Operations administrator

0001138486-16-000007.txt : 20160503 0001138486-16-000007.hdr.sgml : 20160503 20160502174716 ACCESSION NUMBER: 0001138486-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160502 EFFECTIVENESS DATE: 20160503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 161613014 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138486 XXXXXXXX 03-31-2016 03-31-2016 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Lindsey Riese Operations administrator 414-223-1087 Lindsey Riese Milwaukee WI 05-02-2016 0 0 0 false INFORMATION TABLE 2 inftable.xml Financial Select SPDR INX 81369y605 369 16400 SH SOLE 16400 0 0 KBW Regional Banking INX 78464a698 362 9617 SH SOLE 9617 0 0 Nuveen S&P 500 Buy-Write Inc F INX 6706er101 495 38888 SH SOLE 38888 0 0 ProShares Ultra S&P 500 INX 74347r107 1858 29108 SH SOLE 29108 0 0 REIT Index Fund INX 464287564 833 8079 SH SOLE 8079 0 0 S&P 500 Index Trust INX 464287200 5002 24204 SH SOLE 24204 0 0 S&P 500 Spiders INX 78462F103 1632 7939 SH SOLE 7939 0 0 S&P Midcap 400 Index INX 464287507 1138 7895 SH SOLE 7895 0 0 S&P Small Cap 600 INX 464287804 540 4800 SH SOLE 4800 0 0 S&P Smallcap 600 Growth Index INX 464287887 7015 56479 SH SOLE 56479 0 0 S&P Smallcap 600 Value Index F INX 464287879 6825 60230 SH SOLE 60230 0 0 SPDR S&P Midcap 400 INX 78467y107 1370 5215 SH SOLE 5215 0 0 StreetTracks SPDR Dividend INX 78464a763 7518 94063 SH SOLE 94063 0 0 Technology Select Sector SPDR INX 81369y803 1140 25690 SH SOLE 25690 0 0 UBS E-TRACS Wells Fargo Bus De INX 902641588 300 14700 SH SOLE 14700 0 0 Vanguard FTSE Emerging Markets INX 922042858 1140 32970 SH SOLE 32970 0 0 Vanguard Total Stock Market INX 922908769 1621 15465 SH SOLE 15465 0 0 iShares DJ US Medical Devices INX 464288810 538 4390 SH SOLE 4390 0 0 iShares MSCI EAFE Growth Index INX 464288885 2467 37491 SH SOLE 37491 0 0 iShares MSCI EAFE Trust INX 464287465 1562 27330 SH SOLE 27330 0 0 iShares MSCI EAFE Value Index INX 464288877 1564 34867 SH SOLE 34867 0 0 iShares MSCI Emerging Mkts Ind INX 464287234 874 25527 SH SOLE 25527 0 0 iShares Real Estate 50 INX 464288521 812 16572 SH SOLE 16572 0 0 iShares Russell 1000 Growth In INX 464287614 6498 65128 SH SOLE 65128 0 0 iShares Russell 1000 Value Ind INX 464287598 4550 46053 SH SOLE 46053 0 0 iShares Russell 2000 Growth INX 464287648 3652 27540 SH SOLE 27540 0 0 iShares Russell 2000 Index Fd INX 464287655 895 8090 SH SOLE 8090 0 0 iShares Russell 2000 Value INX 464287630 236 2528 SH SOLE 2528 0 0 iShares Russell MidCap Growth INX 464287481 2157 23405 SH SOLE 23405 0 0 iShares Russell MidCap Value INX 464287473 3659 51584 SH SOLE 51584 0 0 iShares S&P 400 Midcap Growth INX 464287606 15563 95707 SH SOLE 95707 0 0 iShares S&P 400 Midcap Value INX 464287705 10398 83825 SH SOLE 83825 0 0 iShares S&P 500 Growth Index F INX 464287309 27977 241414 SH SOLE 241414 0 0 iShares S&P 500 Value Index Fd INX 464287408 18197 202352 SH SOLE 