0001137411-15-000072.txt : 20150505
0001137411-15-000072.hdr.sgml : 20150505
20150505111850
ACCESSION NUMBER: 0001137411-15-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150501
FILED AS OF DATE: 20150505
DATE AS OF CHANGE: 20150505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BESONG JOHN PAUL E
CENTRAL INDEX KEY: 0001221001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 15831118
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE M/S 124-003
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498001
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-05-01
0001137411
ROCKWELL COLLINS INC
COL
0001221001
BESONG JOHN PAUL E
M/S 124-203
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
0
1
0
0
Sr. VP, eBusiness
Common Stock
2015-05-01
4
M
0
5071
44.85
A
39649.911
D
Common Stock
2015-05-01
4
S
0
5071
97.54
D
34578.911
D
Common Stock
37067.4216
I
By Savings Plan
Stock Option (Right to Buy)
44.85
2015-05-01
4
M
0
5071
0
D
2015-11-17
Common Stock
5071
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2015.
Includes shares acquired under a dividend reinvestment program and based on information furnished by the Plan Administrator on March 4, 2015.
The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $97.44 to 97.59, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2015.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Vaughn M. Klopfenstein
2015-05-05