0001672811-17-000014.txt : 20170321 0001672811-17-000014.hdr.sgml : 20170321 20170321151616 ACCESSION NUMBER: 0001672811-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170320 FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHONEY COLIN R CENTRAL INDEX KEY: 0001570959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 17704011 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 153-100 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-20 0001137411 ROCKWELL COLLINS INC COL 0001570959 MAHONEY COLIN R M/S 153-100 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP International & Service Common Stock 2017-03-20 4 M 0 3680 30.39 A 14200.4758 D Common Stock 2017-03-20 4 M 0 4090 42.18 A 18290.4758 D Common Stock 2017-03-20 4 M 0 6250 53.08 A 24540.4758 D Common Stock 2017-03-20 4 S 0 14020 98.93 D 10520.4758 D Common Stock 3479.9341 I By Savings Plan Stock Option (Right to Buy) 30.39 2017-03-20 4 M 0 3680 0 D 2018-11-21 Common Stock 3680 0 D Stock Option (Right to Buy) 42.18 2017-03-20 4 M 0 4090 0 D 2019-06-25 Common Stock 4090 0 D Stock Option (Right to Buy) 53.08 2017-03-20 4 M 0 6250 0 D 2019-11-20 Common Stock 6250 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of March 1, 2017. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Joshua A. Mullin, Attorney-in-Fact 2017-03-21