202352 0 0 3M Company COM 88579y101 1143 6860 SH SOLE 6860 0 0 AT&T Corp. COM 00206r102 4047 103325 SH SOLE 103325 0 0 AbbVie Inc. COM 00287y109 6668 116735 SH SOLE 116735 0 0 Abbott Laboratories COM 002824100 1155 27623 SH SOLE 27623 0 0 Air Products & Chem COM 009158106 4998 34694 SH SOLE 34694 0 0 Altria Group, Inc. COM 02209s103 6344 101243 SH SOLE 101243 0 0 Amgen, Inc. COM 031162100 5064 33774 SH SOLE 33774 0 0 Annaly Capital Mgmt COM 035710409 126 12245 SH SOLE 12245 0 0 Apple Computer Inc. COM 037833100 7780 71381 SH SOLE 71381 0 0 BB&T Corp. COM 054937107 2929 88044 SH SOLE 88044 0 0 BP PLC ADR COM 055622104 454 15028 SH SOLE 15028 0 0 Bank of America COM 060505104 4757 351838 SH SOLE 351838 0 0 Bank of Montreal COM 063671101 959 15797 SH SOLE 15797 0 0 Bank of New York Mellon COM 064058100 611 16603 SH SOLE 16603 0 0 Bemis Co. COM 081437105 337 6500 SH SOLE 6500 0 0 Berkshire Hathaway COM 084670702 267 1885 SH SOLE 1885 0 0 Blackrock Inc. COM 09247X101 6289 18465 SH SOLE 18465 0 0 Boeing Co. COM 097023105 6401 50427 SH SOLE 50427 0 0 Bristol-Myers Squibb COM 110122108 5307 83077 SH SOLE 83077 0 0 CSX Corp. COM 126408103 366 14200 SH SOLE 14200 0 0 CVS Caremark Corp. COM 126650100 5258 50690 SH SOLE 50690 0 0 Caterpillar Inc. COM 149123101 851 11125 SH SOLE 11125 0 0 Chevron Corporation COM 166764100 5475 57391 SH SOLE 57391 0 0 Cisco Systems COM 17275r102 5649 198409 SH SOLE 198409 0 0 Clorox Co. COM 189054109 645 5116 SH SOLE 5116 0 0 Colgate-Palmolive COM 194162103 734 10387 SH SOLE 10387 0 0 ConocoPhillips COM 20825c104 1293 32097 SH SOLE 32097 0 0 Disney, Walt Co. COM 254687106 5135 51703 SH SOLE 51703 0 0 Dow Chemical Co. COM 260543103 6528 128362 SH SOLE 128362 0 0 DuPont, E.I. de Nemours COM 263534109 1133 17899 SH SOLE 17899 0 0 Duke Energy Corp. COM 26441c204 1382 17129 SH SOLE 17129 0 0 Emerson Electric COM 291011104 1214 22325 SH SOLE 22325 0 0 ExxonMobil COM 30231g102 4580 54792 SH SOLE 54792 0 0 Fiserv Inc. COM 337738108 1149 11200 SH SOLE 11200 0 0 General Dynamics Corp. COM 369550108 276 2100 SH SOLE 2100 0 0 General Electric Co. COM 369604103 6335 199284 SH SOLE 199284 0 0 Home Depot Inc. COM 437076102 458 3429 SH SOLE 3429 0 0 Honeywell Int'l Inc. COM 438516106 5254 46886 SH SOLE 46886 0 0 Intel Corp. COM 458140100 1599 49425 SH SOLE 49425 0 0 International Paper COM 460146103 6081 148163 SH SOLE 148163 0 0 J.P. Morgan Chase COM 46625h100 7133 120444 SH SOLE 120444 0 0 Johnson & Johnson COM 478160104 7863 72669 SH SOLE 72669 0 0 Johnson Controls COM 478366107 5005 128436 SH SOLE 128436 0 0 Kimberly-Clark Corp. COM 494368103 1867 13880 SH SOLE 13880 0 0 Kinder Morgan, Inc. COM 49456b101 1264 70779 SH SOLE 70779 0 0 Kohl's Corp. COM 500255104 695 14921 SH SOLE 14921 0 0 Kraft Heinz Co. COM 500754106 6110 77778 SH SOLE 77778 0 0 Lilly, Eli & Co. COM 532457108 573 7958 SH SOLE 7958 0 0 Lockheed Martin COM 539830109 1459 6586 SH SOLE 6586 0 0 MGE