0001138486-16-000008.txt : 20160815
0001138486-16-000008.hdr.sgml : 20160815
20160815162147
ACCESSION NUMBER: 0001138486-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC
CENTRAL INDEX KEY: 0001138486
IRS NUMBER: 391230894
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06523
FILM NUMBER: 161833040
BUSINESS ADDRESS:
STREET 1: 555 E. WELLS ST. STE 1625
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142780590
MAIL ADDRESS:
STREET 1: 555 E. WELLS ST. STE 1625
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20020514
FORMER COMPANY:
FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC
DATE OF NAME CHANGE: 20010416
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001138486
XXXXXXXX
06-30-2016
06-30-2016
NORTHERN OAK WEALTH MANAGEMENT INC
555 E. WELLS ST. STE 1625
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-06523
N
Lindsey Riese
Operations Administrator
4142231087
Lindsey Riese
Milwaukee
WI
08-15-2016
0
0
0
false
INFORMATION TABLE
2
inftable.xml
Financial Select SPDR
INX
81369y605
375
16400
SH
SOLE
16400
0
0
KBW Regional Banking
INX
78464a698
362
9423
SH
SOLE
9423
0
0
Nuveen S&P 500 Buy-Write Inc F
INX
6706er101
448
34382
SH
SOLE
34382
0
0
ProShares Ultra S&P 500
INX
74347r107
970
14638
SH
SOLE
14638
0
0
REIT Index Fund
INX
464287564
811
7492
SH
SOLE
7492
0
0
S&P 500 Index Trust
INX
464287200
5200
24703
SH
SOLE
24703
0
0
S&P 500 Spiders
INX
78462F103
1647
7861
SH
SOLE
7861
0
0
S&P Midcap 400 Index
INX
464287507
1488
9958
SH
SOLE
9958
0
0
S&P Small Cap 600
INX
464287804
682
5870
SH
SOLE
5870
0
0
S&P Smallcap 600 Growth Index
INX
464287887
7589
59101
SH
SOLE
59101
0
0
S&P Smallcap 600 Value Index F
INX
464287879
7651
65486
SH
SOLE
65486
0
0
SPDR S&P Midcap 400
INX
78467y107
1420
5215
SH
SOLE
5215
0
0
StreetTracks SPDR Dividend
INX
78464a763
8248
98283
SH
SOLE
98283
0
0
Technology Select Sector SPDR
INX
81369y803
1198
27613
SH
SOLE
27613
0
0
UBS E-TRACS Wells Fargo Bus De
INX
902641588
284
13600
SH
SOLE
13600
0
0
Vanguard FTSE Emerging Markets
INX
922042858
1419
40287
SH
SOLE
40287
0
0
Vanguard Total Stock Market
INX
922908769
1604
14965
SH
SOLE
14965
0
0
iShares DJ US Medical Devices
INX
464288810
578
4265
SH
SOLE
4265
0
0
iShares MSCI EAFE Growth Index
INX
464288885
2642
40388
SH
SOLE
40388
0
0
iShares MSCI EAFE Trust
INX
464287465
1557
27891
SH
SOLE
27891
0
0
iShares MSCI EAFE Value Index
INX
464288877
1678
39080
SH
SOLE
39080
0
0
iShares MSCI Emerging Mkts Ind
INX
464287234
877
25527
SH
SOLE
25527
0
0
iShares Real Estate 50
INX
464288521
856
16572
SH
SOLE
16572
0
0
iShares Russell 1000 Growth In
INX
464287614
6346
63233
SH
SOLE
63233
0
0
iShares Russell 1000 Value Ind
INX
464287598
4682
45353
SH
SOLE
45353
0
0
iShares Russell 2000 Growth
INX
464287648
3777
27530
SH
SOLE
27530
0
0
iShares Russell 2000 Index Fd
INX
464287655
940
8174
SH
SOLE
8174
0
0
iShares Russell 2000 Value
INX
464287630
246
2528
SH
SOLE
2528
0
0
iShares Russell MidCap Growth
INX
464287481
2417
25830
SH
SOLE
25830
0
0
iShares Russell MidCap Value
INX
464287473
4174
56184
SH
SOLE
56184
0
0
iShares S&P 400 Midcap Growth
INX
464287606
16179
95672
SH
SOLE
95672
0
0
iShares S&P 400 Midcap Value
INX
464287705
10707
83617
SH
SOLE
83617
0
0
iShares S&P 500 Growth Index F
INX
464287309
27485
235762
SH
SOLE
235762
0
0
iShares S&P 500 Value Index Fd
INX
464287408
18340
197415
SH
SOLE
197415
0
0
3M Company
COM
88579y101
1201
6860
SH
SOLE
6860
0
0
AMETEK, Inc.
