0001127602-22-004634.txt : 20220211
0001127602-22-004634.hdr.sgml : 20220211
20220211172832
ACCESSION NUMBER: 0001127602-22-004634
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220209
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sleyster Scott
CENTRAL INDEX KEY: 0001555872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 22622956
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 5TH FLOOR
STREET 2: ATTN.: REGULATORY FILINGS UNIT
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-09
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001555872
Sleyster Scott
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
Executive Vice President
Common Stock
2022-02-09
4
M
0
8659
84.53
A
81084.12
D
Common Stock
2022-02-09
4
S
0
8039
121.07
D
73045.12
D
Common Stock
2022-02-09
4
M
0
23983
57.00
A
97028.12
D
Common Stock
2022-02-09
4
S
0
20912
121.18
D
76116.12
D
Common Stock
2022-02-09
4
I
0
6228
121.19
D
2092
I
By 401(k)
2014 Employee Stock Option (Right to Buy)
84.53
2022-02-09
4
M
0
8659
0
D
2024-02-11
Common Stock
8659
0
D
2013 Employee Stock Option (Right to Buy)
57.00
2022-02-09
4
M
0
23983
0
D
2023-02-12
Common Stock
23983
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.06 to $121.09, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.26 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 76,116 shares directly and 2,092 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 16,573 deferred compensations shares, 130,829 vested stock options, 26,970 unvested stock options, 22,576 restricted stock units, and 91,508 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The options vest in three equal annual installments beginning on February 11, 2015.
The options vest in three equal annual installments beginning on February 12, 2014.
/s/ Richard J. Baker, attorney-in-fact
2022-02-11