0001181431-13-056919.txt : 20131105 0001181431-13-056919.hdr.sgml : 20131105 20131105171502 ACCESSION NUMBER: 0001181431-13-056919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seagate Technology plc CENTRAL INDEX KEY: 0001137789 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 980648577 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: (353) (1) 234-3136 MAIL ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Seagate Technology DATE OF NAME CHANGE: 20090330 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY DATE OF NAME CHANGE: 20021212 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS DATE OF NAME CHANGE: 20010406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richarz David K CENTRAL INDEX KEY: 0001317882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31560 FILM NUMBER: 131193594 MAIL ADDRESS: STREET 1: SEAGATE TECHNOLOGY STREET 2: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER NAME: FORMER CONFORMED NAME: Richarz Kurt DATE OF NAME CHANGE: 20050215 4 1 rrd394311.xml SALE OF SHARES X0306 4 2013-11-01 0 0001137789 Seagate Technology plc STX 0001317882 Richarz David K SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO CA 95014 0 1 0 0 Executive Vice President,Sales Ordinary Shares 2013-11-01 4 M 0 16650 15.4865 A 75995 D Ordinary Shares 2013-11-01 4 M 0 60000 13.73 A 135995 D Ordinary Shares 2013-11-01 4 S 0 135995 49.1176 D 0 D NQ Stock Options 15.4865 2013-11-01 4 M 0 16650 0.00 D 2006-06-30 2015-03-14 Ordinary Shares 16650 0 D NQ Stock Options 13.73 2013-11-01 4 M 0 60000 0.00 D 2009-09-12 2015-09-12 Ordinary Shares 60000 0 D These Ordinary Shares were sold in multiple transactions at sales prices ranging from $48.86 to $49.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Options Granted under the Maxtor 1996 option plan and converted to Seagate options in May 2006 pursuant to the merger agreement at an exchange ratio of .37 per share. Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining options vested monthly over the 36 months following September 12, 2009. /s/ Roberta S Cohen by power of attorney 2013-11-05