Energy Inc. COM 55277p104 249 4775 SH SOLE 4775 0 0 Marriott Intl Inc. COM 571903202 4725 66383 SH SOLE 66383 0 0 Medtronic Plc COM g5960l103 443 5908 SH SOLE 5908 0 0 Merck & Co. COM 58933y105 1567 29619 SH SOLE 29619 0 0 Microchip Tech Inc. COM 595017104 359 7450 SH SOLE 7450 0 0 Microsoft Corp. COM 594918104 9163 165901 SH SOLE 165901 0 0 NIKE Inc. Cl. B COM 654106103 292 4750 SH SOLE 4750 0 0 NextEra Energy, Inc. COM 65339f101 521 4400 SH SOLE 4400 0 0 Northrop Grumman COM 666807102 514 2600 SH SOLE 2600 0 0 PPG Industries COM 693506107 452 4055 SH SOLE 4055 0 0 PepsiCo, Inc. COM 713448108 1786 17427 SH SOLE 17427 0 0 Pfizer, Inc. COM 717081103 6808 229681 SH SOLE 229681 0 0 Philip Morris Int'l Inc. COM 718172109 2339 23837 SH SOLE 23837 0 0 Procter & Gamble COM 742718109 2463 29921 SH SOLE 29921 0 0 Raytheon Co. COM 755111507 282 2300 SH SOLE 2300 0 0 Royal Caribbean Cruises, Ltd. COM v7780t103 5035 61286 SH SOLE 61286 0 0 Schlumberger Ltd. COM 806857108 2151 29169 SH SOLE 29169 0 0 Sherwin-Williams Co. COM 824348106 285 1000 SH SOLE 1000 0 0 Southern Company COM 842587107 1435 27741 SH SOLE 27741 0 0 Stryker Corp. COM 863667101 333 3100 SH SOLE 3100 0 0 Sysco Corp. COM 871829107 813 17400 SH SOLE 17400 0 0 TTC Technology Corp. COM 87304r100 0 10000 SH SOLE 10000 0 0 Target Corp. COM 87612E106 1358 16510 SH SOLE 16510 0 0 Texas Instruments COM 882508104 233 4062 SH SOLE 4062 0 0 Thermo Fisher Scientific COM 883556102 481 3400 SH SOLE 3400 0 0 Travelers Cos. Inc. COM 89417e109 617 5285 SH SOLE 5285 0 0 U.S. Bancorp COM 902973304 348 8573 SH SOLE 8573 0 0 Union Pacific Corp. COM 907818108 1817 22842 SH SOLE 22842 0 0 United Parcel Service COM 911312106 359 3400 SH SOLE 3400 0 0 United Technologies COM 913017109 202 2020 SH SOLE 2020 0 0 Valero Energy Corp. COM 91913y100 561 8740 SH SOLE 8740 0 0 Verizon Communctns COM 92343v104 8320 153849 SH SOLE 153849 0 0 Walgreen Boots Alliance, Inc. COM 931427108 663 7873 SH SOLE 7873 0 0 Wells Fargo & Co. COM 949746101 5458 112862 SH SOLE 112862 0 0 Fidelity Spartan 500 Index Inv FUND 315911206 361 4958 SH SOLE 4958 0 0 Franklin Income Fund Cl A FUND 353496300 149 70382 SH SOLE 70382 0 0 Sequoia Fund FUND 817418106 358 1949 SH SOLE 1949 0 0 Vanguard Balanced Index FUND 921931101 318 10741 SH SOLE 10741 0 0 Vanguard Growth Index FUND 922908504 223 4069 SH SOLE 4069 0 0 Vanguard Mid-Cap Index Fund FUND 922908843 426 12864 SH SOLE 12864 0 0 Vanguard Small Cap Index Fund FUND 922908702 261 4883 SH SOLE 4883 0 0 American Funds Tax-Exempt Bond INX 876902107 185 14009 SH SOLE 14009 0 0 Calamos Convertible & High Inc INX 12811p108 183 17590 SH SOLE 17590 0 0 Eaton Vance Floating Rate Inco INX 278279104 233 17685 SH SOLE 17685 0 0 Fidelity U.S. Bond Index INX 315911107 527 44759 SH SOLE 44759 0 0 First Trust Tactical High Yiel INX 33738d408 1448 30547 SH SOLE 30547 0 0 Franklin Fed Tax-Free Inc Cl A INX 353519101 411 33000 SH SOLE 