0001062993-20-005583.txt : 20201112 0001062993-20-005583.hdr.sgml : 20201112 20201112161548 ACCESSION NUMBER: 0001062993-20-005583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phipps Chad F CENTRAL INDEX KEY: 0001346672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16407 FILM NUMBER: 201306888 MAIL ADDRESS: STREET 1: C/O ZIMMER, INC. STREET 2: P.O. BOX 708 CITY: WARSAW STATE: IN ZIP: 46580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZIMMER BIOMET HOLDINGS, INC. CENTRAL INDEX KEY: 0001136869 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 134151777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 EAST MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 BUSINESS PHONE: 5742676131 MAIL ADDRESS: STREET 1: 345 EAST MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 FORMER COMPANY: FORMER CONFORMED NAME: ZIMMER HOLDINGS INC DATE OF NAME CHANGE: 20010315 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-11-09 0001136869 ZIMMER BIOMET HOLDINGS, INC. ZBH 0001346672 Phipps Chad F 345 E. MAIN STREET WARSAW IN 46580 0 1 0 0 Sr. VP/Gen Counsel/Secretary Common Stock 2020-11-09 4 M 0 30040 60.10 A 70854 D Common Stock 2020-11-09 4 S 0 30040 159.70 D 40814 D Employee Stock Option (right to buy) 60.01 2020-11-09 4 M 0 30040 0 D 2021-03-15 Common Stock 30040 0 D Securities acquired or sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(i) adopted by Mr. Phipps on August 13, 2020. Includes 296 shares acquired under the Zimmer Biomet Holdings, Inc. Employee Stock Purchase Plan and pursuant to dividend reinvestment between April 20, 2020 and October 28, 2020. Vested annually over four years in increments of 25% each year, commencing on March 16, 2012. s/ Heather J. Kidwell, Attorney-in-Fact for Chad F. Phipps (power of attorney previously filed) 2020-11-12