6495 SH SOLE 6495 0 0 Nuveen S&P 500 Buy-Write Inc F INX 6706er101 151 11886 SH SOLE 11886 0 0 ProShares Short S&P 500 INX 74347b425 504 13801 SH SOLE 13801 0 0 REIT Index Fund INX 464287564 793 7959 SH SOLE 7959 0 0 Real Estate Select Sector SPDR INX 81369y860 222 7209 SH SOLE 7209 0 0 S&P 500 Index Trust INX 464287200 7746 34428 SH SOLE 34428 0 0 S&P 500 Spiders INX 78462F103 2258 10102 SH SOLE 10102 0 0 S&P Midcap 400 Index INX 464287507 1591 9621 SH SOLE 9621 0 0 S&P Small Cap 600 INX 464287804 1044 7595 SH SOLE 7595 0 0 S&P Smallcap 600 Growth Index INX 464287887 9237 61580 SH SOLE 61580 0 0 S&P Smallcap 600 Value Index F INX 464287879 9528 68050 SH SOLE 68050 0 0 SPDR S&P Midcap 400 INX 78467y107 1477 4895 SH SOLE 4895 0 0 StreetTracks SPDR Dividend INX 78464a763 8729 102020 SH SOLE 102020 0 0 Technology Select Sector SPDR INX 81369y803 2398 49579 SH SOLE 49579 0 0 UBS E-TRACS Wells Fargo Bus De INX 902641588 281 12369 SH SOLE 12369 0 0 Vanguard FTSE Emerging Markets INX 922042858 2353 65767 SH SOLE 65767 0 0 Vanguard Information Technolog INX 92204a702 356 2929 SH SOLE 2929 0 0 Vanguard REIT INX 922908553 363 4401 SH SOLE 4401 0 0 Vanguard Small Cap INX 922908751 207 1606 SH SOLE 1606 0 0 Vanguard Total Stock Market INX 922908769 1800 15606 SH SOLE 15606 0 0 iShares Core US REIT INX 464288521 858 17597 SH SOLE 17597 0 0 iShares DJ US Medical Devices INX 464288810 548 4115 SH SOLE 4115 0 0 iShares MSCI EAFE Growth Index INX 464288885 2994 47011 SH SOLE 47011 0 0 iShares MSCI EAFE Trust INX 464287465 1534 26573 SH SOLE 26573 0 0 iShares MSCI EAFE Value Index INX 464288877 2348 49699 SH SOLE 49699 0 0 iShares MSCI Emerging Mkts Ind INX 464287234 890 25420 SH SOLE 25420 0 0 iShares Russell 1000 Growth In INX 464287614 5914 56378 SH SOLE 56378 0 0 iShares Russell 1000 Value Ind INX 464287598 4890 43653 SH SOLE 43653 0 0 iShares Russell 2000 Growth INX 464287648 4195 27250 SH SOLE 27250 0 0 iShares Russell 2000 Index Fd INX 464287655 1186 8795 SH SOLE 8795 0 0 iShares Russell 2000 Value INX 464287630 305 2568 SH SOLE 2568 0 0 iShares Russell MidCap Growth INX 464287481 2513 25805 SH SOLE 25805 0 0 iShares Russell MidCap Value INX 464287473 4494 55869 SH SOLE 55869 0 0 iShares S&P 400 Midcap Growth INX 464287606 17758 97465 SH SOLE 97465 0 0 iShares S&P 400 Midcap Value INX 464287705 12321 84850 SH SOLE 84850 0 0 iShares S&P 500 Growth Index F INX 464287309 28625 235039 SH SOLE 235039 0 0 iShares S&P 500 Value Index Fd INX 464287408 20573 202932 SH SOLE 202932 0 0 3M Company COM 88579y101 1230 6890 SH SOLE 6890 0 0 AMETEK, Inc. COM 031100100 669 13775 SH SOLE 13775 0 0 AT&T Corp. COM 00206r102 2812 66117 SH SOLE 66117 0 0 AbbVie Inc. COM 00287y109 8091 129204 SH SOLE 129204 0 0 Abbott