0001511050-12-000003.txt : 20121026 0001511050-12-000003.hdr.sgml : 20121026 20121026165303 ACCESSION NUMBER: 0001511050-12-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121022 FILED AS OF DATE: 20121026 DATE AS OF CHANGE: 20121026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOY EDMUND C. CENTRAL INDEX KEY: 0001511050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34633 FILM NUMBER: 121164945 MAIL ADDRESS: STREET 1: 130 ANDOVER PARK EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98188 FORMER NAME: FORMER CONFORMED NAME: MOY EDMUND DATE OF NAME CHANGE: 20110125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L & L ENERGY, INC. CENTRAL INDEX KEY: 0001137083 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 912103949 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 130 ANDOVER PARK EAST, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 2062648065 MAIL ADDRESS: STREET 1: 130 ANDOVER PARK EAST, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: L & L INTERNATIONAL HOLDINGS, INC DATE OF NAME CHANGE: 20080623 FORMER COMPANY: FORMER CONFORMED NAME: L & L FINANCIAL HOLDINGS INC DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL CORONADO CO LTD DATE OF NAME CHANGE: 20010920 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-22 0 0001137083 L & L ENERGY, INC. LLEN 0001511050 MOY EDMUND C. 130 ANDOVER PARK EAST SUITE 200 SEATTLE WA 98188 0 1 0 0 VP of Corporate Infrastructure Common Stock 2012-10-22 4 S 0 400 2.18 D 121500 D Common Stock 2012-10-22 4 S 0 100 2.18 D 121400 D Common Stock 2012-10-22 4 S 0 100 2.18 D 121300 D Common Stock 2012-10-22 4 S 0 400 2.18 D 120900 D Common Stock 2012-10-22 4 S 0 200 2.18 D 120700 D Common Stock 2012-10-22 4 S 0 300 2.18 D 120400 D Common Stock 2012-10-22 4 S 0 100 2.18 D 120300 D Common Stock 2012-10-22 4 S 0 300 2.19 D 120000 D Common Stock 2012-10-22 4 S 0 300 2.19 D 119700 D Common Stock 2012-10-22 4 S 0 100 2.21 D 119600 D Common Stock 2012-10-22 4 S 0 800 2.21 D 118800 D Common Stock 2012-10-22 4 S 0 100 2.21 D 118700 D Common Stock 2012-10-22 4 S 0 100 2.21 D 118600 D Common Stock 2012-10-22 4 S 0 600 2.18 D 118000 D Common Stock 2012-10-22 4 S 0 200 2.18 D 117800 D Common Stock 2012-10-22 4 S 0 900 2.18 D 116900 D Common Stock 2012-10-22 4 S 0 500 2.18 D 116400 D Common Stock 2012-10-22 4 S 0 300 2.18 D 116100 D This transaction was carried out in accordance with Mr. Moy's previously established Rule 10b5-1 trading plan, in which Mr. Moy has no discretion in when his shares are traded. Mr. Moy's 10b5-1 trading plan has been set up for personal expenses, including taxes. Edmund C. Moy 2012-10-26