0001181431-13-058319.txt : 20131112 0001181431-13-058319.hdr.sgml : 20131111 20131112170417 ACCESSION NUMBER: 0001181431-13-058319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seagate Technology plc CENTRAL INDEX KEY: 0001137789 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 980648577 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: (353) (1) 234-3136 MAIL ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Seagate Technology DATE OF NAME CHANGE: 20090330 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY DATE OF NAME CHANGE: 20021212 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS DATE OF NAME CHANGE: 20010406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEHAAN DOUGLAS J CENTRAL INDEX KEY: 0001456418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31560 FILM NUMBER: 131211184 MAIL ADDRESS: STREET 1: SEAGATE TECHNOLOGY STREET 2: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 4 1 rrd394835.xml SALE OF SHARES X0306 4 2013-11-07 0 0001137789 Seagate Technology plc STX 0001456418 DEHAAN DOUGLAS J SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO CA 95014 0 1 0 0 General Manager, Samsung HDD Ordinary Shares 2013-11-07 4 M 0 33334 3.345 A 63436 D Ordinary Shares 2013-11-07 4 M 0 5313 11.065 A 68749 D Ordinary Shares 2013-11-07 4 M 0 6604 11.155 A 75353 D Ordinary Shares 2013-11-07 4 M 0 4883 29.87 A 80236 D Ordinary Shares 2013-11-07 4 S 0 61434 47.5123 D 18802 D Ordinary Shares 2013-11-07 4 S 0 1018 47.5164 D 0 I Gayle H. DeHaan Custodian for Taylor J DeHaan Ordinary Shares 2013-11-07 4 S 0 1018 47.5452 D 0 I Gayle H. DeHaan Custodian for Bradley R Dehaan NQ Stock Options 3.345 2013-11-07 4 M 0 33334 0 D 2010-09-11 2016-03-06 Ordinary Shares 33334 0 D NQ Stock Options 11.065 2013-11-07 4 M 0 5313 0 D 2011-09-13 2017-09-13 Ordinary Shares 5513 9740 D NQ Stock Options 11.155 2013-11-07 4 M 0 6604 0 D 2012-09-12 2018-09-12 Ordinary Shares 6604 30380 D NQ Stock Options 29.87 2013-11-07 4 M 0 4883 0 D 2013-09-10 2019-09-10 Ordinary Shares 4883 13147 D These Ordinary Shares were sold in multiple transactions at sales prices ranging from $47.40 to $47.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four and one half year vesting schedule. One quarter of the option shares vested on September 11, 2010. The Remaining options vested monthly over the 36 months following September 11, 2010. Options granted to the Reporting Person under the Seagate Technology 2001 Stock Option Plan are subject to a four year vesting schedule. One quarter of the options vested on September 13, 2011. Following continuous employment, the remaining options vest monthly over the 36 months following September 13, 2011. Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The Remaining options vest monthly over the 36 months following September 12, 2012. Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four year vesting schedule. One quarter of the options vested September 10, 2013. The remaining options vest in equal monthly installments over the 36 months following September 10, 2013. /s/ Roberta S. Cohen by power-of-attorney 2013-11-12