COM
031100100
637
13775
SH
SOLE
13775
0
0
AT&T Corp.
COM
00206r102
4596
106367
SH
SOLE
106367
0
0
AbbVie Inc.
COM
00287y109
7359
118864
SH
SOLE
118864
0
0
Abbott Laboratories
COM
002824100
1086
27623
SH
SOLE
27623
0
0
Air Products & Chem
COM
009158106
5042
35496
SH
SOLE
35496
0
0
Allergan Inc.
COM
g0177j108
2118
9164
SH
SOLE
9164
0
0
Altria Group, Inc.
COM
02209s103
6945
100706
SH
SOLE
100706
0
0
Amgen, Inc.
COM
031162100
5244
34465
SH
SOLE
34465
0
0
Annaly Capital Mgmt
COM
035710409
136
12245
SH
SOLE
12245
0
0
Apple Computer Inc.
COM
037833100
6994
73155
SH
SOLE
73155
0
0
Atrion Corp.
COM
049904105
321
750
SH
SOLE
750
0
0
BB&T Corp.
COM
054937107
2500
70202
SH
SOLE
70202
0
0
BP PLC ADR
COM
055622104
517
14548
SH
SOLE
14548
0
0
Bank of America
COM
060505104
3435
258858
SH
SOLE
258858
0
0
Bank of Montreal
COM
063671101
942
14857
SH
SOLE
14857
0
0
Bank of New York Mellon
COM
064058100
645
16603
SH
SOLE
16603
0
0
Bemis Co.
COM
081437105
335
6500
SH
SOLE
6500
0
0
Berkshire Hathaway
COM
084670702
234
1615
SH
SOLE
1615
0
0
Blackrock Inc.
COM
09247X101
6112
17843
SH
SOLE
17843
0
0
Boeing Co.
COM
097023105
6351
48899
SH
SOLE
48899
0
0
Bristol-Myers Squibb
COM
110122108
6106
83018
SH
SOLE
83018
0
0
CSX Corp.
COM
126408103
370
14200
SH
SOLE
14200
0
0
CVS Caremark Corp.
COM
126650100
5201
54319
SH
SOLE
54319
0
0
Caterpillar Inc.
COM
149123101
832
10978
SH
SOLE
10978
0
0
Chevron Corporation
COM
166764100
6022
57449
SH
SOLE
57449
0
0
Cisco Systems
COM
17275r102
6578
229266
SH
SOLE
229266
0
0
Clorox Co.
COM
189054109
697
5036
SH
SOLE
5036
0
0
Coca-Cola Co.
COM
191216100
251
5540
SH
SOLE
5540
0
0
Colgate-Palmolive
COM
194162103
749
10237
SH
SOLE
10237
0
0
ConocoPhillips
COM
20825c104
1235
28315
SH
SOLE
28315
0
0
Delta Air Lines Inc.
COM
247361702
3542
97219
SH
SOLE
97219
0
0
Disney, Walt Co.
COM
254687106
1855
18959
SH
SOLE
18959
0
0
Dow Chemical Co.
COM
260543103
6419
129133
SH
SOLE
129133
0
0
DuPont, E.I. de Nemours
COM
263534109
1176
18152
SH
SOLE
18152
0
0
Duke Energy Corp.
COM
26441c204
1512
17629
SH
SOLE
17629
0
0
Emerson Electric
COM
291011104
1189
22795
SH
SOLE
22795
0
0
ExxonMobil
COM
30231g102
5625
60004
SH
SOLE
60004
0
0
Fiserv Inc.
COM
337738108
1212
11150
SH
SOLE
11150
0
0
General Dynamics Corp.
COM
369550108
292
2100
SH
SOLE
2100
0
0
General Electric Co.
COM
369604103
6783
215470
SH
SOLE
215470
0
0
Home Depot Inc.
COM
437076102
4981
39006
SH
SOLE
39006
0
0
Honeywell Int'l Inc.
COM
438516106
5379
46242
SH
SOLE
46242
0
0
Intel Corp.
COM
458140100
1681
51245
SH
SOLE
51245
0
0
International Paper
COM
460146103
6455
152314
SH
SOLE
152314
0
0
J.P. Morgan Chase
COM
46625h100
7573
121873
SH
SOLE
121873
0
0
Johnson & Johnson
COM
478160104
8822
72728
SH
SOLE
72728
0
0
Johnson Controls
COM
478366107
5701
128814
SH
SOLE
128814
0
0
Kimberly-Clark Corp.
COM
494368103
1905
13856
SH
SOLE
13856
0
0
Kinder Morgan, Inc.
