Operations Administrator

0001138486-16-000009.txt : 20161115 0001138486-16-000009.hdr.sgml : 20161115 20161115143531 ACCESSION NUMBER: 0001138486-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 161999233 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138486 XXXXXXXX 09-30-2016 09-30-2016 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Lindsey Riese Operations Administrator 4142231087 Lindsey Riese Milwaukee WI 11-15-2016 0 0 0 false INFORMATION TABLE 2 inftable.xml Financial Select SPDR INX 81369y605 297 15400 SH SOLE 15400 0 0 KBW Regional Banking INX 78464a698 275 6495 SH SOLE 6495 0 0 Nuveen S&P 500 Buy-Write Inc F INX 6706er101 405 30556 SH SOLE 30556 0 0 ProShares Ultra S&P 500 INX 74347r107 1039 14638 SH SOLE 14638 0 0 REIT Index Fund INX 464287564 806 7682 SH SOLE 7682 0 0 S&P 500 Index Trust INX 464287200 6412 29473 SH SOLE 29473 0 0 S&P 500 Spiders INX 78462F103 1699 7856 SH SOLE 7856 0 0 S&P Midcap 400 Index INX 464287507 1540 9953 SH SOLE 9953 0 0 S&P Small Cap 600 INX 464287804 725 5839 SH SOLE 5839 0 0 S&P Smallcap 600 Growth Index INX 464287887 8343 60848 SH SOLE 60848 0 0 S&P Smallcap 600 Value Index F INX 464287879 8371 67067 SH SOLE 67067 0 0 SPDR S&P Midcap 400 INX 78467y107 1472 5215 SH SOLE 5215 0 0 StreetTracks SPDR Dividend INX 78464a763 8267 97992 SH SOLE 97992 0 0 Technology Select Sector SPDR INX 81369y803 1749 36602 SH SOLE 36602 0 0 UBS E-TRACS Wells Fargo Bus De INX 902641588 267 12100 SH SOLE 12100 0 0 Vanguard FTSE Emerging Markets INX 922042858 1835 48768 SH SOLE 48768 0 0 Vanguard Information Technolog INX 92204a702 200 1662 SH SOLE 1662 0 0 Vanguard Total Stock Market INX 922908769 1666 14965 SH SOLE 14965 0 0 iShares DJ US Medical Devices INX 464288810 620 4265 SH SOLE 4265 0 0 iShares MSCI EAFE Growth Index INX 464288885 2950 43142 SH SOLE 43142 0 0 iShares MSCI EAFE Trust INX 464287465 1600 27059 SH SOLE 27059 0 0 iShares MSCI EAFE Value Index INX 464288877 2071 44865 SH SOLE 44865 0 0 iShares MSCI Emerging Mkts Ind INX 464287234 956 25527 SH SOLE 25527 0 0 iShares Real Estate 50 INX 464288521 851 16787 SH SOLE 16787 0 0 iShares Russell 1000 Growth In INX 464287614 6212 59633 SH SOLE 59633 0 0 iShares Russell 1000 Value Ind INX 464287598 4801 45453 SH SOLE 45453 0 0 iShares Russell 2000 Growth INX 464287648 4076 27375 SH SOLE 27375 0 0 iShares Russell 2000 Index Fd INX 464287655 1015 8174 SH SOLE 8174 0 0 iShares Russell 2000 Value INX 464287630 265 2528 SH SOLE 2528 0 0 iShares Russell MidCap Growth INX 464287481 2513 25805 SH SOLE 25805 0 0 iShares Russell MidCap Value INX 464287473 4313 56184 SH SOLE 56184 0 0 iShares S&P 400 Midcap Growth INX 464287606 16825 96292 SH SOLE 96292 0 0 iShares S&P 400 Midcap Value INX 464287705 11117 83589 SH SOLE 83589 0 0 iShares S&P 500 Growth Index F INX 464287309 