Laboratories COM 002824100 995 25905 SH SOLE 25905 0 0 Air Products & Chem COM 009158106 6797 47260 SH SOLE 47260 0 0 Alphabet, Inc. Class A COM 02079k305 1208 1524 SH SOLE 1524 0 0 Altria Group, Inc. COM 02209s103 7066 104495 SH SOLE 104495 0 0 Amgen, Inc. COM 031162100 5705 39020 SH SOLE 39020 0 0 Annaly Capital Mgmt COM 035710409 122 12245 SH SOLE 12245 0 0 Apple Computer Inc. COM 037833100 8697 75089 SH SOLE 75089 0 0 Atrion Corp. COM 049904105 380 750 SH SOLE 750 0 0 BP PLC ADR COM 055622104 311 8327 SH SOLE 8327 0 0 Bank of Montreal COM 063671101 571 7941 SH SOLE 7941 0 0 Bank of New York Mellon COM 064058100 815 17203 SH SOLE 17203 0 0 Bemis Co. COM 081437105 311 6500 SH SOLE 6500 0 0 Berkshire Hathaway COM 084670702 295 1813 SH SOLE 1813 0 0 Blackrock Inc. COM 09247X101 7129 18735 SH SOLE 18735 0 0 Boeing Co. COM 097023105 8210 52737 SH SOLE 52737 0 0 Bristol-Myers Squibb COM 110122108 7828 133944 SH SOLE 133944 0 0 CSX Corp. COM 126408103 510 14200 SH SOLE 14200 0 0 CVS Health Corp. COM 126650100 2682 33993 SH SOLE 33993 0 0 Caterpillar Inc. COM 149123101 989 10667 SH SOLE 10667 0 0 Chevron Corporation COM 166764100 6917 58766 SH SOLE 58766 0 0 Chubb Ltd. COM h1467j104 2175 16460 SH SOLE 16460 0 0 Cisco Systems COM 17275r102 7180 237602 SH SOLE 237602 0 0 Clorox Co. COM 189054109 559 4658 SH SOLE 4658 0 0 Colgate-Palmolive COM 194162103 643 9822 SH SOLE 9822 0 0 ConocoPhillips COM 20825c104 794 15829 SH SOLE 15829 0 0 Disney, Walt Co. COM 254687106 404 3878 SH SOLE 3878 0 0 Dow Chemical Co. COM 260543103 7805 136401 SH SOLE 136401 0 0 DuPont, E.I. de Nemours COM 263534109 1303 17753 SH SOLE 17753 0 0 Duke Energy Corp. COM 26441c204 1368 17629 SH SOLE 17629 0 0 Emerson Electric COM 291011104 1245 22335 SH SOLE 22335 0 0 ExxonMobil COM 30231g102 7548 83627 SH SOLE 83627 0 0 Fiserv Inc. COM 337738108 1174 11050 SH SOLE 11050 0 0 General Dynamics Corp. COM 369550108 397 2300 SH SOLE 2300 0 0 General Electric Co. COM 369604103 7166 226781 SH SOLE 226781 0 0 HanesBrands Inc. COM 410345102 4350 201650 SH SOLE 201650 0 0 Home Depot Inc. COM 437076102 4724 35232 SH SOLE 35232 0 0 Honeywell Int'l Inc. COM 438516106 6258 54019 SH SOLE 54019 0 0 Intel Corp. COM 458140100 1854 51123 SH SOLE 51123 0 0 International Paper COM 460146103 1756 33101 SH SOLE 33101 0 0 J.P. Morgan Chase COM 46625h100 10748 124551 SH SOLE 124551 0 0 Johnson & Johnson COM 478160104 8618 74805 SH SOLE 74805 0 0 Johnson Controls Int'l plc COM g51502105 5175 125633 SH SOLE 125633 0 0 Kimberly-Clark Corp. COM 494368103 5529 48448 SH SOLE 48448 0 0 Kinder Morgan, Inc. COM 49456b101 1428 68945 SH SOLE 68945 0 0 Kohl's Corp. COM 500255104 679 13746 SH SOLE 13746 0 0 Kraft Heinz Co. COM 500754106 7586 86880 SH SOLE 86880 0 0 Lilly, Eli & Co. COM 532457108 574 7808 SH SOLE 7808 0 0 Lockheed Martin COM 539830109 1496 5986 SH SOLE 5986 0 0 MGE Energy Inc. COM 55277p104 305 4675 SH SOLE 4675 0 0 Marriott Intl Inc. COM 571903202 7147 86436 SH SOLE 86436 0 0 McDonald's Corp COM 580135101 230 1892 SH SOLE 1892 0 0 Medtronic Plc COM g5960l103 393 5516 SH SOLE 5516 0 0 Merck & Co. COM 58933y105 1661 28209 SH SOLE 28209 0 0 Microchip Tech Inc. COM 595017104 352 5489 SH SOLE 5489 0 0 Microsoft Corp. COM 594918104 10525 169373 SH SOLE 169373 0 0 Morgan Stanley COM 617446448 7194 170274 SH SOLE 170274 0 0 NIKE Inc. Cl. B COM 654106103 216 4254 SH SOLE 4254 0 0 NextEra Energy, Inc. COM 65339f101 446 3736 SH SOLE 3736 0 0 Northrop Grumman COM 666807102 536 2307 SH SOLE 2307 0 0 PPG Industries COM 693506107 676 7134 SH SOLE 7134 0 0 PepsiCo, Inc. COM 713448108 1799 17192 SH SOLE 17192 0 0 Pfizer, Inc. COM 717081103 7980 245675 SH SOLE 245675 0 0 Philip Morris Int'l Inc. COM 718172109 2159 23598 SH SOLE 23598 0 0 Procter & Gamble COM 742718109 2512 29871 SH SOLE 29871 0 0 Raytheon Co. COM 755111507 337 2374 SH SOLE 2374 0 0 Royal Caribbean Cruises, Ltd. COM v7780t103 1403 17107 SH SOLE 17107 0 0 Schlumberger Ltd. COM 806857108 4291 51109 SH SOLE 51109 0 0 Sherwin-Williams Co. COM 824348106 269 1000 SH SOLE 1000 0 0 Smucker, J.M. COM 832696405 3044 23767 SH SOLE 23767 0 0 Southern Company COM 842587107 858 17444 SH SOLE 17444 0 0 Stryker Corp. COM 863667101 371 3100 SH SOLE 3100 0 0 Sysco Corp. COM 871829107 952 17200 SH SOLE 17200 0 0 Target Corp. COM 87612E106 1156 16003 SH SOLE 16003 0 0 Texas Instruments COM 882508104 300 4118 SH SOLE 4118 0 0 Thermo Fisher Scientific COM 883556102 481 3412 SH SOLE 3412 0 0 Travelers Cos. Inc. COM 89417e109 594 4850 SH SOLE 4850 0 0 U.S. Bancorp COM 902973304 405 7893 SH SOLE 7893 0 0 Union Pacific Corp. COM 907818108 2402 23167 SH SOLE 23167 0 0 United Parcel Service COM 911312106 424 3700 SH SOLE 3700 0 0 United Technologies COM 913017109 214 1953 SH SOLE 1953 0 0 Valero Energy Corp. COM 91913y100 597 8740 SH SOLE 8740 0 0 Verizon Communctns COM 92343v104 9612 180067 SH SOLE 180067 0 0 Walgreen Boots Alliance, Inc. COM 931427108 563 6808 SH SOLE 6808 0 0 Wells Fargo & Co. COM 949746101 1307 23718 SH SOLE 23718 0 0 Whirlpool Corp. COM 963320106 645 3548 SH SOLE 3548 0 0 Fidelity Spartan 500 Index Adv FUND 315911701 497 6350 SH SOLE 6350 0 0 Sequoia Fund FUND 817418106 376 2331 SH SOLE 2331 0 0 Vanguard Balanced Index Admira FUND 921931200 407 13067 SH SOLE 13067 0 0 Vanguard Growth Index FUND 922908504 250 4359 SH SOLE 4359 0 0 Vanguard Mid-Cap Index Fund FUND 922908843 275 7653 SH SOLE 7653 0 0 Vanguard Small Cap Index Fund FUND 922908702 211 3411 SH SOLE 3411 0 0 Fidelity Spartan US Bond Index INX 