0001137411-14-000052.txt : 20140218
0001137411-14-000052.hdr.sgml : 20140217
20140218184228
ACCESSION NUMBER: 0001137411-14-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140218
DATE AS OF CHANGE: 20140218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES CLAYTON M
CENTRAL INDEX KEY: 0001191566
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 14623448
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-14
0001137411
ROCKWELL COLLINS INC
COL
0001191566
JONES CLAYTON M
M/S 124-323
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
1
0
0
0
Common Stock
2014-02-14
4
S
0
200
78.30
D
202383
D
Common Stock
2014-02-14
4
S
0
100
78.305
D
202283
D
Common Stock
2014-02-14
4
S
0
1300
78.31
D
200983
D
Common Stock
2014-02-14
4
S
0
699
78.32
D
200284
D
Common Stock
2014-02-14
4
S
0
244
78.33
D
200040
D
Common Stock
2014-02-14
4
S
0
200
78.3389
D
199840
D
Common Stock
2014-02-14
4
S
0
2138
78.34
D
197702
D
Common Stock
2014-02-14
4
S
0
200
78.3428
D
197502
D
Common Stock
2014-02-14
4
S
0
674
78.35
D
196828
D
Common Stock
2014-02-14
4
S
0
200
78.3509
D
196628
D
Common Stock
2014-02-14
4
S
0
100
78.355
D
196528
D
Common Stock
2014-02-14
4
S
0
1881
78.36
D
194647
D
Common Stock
2014-02-14
4
S
0
701
78.37
D
193946
D
Common Stock
2014-02-14
4
S
0
100
78.375
D
193846
D
Common Stock
2014-02-14
4
S
0
700
78.38
D
193146
D
Common Stock
2014-02-14
4
S
0
424
78.39
D
192722
D
Common Stock
2014-02-14
4
S
0
100
78.40
D
192622
D
Common Stock
2014-02-14
4
S
0
509
78.41
D
192113
D
Common Stock
2014-02-14
4
S
0
200
78.4103
D
191913
D
Common Stock
2014-02-14
4
S
0
100
78.4138
D
191813
D
Common Stock
2014-02-14
4
S
0
4974
78.42
D
186839
D
Common Stock
2014-02-14
4
S
0
100
78.4208
D
186739
D
Common Stock
2014-02-14
4
S
0
1400
78.43
D
185339
D
Common Stock
2014-02-14
4
S
0
100
78.44
D
185239
D
Common Stock
2014-02-14
4
S
0
1225
78.45
D
184014
D
Common Stock
2014-02-14
4
S
0
100
78.4549
D
183914
D
Common Stock
4732
D
Common Stock
15050.8489
I
By Savings Plan
Common Stock
21950
I
By GRATs
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
Restricted stock units awarded as compensation for services as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan based on information furnished by the Plan Administrator as of January 31, 2014.
Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
Vaughn M. Klopfenstein, Attorney-in-Fact
2014-02-18