28594 235035 SH SOLE 235035 0 0 iShares S&P 500 Value Index Fd INX 464287408 18777 197734 SH SOLE 197734 0 0 3M Company COM 88579y101 1209 6860 SH SOLE 6860 0 0 AMETEK, Inc. COM 031100100 658 13775 SH SOLE 13775 0 0 AT&T Corp. COM 00206r102 2650 65260 SH SOLE 65260 0 0 AbbVie Inc. COM 00287y109 7626 120912 SH SOLE 120912 0 0 Abbott Laboratories COM 002824100 1168 27623 SH SOLE 27623 0 0 Air Products & Chem COM 009158106 5028 33444 SH SOLE 33444 0 0 Altria Group, Inc. COM 02209s103 5933 93825 SH SOLE 93825 0 0 Amgen, Inc. COM 031162100 5856 35107 SH SOLE 35107 0 0 Annaly Capital Mgmt COM 035710409 129 12245 SH SOLE 12245 0 0 Apple Computer Inc. COM 037833100 8313 73538 SH SOLE 73538 0 0 Atrion Corp. COM 049904105 320 750 SH SOLE 750 0 0 BB&T Corp. COM 054937107 2650 70263 SH SOLE 70263 0 0 BP PLC ADR COM 055622104 475 13513 SH SOLE 13513 0 0 Bank of Montreal COM 063671101 722 11004 SH SOLE 11004 0 0 Bank of New York Mellon COM 064058100 662 16603 SH SOLE 16603 0 0 Bemis Co. COM 081437105 332 6500 SH SOLE 6500 0 0 Berkshire Hathaway COM 084670702 213 1475 SH SOLE 1475 0 0 Blackrock Inc. COM 09247X101 6516 17978 SH SOLE 17978 0 0 Boeing Co. COM 097023105 6494 49290 SH SOLE 49290 0 0 Bristol-Myers Squibb COM 110122108 6098 113084 SH SOLE 113084 0 0 CSX Corp. COM 126408103 433 14200 SH SOLE 14200 0 0 Caterpillar Inc. COM 149123101 1001 11280 SH SOLE 11280 0 0 Chevron Corporation COM 166764100 6182 60071 SH SOLE 60071 0 0 Cisco Systems COM 17275r102 7306 230321 SH SOLE 230321 0 0 Clorox Co. COM 189054109 621 4958 SH SOLE 4958 0 0 Coca-Cola Co. COM 191216100 231 5457 SH SOLE 5457 0 0 Colgate-Palmolive COM 194162103 759 10237 SH SOLE 10237 0 0 ConocoPhillips COM 20825c104 703 16176 SH SOLE 16176 0 0 Disney, Walt Co. COM 254687106 361 3888 SH SOLE 3888 0 0 Dow Chemical Co. COM 260543103 6310 121735 SH SOLE 121735 0 0 DuPont, E.I. de Nemours COM 263534109 1219 18201 SH SOLE 18201 0 0 Duke Energy Corp. COM 26441c204 1411 17629 SH SOLE 17629 0 0 Emerson Electric COM 291011104 1243 22795 SH SOLE 22795 0 0 ExxonMobil COM 30231g102 7251 83079 SH SOLE 83079 0 0 Fiserv Inc. COM 337738108 1099 11050 SH SOLE 11050 0 0 General Dynamics Corp. COM 369550108 326 2100 SH SOLE 2100 0 0 General Electric Co. COM 369604103 6469 218384 SH SOLE 218384 0 0 Home Depot Inc. COM 437076102 5063 39349 SH SOLE 39349 0 0 Honeywell Int'l Inc. COM 438516106 5448 46728 SH SOLE 46728 0 0 Intel Corp. COM 458140100 1928 51065 SH SOLE 51065 0 0 International Paper COM 460146103 7214 150363 SH SOLE 150363 0 0 J.P. Morgan Chase COM 46625h100 8152 122426 SH SOLE 122426 0 0 Johnson & Johnson COM 478160104 8471 71711 SH SOLE 71711 0 0 Johnson Controls Int'l plc COM g51502105 6581 141443 SH SOLE 141443 0 0 Kimberly-Clark Corp. COM 494368103 1748 13858 SH SOLE 13858 0 0 Kinder Morgan, Inc. COM 49456b101 