COM
49456b101
1303
69593
SH
SOLE
69593
0
0
Kohl's Corp.
COM
500255104
534
14071
SH
SOLE
14071
0
0
Kraft Heinz Co.
COM
500754106
6907
78063
SH
SOLE
78063
0
0
Lilly, Eli & Co.
COM
532457108
627
7958
SH
SOLE
7958
0
0
Lockheed Martin
COM
539830109
1533
6177
SH
SOLE
6177
0
0
MGE Energy Inc.
COM
55277p104
264
4675
SH
SOLE
4675
0
0
Marriott Intl Inc.
COM
571903202
5313
79939
SH
SOLE
79939
0
0
McDonald's Corp
COM
580135101
229
1902
SH
SOLE
1902
0
0
Medtronic Plc
COM
g5960l103
486
5603
SH
SOLE
5603
0
0
Merck & Co.
COM
58933y105
1678
29119
SH
SOLE
29119
0
0
Microchip Tech Inc.
COM
595017104
2267
44659
SH
SOLE
44659
0
0
Microsoft Corp.
COM
594918104
8746
170914
SH
SOLE
170914
0
0
Mondelez Intl. Corp.
COM
609207105
227
4981
SH
SOLE
4981
0
0
NIKE Inc. Cl. B
COM
654106103
257
4658
SH
SOLE
4658
0
0
NextEra Energy, Inc.
COM
65339f101
574
4400
SH
SOLE
4400
0
0
Northrop Grumman
COM
666807102
556
2500
SH
SOLE
2500
0
0
PPG Industries
COM
693506107
714
6855
SH
SOLE
6855
0
0
Pentair Ltd.
COM
g7s00t104
3591
61610
SH
SOLE
61610
0
0
PepsiCo, Inc.
COM
713448108
1846
17429
SH
SOLE
17429
0
0
Pfizer, Inc.
COM
717081103
8196
232788
SH
SOLE
232788
0
0
Philip Morris Int'l Inc.
COM
718172109
2423
23821
SH
SOLE
23821
0
0
Procter & Gamble
COM
742718109
2559
30225
SH
SOLE
30225
0
0
Raytheon Co.
COM
755111507
313
2300
SH
SOLE
2300
0
0
Schlumberger Ltd.
COM
806857108
2593
32784
SH
SOLE
32784
0
0
Sherwin-Williams Co.
COM
824348106
294
1000
SH
SOLE
1000
0
0
Southern Company
COM
842587107
1071
19971
SH
SOLE
19971
0
0
Stryker Corp.
COM
863667101
371
3100
SH
SOLE
3100
0
0
Sysco Corp.
COM
871829107
883
17400
SH
SOLE
17400
0
0
TTC Technology Corp.
COM
87304r100
0
10000
SH
SOLE
10000
0
0
Target Corp.
COM
87612E106
1154
16533
SH
SOLE
16533
0
0
Texas Instruments
COM
882508104
254
4062
SH
SOLE
4062
0
0
Thermo Fisher Scientific
COM
883556102
502
3400
SH
SOLE
3400
0
0
Travelers Cos. Inc.
COM
89417e109
629
5285
SH
SOLE
5285
0
0
U.S. Bancorp
COM
902973304
366
9073
SH
SOLE
9073
0
0
Union Pacific Corp.
COM
907818108
2004
22969
SH
SOLE
22969
0
0
United Parcel Service
COM
911312106
366
3400
SH
SOLE
3400
0
0
United Technologies
COM
913017109
207
2020
SH
SOLE
2020
0
0
Valero Energy Corp.
COM
91913y100
446
8740
SH
SOLE
8740
0
0
Verizon Communctns
COM
92343v104
8865
158753
SH
SOLE
158753
0
0
Walgreen Boots Alliance, Inc.
COM
931427108
632
7593
SH
SOLE
7593
0
0
Wells Fargo & Co.
COM
949746101
2942
62155
SH
SOLE
62155
0
0
Whirlpool Corp.