316146372 603 52485 SH SOLE 52485 0 0 First Trust Tactical High Yiel INX 33738d408 5057 104853 SH SOLE 104853 0 0 Franklin Fed Tax-Free Inc Cl A INX 353519101 354 29500 SH SOLE 29500 0 0 Guggenheim BulletShares 2017 C INX 18383m548 2759 122033 SH SOLE 122033 0 0 Guggenheim BulletShares 2017 H INX 18383m399 4778 185041 SH SOLE 185041 0 0 Guggenheim BulletShares 2018 C INX 18383m530 3943 186153 SH SOLE 186153 0 0 Guggenheim BulletShares 2018 H INX 18383m381 448 17811 SH SOLE 17811 0 0 Guggenheim BulletShares 2019 C INX 18383m522 3862 182697 SH SOLE 182697 0 0 Guggenheim BulletShares 2019 H INX 18383m373 202 8350 SH SOLE 8350 0 0 Guggenheim BulletShares 2020 C INX 18383m514 5256 247941 SH SOLE 247941 0 0 Guggenheim BulletShares 2021 C INX 18383m266 3958 188588 SH SOLE 188588 0 0 Guggenheim BulletShares 2022 C INX 18383m258 3913 187048 SH SOLE 187048 0 0 Guggenheim BulletShares 2023 C INX 18383m241 2102 102673 SH SOLE 102673 0 0 Guggenheim BulletShares 2024 C INX 18383m233 2338 114438 SH SOLE 114438 0 0 Guggenheim BulletShares 2025 C INX 18383m191 252 12499 SH SOLE 12499 0 0 ProShares Short 20 Year Treasu INX 74347x849 1257 52600 SH SOLE 52600 0 0 Putnam Municipal Opportunities INX 746922103 251 21000 SH SOLE 21000 0 0 SPDR Barclays Capital Municipa INX 78468r721 303 6395 SH SOLE 6395 0 0 SPDR Barclays Capital Short-Te INX 78464a474 335 10960 SH SOLE 10960 0 0 SPDR Barclays Short Term Muni INX 78468r739 331 6900 SH SOLE 6900 0 0 T. Rowe Price Tax-Free Income INX 779576206 111 11054 SH SOLE 11054 0 0 VanEck Vectors High-Yield Muni INX 92189f361 278 9374 SH SOLE 9374 0 0 Vanguard Intermed Term Tax-Exe INX 922907878 284 20447 SH SOLE 20447 0 0 Wells Fargo Wisconsin Tax-Free INX 949921613 114 10680 SH SOLE 10680 0 0 WisdomTree Barclays Yield Enha INX 97717x511 391 7889 SH SOLE 7889 0 0 iPath US Treasury 10-Year Bear INX 06740l451 892 45000 SH SOLE 45000 0 0 iShares 2017 S&P AMT-Free Muni INX 464289271 731 26862 SH SOLE 26862 0 0 iShares 2018 S&P AMT-Free Muni INX 46429b580 670 26386 SH SOLE 26386 0 0 iShares Barclays 1-3 Year Cred INX 464288646 3307 31513 SH SOLE 31513 0 0 iShares Barclays Govt/Credit B INX 464288596 566 5049 SH SOLE 5049 0 0 iShares Barclays Intermed Cred INX 464288638 9103 84135 SH SOLE 84135 0 0 iShares Intermediate Govt/Cred INX 464288612 784 7133 SH SOLE 7133 0 0 iShares iBoxx InvesTop Inv Grd INX 464287242 9770 83377 SH SOLE 83377 0 0 PowerShares DB Base Metals Fd INX 73936b705 410 27500 SH SOLE 27500 0 0 PowerShares DB Commodity Index INX 73935s105 1628 102795 SH SOLE 102795 0 0 SPDR Gold Trust INX 78463v107 986 8992 SH SOLE 8992 0 0 US Commodity Index Funds Trust INX 911717106 1694 42355 SH SOLE 42355 0 0 iPath Dow Jones-UBS Grains Sub INX 06739h305 478 17000 SH SOLE 17000 0 0