0001137411-14-000052.txt : 20140218 0001137411-14-000052.hdr.sgml : 20140217 20140218184228 ACCESSION NUMBER: 0001137411-14-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES CLAYTON M CENTRAL INDEX KEY: 0001191566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 14623448 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0001137411 ROCKWELL COLLINS INC COL 0001191566 JONES CLAYTON M M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 1 0 0 0 Common Stock 2014-02-14 4 S 0 200 78.30 D 202383 D Common Stock 2014-02-14 4 S 0 100 78.305 D 202283 D Common Stock 2014-02-14 4 S 0 1300 78.31 D 200983 D Common Stock 2014-02-14 4 S 0 699 78.32 D 200284 D Common Stock 2014-02-14 4 S 0 244 78.33 D 200040 D Common Stock 2014-02-14 4 S 0 200 78.3389 D 199840 D Common Stock 2014-02-14 4 S 0 2138 78.34 D 197702 D Common Stock 2014-02-14 4 S 0 200 78.3428 D 197502 D Common Stock 2014-02-14 4 S 0 674 78.35 D 196828 D Common Stock 2014-02-14 4 S 0 200 78.3509 D 196628 D Common Stock 2014-02-14 4 S 0 100 78.355 D 196528 D Common Stock 2014-02-14 4 S 0 1881 78.36 D 194647 D Common Stock 2014-02-14 4 S 0 701 78.37 D 193946 D Common Stock 2014-02-14 4 S 0 100 78.375 D 193846 D Common Stock 2014-02-14 4 S 0 700 78.38 D 193146 D Common Stock 2014-02-14 4 S 0 424 78.39 D 192722 D Common Stock 2014-02-14 4 S 0 100 78.40 D 192622 D Common Stock 2014-02-14 4 S 0 509 78.41 D 192113 D Common Stock 2014-02-14 4 S 0 200 78.4103 D 191913 D Common Stock 2014-02-14 4 S 0 100 78.4138 D 191813 D Common Stock 2014-02-14 4 S 0 4974 78.42 D 186839 D Common Stock 2014-02-14 4 S 0 100 78.4208 D 186739 D Common Stock 2014-02-14 4 S 0 1400 78.43 D 185339 D Common Stock 2014-02-14 4 S 0 100 78.44 D 185239 D Common Stock 2014-02-14 4 S 0 1225 78.45 D 184014 D Common Stock 2014-02-14 4 S 0 100 78.4549 D 183914 D Common Stock 4732 D Common Stock 15050.8489 I By Savings Plan Common Stock 21950 I By GRATs The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013. Restricted stock units awarded as compensation for services as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units. Shares represented by Company stock fund units under the Company's tax-qualified savings plan based on information furnished by the Plan Administrator as of January 31, 2014. Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person. Vaughn M. Klopfenstein, Attorney-in-Fact 2014-02-18