COM
963320106
3682
22093
SH
SOLE
22093
0
0
Alliance Bernstein Select US L
FUND
01878t202
145
12614
SH
SOLE
12614
0
0
Fidelity Spartan 500 Index Inv
FUND
315911206
355
4785
SH
SOLE
4785
0
0
Franklin Income Fund Cl A
FUND
353496300
124
57048
SH
SOLE
57048
0
0
Sequoia Fund
FUND
817418106
351
2155
SH
SOLE
2155
0
0
Vanguard Balanced Index
FUND
921931101
329
10883
SH
SOLE
10883
0
0
Vanguard Growth Index
FUND
922908504
230
4168
SH
SOLE
4168
0
0
Vanguard Mid-Cap Index Fund
FUND
922908843
254
7537
SH
SOLE
7537
0
0
Fidelity U.S. Bond Index
INX
315911107
540
45111
SH
SOLE
45111
0
0
First Trust Tactical High Yiel
INX
33738d408
1970
41320
SH
SOLE
41320
0
0
Franklin Fed Tax-Free Inc Cl A
INX
353519101
417
33000
SH
SOLE
33000
0
0
Guggenheim BulletShares 2016 C
INX
18383m555
1141
51787
SH
SOLE
51787
0
0
Guggenheim BulletShares 2016 H
INX
18383m415
1964
76141
SH
SOLE
76141
0
0
Guggenheim BulletShares 2017 C
INX
18383m548
3045
133716
SH
SOLE
133716
0
0
Guggenheim BulletShares 2017 H
INX
18383m399
4911
190010
SH
SOLE
190010
0
0
Guggenheim BulletShares 2018 C
INX
18383m530
3622
169487
SH
SOLE
169487
0
0
Guggenheim BulletShares 2018 H
INX
18383m381
506
20359
SH
SOLE
20359
0
0
Guggenheim BulletShares 2019 C
INX
18383m522
3653
170484
SH
SOLE
170484
0
0
Guggenheim BulletShares 2020 C
INX
18383m514
4719
217355
SH
SOLE
217355
0
0
Guggenheim BulletShares 2021 C
INX
18383m266
3192
148305
SH
SOLE
148305
0
0
Guggenheim BulletShares 2022 C
INX
18383m258
3199
148498
SH
SOLE
148498
0
0
Guggenheim BulletShares 2023 C
INX
18383m241
1155
54317
SH
SOLE
54317
0
0
Guggenheim BulletShares 2024 C
INX
18383m233
1276
60086
SH
SOLE
60086
0
0
Nuveen Enhanced Muni Credit Op
INX
67070x101
325
20417
SH
SOLE
20417
0
0
Nuveen Performance Plus Muni
INX
67062p108
388
23500
SH
SOLE
23500
0
0
PowerShares VRDO Tax-Free Week
INX
73936t433
348
14000
SH
SOLE
14000
0
0
ProShares Short 20+ Year Treas
INX
74347x849
1107
52600
SH
SOLE
52600
0
0
Putnam Municipal Opportunities
INX
746922103
281
21000
SH
SOLE
21000
0
0
SPDR Barclays Capital Municipa
INX
78468r721
324
6395
SH
SOLE
6395
0
0
SPDR Barclays Capital Short-Te
INX
78464a474
514
16685
SH
SOLE
16685
0
0
SPDR Barclays Short Term Muni
INX
78468r739
780
15900
SH
SOLE
15900
0
0
T. Rowe Price Tax-Free Income
INX
779576206
115
10841
SH
SOLE
10841
0
0
VanEck Vectors High-Yield Muni
INX
92189f361
302
9352
SH
SOLE
9352
0
0
Vanguard Intermed Term Tax-Exe
INX
922907878
196
13440
SH
SOLE
13440
0
0
Wells Fargo Wisconsin Tax-Free
INX
949921613
119
10680
SH
SOLE
10680
0
0
iPath US Treasury 10-Year Bear
INX
06740l451
490
45000
SH
SOLE
45000
0
0
iShares 2016 S&P AMT-Free Muni
INX
464289313
476
17980
SH
SOLE
17980
0
0
iShares 2017 S&P AMT-Free Muni
INX
464289271
735
26862
SH
SOLE
26862
0
0
iShares 2018 S&P AMT-Free Muni
INX
46429b580
677
26391
SH
SOLE
26391
0
0
iShares Baa-Ba Rated Corporate
INX
46432f107
886
16795
SH
SOLE
16795
0
0
iShares Barclays 1-3 Year Cred
INX
464288646
4031
37992
SH
SOLE
37992
0
0
iShares Barclays Govt/Credit B
INX
464288596
595
5049
SH
SOLE
5049
0
0
iShares Barclays Intermed Cred
INX
464288638
9571
86026
SH
SOLE
86026
0
0
iShares Intermediate Govt/Cred
INX
464288612
903
7968
SH
SOLE
7968
0
0
iShares iBoxx InvesTop Inv Grd
INX
464287242
10279
83752
SH
SOLE
83752
0
0
PowerShares DB Commodity Index
INX
73935s105
1475
96100
SH
SOLE
96100
0
0
SPDR Gold Trust
INX
78463v107
1591
12577
SH
SOLE
12577
0
0
US Commodity Index Funds Trust
INX
911717106
747
17300
SH
SOLE
17300
0
0
iPath Dow Jones-UBS Grains Sub
INX
06739h305
230
7000
SH
SOLE
7000
0
0