0001137789-19-000057.txt : 20190913 0001137789-19-000057.hdr.sgml : 20190913 20190913164239 ACCESSION NUMBER: 0001137789-19-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCZO STEPHEN J CENTRAL INDEX KEY: 0001248260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31560 FILM NUMBER: 191093002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seagate Technology plc CENTRAL INDEX KEY: 0001137789 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 980648577 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: (353) (1) 234-3136 MAIL ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Seagate Technology DATE OF NAME CHANGE: 20090330 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY DATE OF NAME CHANGE: 20021212 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS DATE OF NAME CHANGE: 20010406 4 1 wf-form4_156840734328005.xml FORM 4 X0306 4 2019-09-11 0 0001137789 Seagate Technology plc STX 0001248260 LUCZO STEPHEN J SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO CA 95014 1 0 0 0 Ordinary Shares 2019-09-11 4 S 0 5000 55.291 D 850559 I Stephen J. Luczo Revocable Trust dated January 26, 2001 Ordinary Shares 2019-09-11 4 M 0 70005 0 A 70005 D Ordinary Shares 2019-09-11 4 F 0 3403 56.21 D 917161 I Stephen J. Luczo Revocable Trust dated January 26, 2001 Ordinary Shares 155987 I Stephen J. Luczo 2017 GRAT Restricted Share Unit 2019-09-11 4 M 0 70005 0 D Ordinary Shares 70005.0 70008 D These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person. These Ordinary Shares were sold in multiple transactions at sales prices ranging from $55.21 to $55.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. Of the 70,005 Ordinary Shares reported as directly held by the Reporting Person, 66,602 Ordinary Shares were transferred on September 12, 2019 to the Stephen J. Luczo Revocable Trust dated January 26, 2001. The remaining 3,403 Ordinary Shares reported as directly held were withheld to cover tax liabilities as reported in Footnote 4. These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The RSUs, originally granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") for 210,017 Ordinary Shares of which 140,009 Ordinary Shares have been released, vested as to one-third of the shares on September 11, 2018 and each one-year anniversary thereafter. /s/ Laurie A. Webb Attorney-in-Fact for Stephen J. Luczo 2019-09-13