0001138486-16-000007.txt : 20160503
0001138486-16-000007.hdr.sgml : 20160503
20160502174716
ACCESSION NUMBER: 0001138486-16-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160503
DATE AS OF CHANGE: 20160502
EFFECTIVENESS DATE: 20160503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC
CENTRAL INDEX KEY: 0001138486
IRS NUMBER: 391230894
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06523
FILM NUMBER: 161613014
BUSINESS ADDRESS:
STREET 1: 555 E. WELLS ST. STE 1625
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142780590
MAIL ADDRESS:
STREET 1: 555 E. WELLS ST. STE 1625
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20020514
FORMER COMPANY:
FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC
DATE OF NAME CHANGE: 20010416
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001138486
XXXXXXXX
03-31-2016
03-31-2016
NORTHERN OAK WEALTH MANAGEMENT INC
555 E. WELLS ST. STE 1625
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-06523
N
Lindsey Riese
Operations administrator
414-223-1087
Lindsey Riese
Milwaukee
WI
05-02-2016
0
0
0
false
INFORMATION TABLE
2
inftable.xml
Financial Select SPDR
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16400
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16400
0
0
KBW Regional Banking
INX
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362
9617
SH
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9617
0
0
Nuveen S&P 500 Buy-Write Inc F
INX
6706er101
495
38888
SH
SOLE
38888
0
0
ProShares Ultra S&P 500
INX
74347r107
1858
29108
SH
SOLE
29108
0
0
REIT Index Fund
INX
464287564
833
8079
SH
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8079
0
0
S&P 500 Index Trust
INX
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5002
24204
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24204
0
0
S&P 500 Spiders
INX
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1632
7939
SH
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7939
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0
S&P Midcap 400 Index
INX
464287507
1138
7895
SH
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0
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S&P Small Cap 600
INX
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540
4800
SH
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4800
0
0
S&P Smallcap 600 Growth Index
INX
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7015
56479
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56479
0
0
S&P Smallcap 600 Value Index F
INX
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6825
60230
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SPDR S&P Midcap 400
INX
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1370
5215
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INX
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INX
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INX
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INX
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INX
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INX
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INX
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iShares S&P 500 Value Index Fd
INX
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3M Company
COM
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AT&T Corp.
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Air Products & Chem
COM
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Altria Group, Inc.
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Annaly Capital Mgmt
COM
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Apple Computer Inc.
COM
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BB&T Corp.
COM
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COM
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Bemis Co.
COM
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6500
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0
Berkshire Hathaway
COM
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1885
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Blackrock Inc.
COM
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Boeing Co.
COM
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Bristol-Myers Squibb
COM
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CSX Corp.
COM
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CVS Caremark Corp.
COM
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Caterpillar Inc.
COM
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Chevron Corporation
COM
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Cisco Systems
COM
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Clorox Co.
COM
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COM
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ConocoPhillips
COM
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Disney, Walt Co.
COM
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Dow Chemical Co.
COM
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DuPont, E.I. de Nemours
COM
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Duke Energy Corp.
COM
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Emerson Electric
COM
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ExxonMobil
COM
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Fiserv Inc.
COM
337738108
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11200
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11200
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General Dynamics Corp.
COM
369550108
276
2100
SH
SOLE
2100
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General Electric Co.
COM
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199284
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Home Depot Inc.
COM
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458
3429
SH
SOLE
3429
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Honeywell Int'l Inc.
COM
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5254
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Intel Corp.
COM
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International Paper
COM
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J.P. Morgan Chase
COM
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Johnson & Johnson
COM
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Johnson Controls
COM
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SOLE
128436
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Kimberly-Clark Corp.
COM
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SH
SOLE
13880
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Kinder Morgan, Inc.
COM
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SOLE
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Kohl's Corp.
COM
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14921
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Kraft Heinz Co.
COM
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Lilly, Eli & Co.
COM
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Lockheed Martin
COM
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6586
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MGE Energy Inc.
COM
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Marriott Intl Inc.
COM
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66383
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Medtronic Plc
COM
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443
5908
SH
SOLE
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Merck & Co.
COM
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1567
29619
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SOLE
29619
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Microchip Tech Inc.
COM
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SOLE
7450
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Microsoft Corp.
COM
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SOLE
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NIKE Inc. Cl. B
COM
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292
4750
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4750
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NextEra Energy, Inc.
COM
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Northrop Grumman
COM
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PPG Industries
COM
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PepsiCo, Inc.
COM
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Pfizer, Inc.
COM
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Philip Morris Int'l Inc.
COM
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COM
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Raytheon Co.
COM
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2300
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Royal Caribbean Cruises, Ltd.
COM
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Schlumberger Ltd.
COM
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Sherwin-Williams Co.
COM
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Southern Company
COM
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Stryker Corp.
COM
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Sysco Corp.
COM
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TTC Technology Corp.
COM
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COM
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COM
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Thermo Fisher Scientific
COM
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COM
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COM
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COM
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COM
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COM
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Valero Energy Corp.
COM
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COM
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COM
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Wells Fargo & Co.
COM
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3040
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Guggenheim BulletShares 2017 H
INX
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Guggenheim BulletShares 2019 C
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3023
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143196
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47883
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47883
0
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Guggenheim BulletShares 2024 C
INX
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1081
52420
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52420
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126
12072
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10152
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SOLE
10152
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23500
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INX
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320
22800
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22800
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PowerShares VRDO Tax-Free Week
INX
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448
18000
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SOLE
18000
0
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ProShares Short 20+ Year Treas
INX
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1191
52600
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SOLE
52600
0
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INX
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267
21000
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21000
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INX
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5650
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SOLE
5650
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INX
78464a474
647
21110
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SOLE
21110
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INX
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17400
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17400
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113
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10781
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Vanguard Intermed Term Tax-Exe
INX
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13440
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Vanguard Ltd Term Tax-Exempt A
INX
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306
27698
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SOLE
27698
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Wells Fargo Wisconsin Tax-Free
INX
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118
10680
SH
SOLE
10680
0
0
iPath US Treasury 10-Year Bear
INX
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639
45000
SH
SOLE
45000
0
0
iShares 2016 S&P AMT-Free Muni
INX
464289313
656
24780
SH
SOLE
24780
0
0
iShares 2017 S&P AMT-Free Muni
INX
464289271
764
27862
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SOLE
27862
0
0
iShares 2018 S&P AMT-Free Muni
INX
46429b580
701
27391
SH
SOLE
27391
0
0
iShares Baa-Ba Rated Corporate
INX
46432f107
860
16910
SH
SOLE
16910
0
0
iShares Barclays 1-3 Year Cred
INX
464288646
4235
40174
SH
SOLE
40174
0
0
iShares Barclays Govt/Credit B
INX
464288596
582
5055
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SOLE
5055
0
0
iShares Barclays Intermed Cred
INX
464288638
9453
86179
SH
SOLE
86179
0
0
iShares Intermediate Govt/Cred
INX
464288612
859
7666
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SOLE
7666
0
0
iShares S&P Short Term Natl Mu
INX
464288158
212
2000
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SOLE
2000
0
0
iShares iBoxx InvesTop Inv Grd
INX
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10076
84799
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SOLE
84799
0
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PowerShares DB Commodity Index
INX
73935s105
1256
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SOLE
94500
0
0
SPDR Gold Trust
INX
78463v107
1473
12524
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12524
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US Commodity Index Funds Trust
INX
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679
16800
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16800
0
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iPath Dow Jones-UBS Grains Sub
INX
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7000
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