1570 67885 SH SOLE 67885 0 0 Kohl's Corp. COM 500255104 614 14046 SH SOLE 14046 0 0 Kraft Heinz Co. COM 500754106 6949 77634 SH SOLE 77634 0 0 Lilly, Eli & Co. COM 532457108 627 7808 SH SOLE 7808 0 0 Lockheed Martin COM 539830109 1467 6120 SH SOLE 6120 0 0 MGE Energy Inc. COM 55277p104 264 4675 SH SOLE 4675 0 0 Marriott Intl Inc. COM 571903202 5759 85531 SH SOLE 85531 0 0 McDonald's Corp COM 580135101 219 1902 SH SOLE 1902 0 0 Medtronic Plc COM g5960l103 477 5516 SH SOLE 5516 0 0 Merck & Co. COM 58933y105 1801 28859 SH SOLE 28859 0 0 Microchip Tech Inc. COM 595017104 574 9239 SH SOLE 9239 0 0 Microsoft Corp. COM 594918104 9842 170866 SH SOLE 170866 0 0 Mondelez Intl. Corp. COM 609207105 219 4981 SH SOLE 4981 0 0 Morgan Stanley COM 617446448 5049 157480 SH SOLE 157480 0 0 NIKE Inc. Cl. B COM 654106103 245 4658 SH SOLE 4658 0 0 NextEra Energy, Inc. COM 65339f101 502 4100 SH SOLE 4100 0 0 Northrop Grumman COM 666807102 535 2500 SH SOLE 2500 0 0 PPG Industries COM 693506107 709 6855 SH SOLE 6855 0 0 Pentair Ltd. COM g7s00t104 4084 63578 SH SOLE 63578 0 0 PepsiCo, Inc. COM 713448108 1866 17155 SH SOLE 17155 0 0 Pfizer, Inc. COM 717081103 8129 240015 SH SOLE 240015 0 0 Philip Morris Int'l Inc. COM 718172109 2336 24030 SH SOLE 24030 0 0 Procter & Gamble COM 742718109 2959 32970 SH SOLE 32970 0 0 Raytheon Co. COM 755111507 313 2300 SH SOLE 2300 0 0 Schlumberger Ltd. COM 806857108 2677 34038 SH SOLE 34038 0 0 Sherwin-Williams Co. COM 824348106 277 1000 SH SOLE 1000 0 0 Southern Company COM 842587107 999 19483 SH SOLE 19483 0 0 Starwood Property Trust COM 85571b105 200 8900 SH SOLE 8900 0 0 Stryker Corp. COM 863667101 361 3100 SH SOLE 3100 0 0 Sysco Corp. COM 871829107 843 17200 SH SOLE 17200 0 0 Target Corp. COM 87612E106 1136 16535 SH SOLE 16535 0 0 Texas Instruments COM 882508104 282 4012 SH SOLE 4012 0 0 Thermo Fisher Scientific COM 883556102 541 3400 SH SOLE 3400 0 0 Travelers Cos. Inc. COM 89417e109 605 5285 SH SOLE 5285 0 0 U.S. Bancorp COM 902973304 338 7873 SH SOLE 7873 0 0 Union Pacific Corp. COM 907818108 3401 34876 SH SOLE 34876 0 0 United Parcel Service COM 911312106 372 3400 SH SOLE 3400 0 0 United Technologies COM 913017109 205 2020 SH SOLE 2020 0 0 Valero Energy Corp. COM 91913y100 463 8740 SH SOLE 8740 0 0 Verizon Communctns COM 92343v104 8472 162990 SH SOLE 162990 0 0 Walgreen Boots Alliance, Inc. COM 931427108 567 7038 SH SOLE 7038 0 0 Wells Fargo & Co. COM 949746101 1081 24414 SH SOLE 24414 0 0 Whirlpool Corp. COM 963320106 645 3977 SH SOLE 3977 0 0 Fidelity Spartan 500 Index Adv FUND 315911701 369 4815 SH SOLE 4815 0 0 Franklin Income Fund Cl A FUND 353496300 130 57826 SH SOLE 57826 0 0 Sequoia Fund FUND 817418106 363 2155 SH SOLE 2155 0 0 Vanguard Balanced Index FUND 921931101 399 12899 SH SOLE 12899 0 0 Vanguard Growth Index FUND 922908504 