0000899243-23-014352.txt : 20230602
0000899243-23-014352.hdr.sgml : 20230602
20230602161521
ACCESSION NUMBER: 0000899243-23-014352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230531
FILED AS OF DATE: 20230602
DATE AS OF CHANGE: 20230602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTH BRIDGE VENTURE PARTNERS V-B LP
CENTRAL INDEX KEY: 0001138399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988900
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7812900004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTH BRIDGE VENTURE PARTNERS V A LP
CENTRAL INDEX KEY: 0001138402
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988901
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7812900004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAMORE RICHARD A
CENTRAL INDEX KEY: 0001206641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988902
MAIL ADDRESS:
STREET 1: C/O NORTHBRIDGE VENTURE PARTNERS
STREET 2: 950 WINTER ST STE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Bridge Venture Management VI, L.P.
CENTRAL INDEX KEY: 0001590898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988897
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET, SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER STREET, SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Bridge Venture Management V, L.P.
CENTRAL INDEX KEY: 0001297397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988898
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Bridge Venture Partners VI L P
CENTRAL INDEX KEY: 0001327539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988899
BUSINESS ADDRESS:
STREET 1: 950 WINTER ST
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER ST
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NBVM GP, LLC
CENTRAL INDEX KEY: 0001401650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 23988903
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lyra Therapeutics, Inc.
CENTRAL INDEX KEY: 0001327273
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 ARSENAL WAY
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617-373-4600
MAIL ADDRESS:
STREET 1: 480 ARSENAL WAY
CITY: WATERTOWN
STATE: MA
ZIP: 02472
FORMER COMPANY:
FORMER CONFORMED NAME: 480 Biomedical, Inc.
DATE OF NAME CHANGE: 20120927
FORMER COMPANY:
FORMER CONFORMED NAME: Arsenal Vascular, Inc.
DATE OF NAME CHANGE: 20110826
FORMER COMPANY:
FORMER CONFORMED NAME: Arsenal Medical, Inc.
DATE OF NAME CHANGE: 20090414
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-31
0
0001327273
Lyra Therapeutics, Inc.
LYRA
0001401650
NBVM GP, LLC
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0001206641
DAMORE RICHARD A
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0001138402
NORTH BRIDGE VENTURE PARTNERS V A LP
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0001138399
NORTH BRIDGE VENTURE PARTNERS V-B LP
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0001327539
North Bridge Venture Partners VI L P
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0001297397
North Bridge Venture Management V, L.P.
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0001590898
North Bridge Venture Management VI, L.P.
150 A STREET, SUITE 102
NEEDHAM
MA
02494
0
0
1
0
0
Common Stock
2023-05-31
4
P
0
403858
2.43
A
2259301
I
See footnote
Common Stock
2023-05-31
4
P
0
197946
2.43
A
1107370
I
See footnote
Common Stock
2023-05-31
4
P
0
1203612
2.43
A
2521745
I
See footnote
Warrant to purchase Common Stock
2.673
2023-05-31
4
P
0
201929
0.125
A
2023-11-30
2028-11-30
Common Stock
201929
201929
I
See footnote
Warrant to purchase Common Stock
2.673
2023-05-31
4
P
0
98973
0.125
A
2023-11-30
2028-11-30
Common Stock
98973
98973
I
See footnote
Warrant to purchase Common Stock
2.673
2023-05-31
4
P
0
601806
0.125
A
2023-11-30
2028-11-30
Common Stock
601806
601806
I
See footnote
The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.
The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
North Bridge Venture Partners V-A, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management V, L.P., general partner of North Bridge Venture Partners V-A, L.P.
2023-06-02
North Bridge Venture Partners V-B, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management V, L.P., general partner of North Bridge Venture Partners V-B, L.P.
2023-06-02
North Bridge Venture Partners VI, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management VI, L.P., general partner of North Bridge Venture Partners VI, L.P.
2023-06-02
North Bridge Venture Management V, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management V, L.P.
2023-06-02
North Bridge Venture Management GP, LLC, /s/ Edward T. Anderson, Manager of NBVM GP
2023-06-02
North Bridge Venture Management VI, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management VI, L.P.
2023-06-02
/s/ Richard A. D'Amore
2023-06-02