33000 0 0 Guggenheim BulletShares 2016 C INX 18383m555 1875 85053 SH SOLE 85053 0 0 Guggenheim BulletShares 2016 H INX 18383m415 3266 126504 SH SOLE 126504 0 0 Guggenheim BulletShares 2017 C INX 18383m548 3040 134273 SH SOLE 134273 0 0 Guggenheim BulletShares 2017 H INX 18383m399 4886 191696 SH SOLE 191696 0 0 Guggenheim BulletShares 2018 C INX 18383m530 3351 158648 SH SOLE 158648 0 0 Guggenheim BulletShares 2019 C INX 18383m522 3264 153832 SH SOLE 153832 0 0 Guggenheim BulletShares 2020 C INX 18383m514 4322 201979 SH SOLE 201979 0 0 Guggenheim BulletShares 2021 C INX 18383m266 3023 143196 SH SOLE 143196 0 0 Guggenheim BulletShares 2022 C INX 18383m258 3094 146978 SH SOLE 146978 0 0 Guggenheim BulletShares 2023 C INX 18383m241 992 47883 SH SOLE 47883 0 0 Guggenheim BulletShares 2024 C INX 18383m233 1081 52420 SH SOLE 52420 0 0 Janus Flexible Bond T INX 471023606 126 12072 SH SOLE 12072 0 0 Market Vectors High-Yield Muni INX 57060u878 318 10152 SH SOLE 10152 0 0 Nuveen Performance Plus Muni INX 67062p108 369 23500 SH SOLE 23500 0 0 Nuveen Prem Inc. Municipal Fd INX 6706k4105 320 22800 SH SOLE 22800 0 0 PowerShares VRDO Tax-Free Week INX 73936t433 448 18000 SH SOLE 18000 0 0 ProShares Short 20+ Year Treas INX 74347x849 1191 52600 SH SOLE 52600 0 0 Putnam Municipal Opportunities INX 746922103 267 21000 SH SOLE 21000 0 0 SPDR Barclays Capital Municipa INX 78468r721 279 5650 SH SOLE 5650 0 0 SPDR Barclays Capital Short-Te INX 78464a474 647 21110 SH SOLE 21110 0 0 SPDR Barclays Short Term Muni INX 78468r739 849 17400 SH SOLE 17400 0 0 T. Rowe Price Tax-Free Income INX 779576206 113 10781 SH SOLE 10781 0 0 Vanguard Intermed Term Tax-Exe INX 922907878 193 13440 SH SOLE 13440 0 0 Vanguard Ltd Term Tax-Exempt A INX 922907886 306 27698 SH SOLE 27698 0 0 Wells Fargo Wisconsin Tax-Free INX 949921613 118 10680 SH SOLE 10680 0 0 iPath US Treasury 10-Year Bear INX 06740l451 639 45000 SH SOLE 45000 0 0 iShares 2016 S&P AMT-Free Muni INX 464289313 656 24780 SH SOLE 24780 0 0 iShares 2017 S&P AMT-Free Muni INX 464289271 764 27862 SH SOLE 27862 0 0 iShares 2018 S&P AMT-Free Muni INX 46429b580 701 27391 SH SOLE 27391 0 0 iShares Baa-Ba Rated Corporate INX 46432f107 860 16910 SH SOLE 16910 0 0 iShares Barclays 1-3 Year Cred INX 464288646 4235 40174 SH SOLE 40174 0 0 iShares Barclays Govt/Credit B INX 464288596 582 5055 SH SOLE 5055 0 0 iShares Barclays Intermed Cred INX 464288638 9453 86179 SH SOLE 86179 0 0 iShares Intermediate Govt/Cred INX 464288612 859 7666 SH SOLE 7666 0 0 iShares S&P Short Term Natl Mu INX 464288158 212 2000 SH SOLE 2000 0 0 iShares iBoxx InvesTop Inv Grd INX 464287242 10076 84799 SH SOLE 84799 0 0 PowerShares DB Commodity Index INX 73935s105 1256 94500 SH SOLE 94500 0 0 SPDR Gold Trust INX 78463v107 1473 12524 SH SOLE 12524 0 0 US Commodity Index Funds Trust INX 911717106 679 16800 SH SOLE 16800 0 0 iPath Dow Jones-UBS Grains Sub INX 06739h305 212 7000 SH SOLE 7000 0 0