245 4235 SH SOLE 4235 0 0 Vanguard Mid-Cap Index Fund FUND 922908843 268 7594 SH SOLE 7594 0 0 Fidelity Spartan US Bond Index INX 316146372 606 50724 SH SOLE 50724 0 0 First Trust Tactical High Yiel INX 33738d408 4942 101594 SH SOLE 101594 0 0 Franklin Fed Tax-Free Inc Cl A INX 353519101 369 29500 SH SOLE 29500 0 0 Guggenheim BulletShares 2016 H INX 18383m415 255 9885 SH SOLE 9885 0 0 Guggenheim BulletShares 2017 C INX 18383m548 2967 130812 SH SOLE 130812 0 0 Guggenheim BulletShares 2017 H INX 18383m399 5025 193937 SH SOLE 193937 0 0 Guggenheim BulletShares 2018 C INX 18383m530 3962 185844 SH SOLE 185844 0 0 Guggenheim BulletShares 2018 H INX 18383m381 982 38780 SH SOLE 38780 0 0 Guggenheim BulletShares 2019 C INX 18383m522 4039 188750 SH SOLE 188750 0 0 Guggenheim BulletShares 2019 H INX 18383m373 431 17785 SH SOLE 17785 0 0 Guggenheim BulletShares 2020 C INX 18383m514 5042 232231 SH SOLE 232231 0 0 Guggenheim BulletShares 2021 C INX 18383m266 3723 172360 SH SOLE 172360 0 0 Guggenheim BulletShares 2022 C INX 18383m258 3771 174173 SH SOLE 174173 0 0 Guggenheim BulletShares 2023 C INX 18383m241 1804 84378 SH SOLE 84378 0 0 Guggenheim BulletShares 2024 C INX 18383m233 2234 104654 SH SOLE 104654 0 0 ProShares Short 20+ Year Treas INX 74347x849 1105 52600 SH SOLE 52600 0 0 Putnam Municipal Opportunities INX 746922103 280 21000 SH SOLE 21000 0 0 SPDR Barclays Capital Municipa INX 78468r721 320 6395 SH SOLE 6395 0 0 SPDR Barclays Capital Short-Te INX 78464a474 428 13910 SH SOLE 13910 0 0 SPDR Barclays Short Term Muni INX 78468r739 337 6900 SH SOLE 6900 0 0 T. Rowe Price Tax-Free Income INX 779576206 115 10960 SH SOLE 10960 0 0 VanEck Vectors High-Yield Muni INX 92189f361 302 9373 SH SOLE 9373 0 0 Vanguard Intermed Term Tax-Exe INX 922907878 194 13440 SH SOLE 13440 0 0 Wells Fargo Wisconsin Tax-Free INX 949921613 118 10680 SH SOLE 10680 0 0 WisdomTree Barclays US Agg Enh INX 97717x511 456 8773 SH SOLE 8773 0 0 iPath US Treasury 10-Year Bear INX 06740l451 544 45000 SH SOLE 45000 0 0 iShares 2017 S&P AMT-Free Muni INX 464289271 734 26862 SH SOLE 26862 0 0 iShares 2018 S&P AMT-Free Muni INX 46429b580 664 25991 SH SOLE 25991 0 0 iShares Barclays 1-3 Year Cred INX 464288646 3454 32662 SH SOLE 32662 0 0 iShares Barclays Govt/Credit B INX 464288596 581 4959 SH SOLE 4959 0 0 iShares Barclays Intermed Cred INX 464288638 9410 84505 SH SOLE 84505 0 0 iShares Intermediate Govt/Cred INX 464288612 851 7541 SH SOLE 7541 0 0 iShares iBoxx InvesTop Inv Grd INX 464287242 10316 83746 SH SOLE 83746 0 0 PowerShares DB Commodity Index INX 73935s105 1306 87025 SH SOLE 87025 0 0 SPDR Gold Trust INX 78463v107 1575 12535 SH SOLE 12535 0 0 US Commodity Index Funds Trust INX 911717106 1258 30340 SH SOLE 30340 0 0 iPath Dow Jones-UBS Grains Sub INX 06739h305 323 11600 SH SOLE 11600 0 0