0001181431-13-056919.txt : 20131105
0001181431-13-056919.hdr.sgml : 20131105
20131105171502
ACCESSION NUMBER: 0001181431-13-056919
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131101
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Seagate Technology plc
CENTRAL INDEX KEY: 0001137789
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 980648577
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0628
BUSINESS ADDRESS:
STREET 1: 38/39 FITZWILLIAM SQUARE
CITY: DUBLIN 2
STATE: L2
ZIP: 00000
BUSINESS PHONE: (353) (1) 234-3136
MAIL ADDRESS:
STREET 1: 38/39 FITZWILLIAM SQUARE
CITY: DUBLIN 2
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Seagate Technology
DATE OF NAME CHANGE: 20090330
FORMER COMPANY:
FORMER CONFORMED NAME: SEAGATE TECHNOLOGY
DATE OF NAME CHANGE: 20021212
FORMER COMPANY:
FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS
DATE OF NAME CHANGE: 20010406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richarz David K
CENTRAL INDEX KEY: 0001317882
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31560
FILM NUMBER: 131193594
MAIL ADDRESS:
STREET 1: SEAGATE TECHNOLOGY
STREET 2: 920 DISC DRIVE
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95066
FORMER NAME:
FORMER CONFORMED NAME: Richarz Kurt
DATE OF NAME CHANGE: 20050215
4
1
rrd394311.xml
SALE OF SHARES
X0306
4
2013-11-01
0
0001137789
Seagate Technology plc
STX
0001317882
Richarz David K
SEAGATE TECHNOLOGY PLC
10200 S. DE ANZA BOULEVARD
CUPERTINO
CA
95014
0
1
0
0
Executive Vice President,Sales
Ordinary Shares
2013-11-01
4
M
0
16650
15.4865
A
75995
D
Ordinary Shares
2013-11-01
4
M
0
60000
13.73
A
135995
D
Ordinary Shares
2013-11-01
4
S
0
135995
49.1176
D
0
D
NQ Stock Options
15.4865
2013-11-01
4
M
0
16650
0.00
D
2006-06-30
2015-03-14
Ordinary Shares
16650
0
D
NQ Stock Options
13.73
2013-11-01
4
M
0
60000
0.00
D
2009-09-12
2015-09-12
Ordinary Shares
60000
0
D
These Ordinary Shares were sold in multiple transactions at sales prices ranging from $48.86 to $49.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
Options Granted under the Maxtor 1996 option plan and converted to Seagate options in May 2006 pursuant to the merger agreement at an exchange ratio of .37 per share.
Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining options vested monthly over the 36 months following September 12, 2009.
/s/ Roberta S Cohen by power of attorney
2013-11-05