0001137789-19-000057.txt : 20190913
0001137789-19-000057.hdr.sgml : 20190913
20190913164239
ACCESSION NUMBER: 0001137789-19-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190911
FILED AS OF DATE: 20190913
DATE AS OF CHANGE: 20190913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCZO STEPHEN J
CENTRAL INDEX KEY: 0001248260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31560
FILM NUMBER: 191093002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Seagate Technology plc
CENTRAL INDEX KEY: 0001137789
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 980648577
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0628
BUSINESS ADDRESS:
STREET 1: 38/39 FITZWILLIAM SQUARE
CITY: DUBLIN 2
STATE: L2
ZIP: 00000
BUSINESS PHONE: (353) (1) 234-3136
MAIL ADDRESS:
STREET 1: 38/39 FITZWILLIAM SQUARE
CITY: DUBLIN 2
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Seagate Technology
DATE OF NAME CHANGE: 20090330
FORMER COMPANY:
FORMER CONFORMED NAME: SEAGATE TECHNOLOGY
DATE OF NAME CHANGE: 20021212
FORMER COMPANY:
FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS
DATE OF NAME CHANGE: 20010406
4
1
wf-form4_156840734328005.xml
FORM 4
X0306
4
2019-09-11
0
0001137789
Seagate Technology plc
STX
0001248260
LUCZO STEPHEN J
SEAGATE TECHNOLOGY PLC
10200 S. DE ANZA BOULEVARD
CUPERTINO
CA
95014
1
0
0
0
Ordinary Shares
2019-09-11
4
S
0
5000
55.291
D
850559
I
Stephen J. Luczo Revocable Trust dated January 26, 2001
Ordinary Shares
2019-09-11
4
M
0
70005
0
A
70005
D
Ordinary Shares
2019-09-11
4
F
0
3403
56.21
D
917161
I
Stephen J. Luczo Revocable Trust dated January 26, 2001
Ordinary Shares
155987
I
Stephen J. Luczo 2017 GRAT
Restricted Share Unit
2019-09-11
4
M
0
70005
0
D
Ordinary Shares
70005.0
70008
D
These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person.
These Ordinary Shares were sold in multiple transactions at sales prices ranging from $55.21 to $55.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
Of the 70,005 Ordinary Shares reported as directly held by the Reporting Person, 66,602 Ordinary Shares were transferred on September 12, 2019 to the Stephen J. Luczo Revocable Trust dated January 26, 2001. The remaining 3,403 Ordinary Shares reported as directly held were withheld to cover tax liabilities as reported in Footnote 4.
These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Stock Units ("RSUs").
Each RSU represents a contingent right to receive one Ordinary Share of the Issuer.
The RSUs, originally granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") for 210,017 Ordinary Shares of which 140,009 Ordinary Shares have been released, vested as to one-third of the shares on September 11, 2018 and each one-year anniversary thereafter.
/s/ Laurie A. Webb Attorney-in-Fact for Stephen J. Luczo
2019-09-13