Operations Administrator

0001138486-16-000008.txt : 20160815 0001138486-16-000008.hdr.sgml : 20160815 20160815162147 ACCESSION NUMBER: 0001138486-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 161833040 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138486 XXXXXXXX 06-30-2016 06-30-2016 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Lindsey Riese Operations Administrator 4142231087 Lindsey Riese Milwaukee WI 08-15-2016 0 0 0 false INFORMATION TABLE 2 inftable.xml Financial Select SPDR INX 81369y605 375 16400 SH SOLE 16400 0 0 KBW Regional Banking INX 78464a698 362 9423 SH SOLE 9423 0 0 Nuveen S&P 500 Buy-Write Inc F INX 6706er101 448 34382 SH SOLE 34382 0 0 ProShares Ultra S&P 500 INX 74347r107 970 14638 SH SOLE 14638 0 0 REIT Index Fund INX 464287564 811 7492 SH SOLE 7492 0 0 S&P 500 Index Trust INX 464287200 5200 24703 SH SOLE 24703 0 0 S&P 500 Spiders INX 78462F103 1647 7861 SH SOLE 7861 0 0 S&P Midcap 400 Index INX 464287507 1488 9958 SH SOLE 9958 0 0 S&P Small Cap 600 INX 464287804 682 5870 SH SOLE 5870 0 0 S&P Smallcap 600 Growth Index INX 464287887 7589 59101 SH SOLE 59101 0 0 S&P Smallcap 600 Value Index F INX 464287879 7651 65486 SH SOLE 65486 0 0 SPDR S&P Midcap 400 INX 78467y107 1420 5215 SH SOLE 5215 0 0 StreetTracks SPDR Dividend INX 78464a763 8248 98283 SH SOLE 98283 0 0 Technology Select Sector SPDR INX 81369y803 1198 27613 SH SOLE 27613 0 0 UBS E-TRACS Wells Fargo Bus De INX 902641588 284 13600 SH SOLE 13600 0 0 Vanguard FTSE Emerging Markets INX 922042858 1419 40287 SH SOLE 40287 0 0 Vanguard Total Stock Market INX 922908769 1604 14965 SH SOLE 14965 0 0 iShares DJ US Medical Devices INX 464288810 578 4265 SH SOLE 4265 0 0 iShares MSCI EAFE Growth Index INX 464288885 2642 40388 SH SOLE 40388 0 0 iShares MSCI EAFE Trust INX 464287465 1557 27891 SH SOLE 27891 0 0 iShares MSCI EAFE Value Index INX 464288877 1678 39080 SH SOLE 39080 0 0 iShares MSCI Emerging Mkts Ind INX 464287234 877 25527 SH SOLE 25527 0 0 iShares Real Estate 50 INX 464288521 856 16572 SH SOLE 16572 0 0 iShares Russell 1000 Growth In INX 464287614 6346 63233 SH SOLE 63233 0 0 iShares Russell 1000 Value Ind INX 464287598 4682 45353 SH SOLE 45353 0 0 iShares Russell 2000 Growth INX 464287648 3777 27530 SH SOLE 27530 0 0 iShares Russell 2000 Index Fd INX 464287655 940 8174 SH SOLE 8174 0 0 iShares Russell 2000 Value INX 464287630 246 2528 SH SOLE 2528 0 0 iShares Russell MidCap Growth INX 464287481 2417 25830 SH SOLE 25830 0 0 iShares Russell MidCap Value INX 464287473 4174 56184 SH SOLE 56184 0 0 iShares S&P 400 Midcap Growth INX 464287606 16179 95672 SH SOLE 95672 0 0 iShares S&P 400 Midcap Value INX 464287705 10707 83617 SH SOLE 83617 0 0 iShares S&P 500 Growth Index F INX 464287309 27485 235762 SH SOLE 235762 0 0 iShares S&P 500 Value Index Fd INX 464287408 18340 197415 SH SOLE 197415 0 0 3M Company COM 88579y101 1201 6860 SH SOLE 6860 0 0 AMETEK, Inc. COM 031100100 637 13775 SH SOLE 13775 0 0 AT&T Corp. COM 00206r102 4596 106367 SH SOLE 106367 0 0 AbbVie Inc. COM 00287y109 7359 118864 SH SOLE 118864 0 0 Abbott Laboratories COM 002824100 1086 27623 SH SOLE 27623 0 0 Air Products & Chem COM 009158106 5042 35496 SH SOLE 35496 0 0 Allergan Inc. COM g0177j108 2118 9164 SH SOLE 9164 0 0 Altria Group, Inc. COM 02209s103 6945 100706 SH SOLE 100706 0 0 Amgen, Inc. COM 031162100 5244 34465 SH SOLE 34465 0 0 Annaly Capital Mgmt COM 035710409 136 12245 SH SOLE 12245 0 0 Apple Computer Inc. COM 037833100 6994 73155 SH SOLE 73155 0 0 Atrion Corp. COM 049904105 321 750 SH SOLE 750 0 0 BB&T Corp. COM 054937107 2500 70202 SH SOLE 70202 0 0 BP PLC ADR COM 055622104 517 14548 SH SOLE 14548 0 0 Bank of America COM 060505104 3435 258858 SH SOLE 258858 0 0 Bank of Montreal COM 063671101 942 14857 SH SOLE 14857 0 0 Bank of New York Mellon COM 064058100 645 16603 SH SOLE 16603 0 0 Bemis Co. COM 081437105 335 6500 SH SOLE 6500 0 0 Berkshire Hathaway COM 084670702 234 1615 SH SOLE 1615 0 0 Blackrock Inc. COM 09247X101 6112 17843 SH SOLE 17843 0 0 Boeing Co. COM 097023105 6351 48899 SH SOLE 48899 0 0 Bristol-Myers Squibb COM 110122108 6106 83018 SH SOLE 83018 0 0 CSX Corp. COM 126408103 370 14200 SH SOLE 14200 0 0 CVS Caremark Corp. COM 126650100 5201 54319 SH SOLE 54319 0 0 Caterpillar Inc. COM 149123101 832 10978 SH SOLE 10978 0 0 Chevron Corporation COM 166764100 6022 57449 SH SOLE 57449 0 0 Cisco Systems COM 17275r102 6578 229266 SH SOLE 229266 0 0 Clorox Co. COM 189054109 697 5036 SH SOLE 5036 0 0 Coca-Cola Co. COM 191216100 251 5540 SH SOLE 5540 0 0 Colgate-Palmolive COM 194162103 749 10237 SH SOLE 10237 0 0 ConocoPhillips COM 20825c104 1235 28315 SH SOLE 28315 0 0 Delta Air Lines Inc. COM 247361702 3542 97219 SH SOLE 97219 0 0 Disney, Walt Co. COM 254687106 1855 18959 SH SOLE 18959 0 0 Dow Chemical Co. COM 260543103 6419 129133 SH SOLE 129133 0 0 DuPont, E.I. de Nemours COM 263534109 1176 18152 SH SOLE 18152 0 0 Duke Energy Corp. COM 26441c204 1512 17629 SH SOLE 17629 0 0 Emerson Electric COM 291011104 1189 22795 SH SOLE 22795 0 0 ExxonMobil COM 30231g102 5625 60004 SH SOLE 60004 0 0 Fiserv Inc. COM 337738108 1212 11150 SH SOLE 11150 0 0 General Dynamics Corp. COM 369550108 292 2100 SH SOLE 2100 0 0 General Electric Co. COM 369604103 6783 215470 SH SOLE 215470 0 0 Home Depot Inc. COM 437076102 4981 39006 SH SOLE 39006 0 0 Honeywell Int'l Inc. COM 438516106 5379 46242 SH SOLE 46242 0 0 Intel Corp. COM 458140100 1681 51245 SH SOLE 51245 0 0 International Paper COM 460146103 6455 152314 SH SOLE 152314 0 0 J.P. Morgan Chase COM 46625h100 7573 121873 SH SOLE 121873 0 0 Johnson & Johnson COM 478160104 8822 72728 SH SOLE 72728 0 0 Johnson Controls COM 478366107 5701 128814 SH SOLE 128814 0 0 Kimberly-Clark Corp. COM 494368103 1905 13856 SH SOLE 13856 0 0 Kinder Morgan, Inc. COM 49456b101 1303 69593 SH SOLE 69593 0 0 Kohl's Corp. COM 500255104 534 14071 SH SOLE 14071 0 0 Kraft Heinz Co. COM 500754106 6907 78063 SH SOLE 78063 0 0 Lilly, Eli & Co. COM 532457108 627 7958 SH SOLE 7958 0 0 Lockheed Martin COM 539830109 1533 6177 SH SOLE 6177 0 0 MGE Energy Inc. COM 55277p104 264 4675 SH SOLE 4675 0 0 Marriott Intl Inc. COM 571903202 5313 79939 SH SOLE 79939 0 0 McDonald's Corp COM 580135101 229 1902 SH SOLE 1902 0 0 Medtronic Plc COM g5960l103 486 5603 SH SOLE 5603 0 0 Merck & Co. COM 58933y105 1678 29119 SH SOLE 29119 0 0 Microchip Tech Inc. COM 595017104 2267 44659 SH SOLE 44659 0 0 Microsoft Corp. COM 594918104 8746 170914 SH SOLE 170914 0 0 Mondelez Intl. Corp. COM 609207105 227 4981 SH SOLE 4981 0 0 NIKE Inc. Cl. B COM 654106103 257 4658 SH SOLE 4658 0 0 NextEra Energy, Inc. COM 65339f101 574 4400 SH SOLE 4400 0 0 Northrop Grumman COM 666807102 556 2500 SH SOLE 2500 0 0 PPG Industries COM 693506107 714 6855 SH SOLE 6855 0 0 Pentair Ltd. COM g7s00t104 3591 61610 SH SOLE 61610 0 0 PepsiCo, Inc. COM 713448108 1846 17429 SH SOLE 17429 0 0 Pfizer, Inc. COM 717081103 8196 232788 SH SOLE 232788 0 0 Philip Morris Int'l Inc. COM 718172109 2423 23821 SH SOLE 23821 0 0 Procter & Gamble COM 742718109 2559 30225 SH SOLE 30225 0 0 Raytheon Co. COM 755111507 313 2300 SH SOLE 2300 0 0 Schlumberger Ltd. COM 806857108 2593 32784 SH SOLE 32784 0 0 Sherwin-Williams Co. COM 824348106 294 1000 SH SOLE 1000 0 0 Southern Company COM 842587107 1071 19971 SH SOLE 19971 0 0 Stryker Corp. COM 863667101 371 3100 SH SOLE 3100 0 0 Sysco Corp. COM 871829107 883 17400 SH SOLE 17400 0 0 TTC Technology Corp. COM 87304r100 0 10000 SH SOLE 10000 0 0 Target Corp. COM 87612E106 1154 16533 SH SOLE 16533 0 0 Texas Instruments COM 882508104 254 4062 SH SOLE 4062 0 0 Thermo Fisher Scientific COM 883556102 502 3400 SH SOLE 3400 0 0 Travelers Cos. Inc. COM 89417e109 629 5285 SH SOLE 5285 0 0 U.S. Bancorp COM 902973304 366 9073 SH SOLE 9073 0 0 Union Pacific Corp. COM 907818108 2004 22969 SH SOLE 22969 0 0 United Parcel Service COM 911312106 366 3400 SH SOLE 3400 0 0 United Technologies COM 913017109 207 2020 SH SOLE 2020 0 0 Valero Energy Corp. COM 91913y100 446 8740 SH SOLE 8740 0 0 Verizon Communctns COM 92343v104 8865 158753 SH SOLE 158753 0 0 Walgreen Boots Alliance, Inc. COM 931427108 632 7593 SH SOLE 7593 0 0 Wells Fargo & Co. COM 949746101 2942 62155 SH SOLE 62155 0 0 Whirlpool Corp. COM 963320106 3682 22093 SH SOLE 22093 0 0 Alliance Bernstein Select US L FUND 01878t202 145 12614 SH SOLE 12614 0 0 Fidelity Spartan 500 Index Inv FUND 315911206 355 4785 SH SOLE 4785 0 0 Franklin Income Fund Cl A FUND 353496300 124 57048 SH SOLE 57048 0 0 Sequoia Fund FUND 817418106 351 2155 SH SOLE 2155 0 0 Vanguard Balanced Index FUND 921931101 329 10883 SH SOLE 10883 0 0 Vanguard Growth Index FUND 922908504 230 4168 SH SOLE 4168 0 0 Vanguard Mid-Cap Index Fund FUND 922908843 254 7537 SH SOLE 7537 0 0 Fidelity U.S. Bond Index INX 315911107 540 45111 SH SOLE 45111 0 0 First Trust Tactical High Yiel INX 33738d408 1970 41320 SH SOLE 41320 0 0 Franklin Fed Tax-Free Inc Cl A INX 353519101 417 33000 SH SOLE 33000 0 0 Guggenheim BulletShares 2016 C INX 18383m555 1141 51787 SH SOLE 51787 0 0 Guggenheim BulletShares 2016 H INX 18383m415 1964 76141 SH SOLE 76141 0 0 Guggenheim BulletShares 2017 C INX 18383m548 3045 133716 SH SOLE 133716 0 0 Guggenheim BulletShares 2017 H INX 18383m399 4911 190010 SH SOLE 190010 0 0 Guggenheim BulletShares 2018 C INX 18383m530 3622 169487 SH SOLE 169487 0 0 Guggenheim BulletShares 2018 H INX 18383m381 506 20359 SH SOLE 20359 0 0 Guggenheim BulletShares 2019 C INX 18383m522 3653 170484 SH SOLE 170484 0 0 Guggenheim BulletShares 2020 C INX 18383m514 4719 217355 SH SOLE 217355 0 0 Guggenheim BulletShares 2021 C INX 18383m266 3192 148305 SH SOLE 148305 0 0 Guggenheim BulletShares 2022 C INX 18383m258 3199 148498 SH SOLE 148498 0 0 Guggenheim BulletShares 2023 C INX 18383m241 1155 54317 SH SOLE 54317 0 0 Guggenheim BulletShares 2024 C INX 18383m233 1276 60086 SH SOLE 60086 0 0 Nuveen Enhanced Muni Credit Op INX 67070x101 325 20417 SH SOLE 20417 0 0 Nuveen Performance Plus Muni INX 67062p108 388 23500 SH SOLE 23500 0 0 PowerShares VRDO Tax-Free Week INX 73936t433 348 14000 SH SOLE 14000 0 0 ProShares Short 20+ Year Treas INX 74347x849 1107 52600 SH SOLE 52600 0 0 Putnam Municipal Opportunities INX 746922103 281 21000 SH SOLE 21000 0 0 SPDR Barclays Capital Municipa INX 78468r721 324 6395 SH SOLE 6395 0 0 SPDR Barclays Capital Short-Te INX 78464a474 514 16685 SH SOLE 16685 0 0 SPDR Barclays Short Term Muni INX 78468r739 780 15900 SH SOLE 15900 0 0 T. Rowe Price Tax-Free Income INX 779576206 115 10841 SH SOLE 10841 0 0 VanEck Vectors High-Yield Muni INX 92189f361 302 9352 SH SOLE 9352 0 0 Vanguard Intermed Term Tax-Exe INX 922907878 196 13440 SH SOLE 13440 0 0 Wells Fargo Wisconsin Tax-Free INX 949921613 119 10680 SH SOLE 10680 0 0 iPath US Treasury 10-Year Bear INX 06740l451 490 45000 SH SOLE 45000 0 0 iShares 2016 S&P AMT-Free Muni INX 464289313 476 17980 SH SOLE 17980 0 0 iShares 2017 S&P AMT-Free Muni INX 464289271 735 26862 SH SOLE 26862 0 0 iShares 2018 S&P AMT-Free Muni INX 46429b580 677 26391 SH SOLE 26391 0 0 iShares Baa-Ba Rated Corporate INX 46432f107 886 16795 SH SOLE 16795 0 0 iShares Barclays 1-3 Year Cred INX 464288646 4031 37992 SH SOLE 37992 0 0 iShares Barclays Govt/Credit B INX 464288596 595 5049 SH SOLE 5049 0 0 iShares Barclays Intermed Cred INX 464288638 9571 86026 SH SOLE 86026 0 0 iShares Intermediate Govt/Cred INX 464288612 903 7968 SH SOLE 7968 0 0 iShares iBoxx InvesTop Inv Grd INX 464287242 10279 83752 SH SOLE 83752 0 0 PowerShares DB Commodity Index INX 73935s105 1475 96100 SH SOLE 96100 0 0 SPDR Gold Trust INX 78463v107 1591 12577 SH SOLE 12577 0 0 US Commodity Index Funds Trust INX 911717106 747 17300 SH SOLE 17300 0 0 iPath Dow Jones-UBS Grains Sub INX 06739h305 230 7000 SH SOLE 7000 0 0