0001136704-11-000003.txt : 20110513
0001136704-11-000003.hdr.sgml : 20110513
20110513103210
ACCESSION NUMBER: 0001136704-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
IRS NUMBER: 134096446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06413
FILM NUMBER: 11838437
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
scc13f33111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 2010
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Second Curve Capital, LLC
Address: 237 Park Ave 9th Floor
New York, NY 10017
Form 13F File Number: 028-06413
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen Krug
Title: Chief Operating Officer
Phone: 646-563-7610
Signature, Place, and Date of Signing:
Stephen Krug New York, NY May 13, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total:22
Form 13F Information Table Value Total: $ 252,068
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED
ALTISOURCE PORTFOLIO SOL COM 044540827 245 7987 SH SOLE 7987
BANCORP INC COM 05969A105 7,829 848214 SH SOLE 848214
BANNER CORPORATION COM 06652V109 25,513 10810707 SH SOLE 10810707
CITIZENS REPUBLIC BANCORP INC COM 174420109 4,583 5150000 SH SOLE 5150000
COBIZ FINANCIAL INC COM 190897108 24,063 3462266 SH SOLE 3462266
COMPUCREDIT CORP COM 20478T107 23,516 3601230 SH SOLE 3601230
ENTERPRISE FINANICAL SERVICES CORP COM 293712105 1,828 129884 SH SOLE 129884
FIRST MERCHANTS CORP COM 320817109 1,446 175000 SH SOLE 175000
HUDSON VALLEY HOLDING ORD COM 444172100 5,478 249022 SH SOLE 249022
MERCANTILE BANK CORP COM 587376104 8,809 904439 SH SOLE 904439
MERITAGE HOMES CORP COM 59001A102 241 10000 SH SOLE 10000
NEWSTAR FINANCIAL INC COM 65251F105 19,006 1740466 SH SOLE 1740466
OCWEN FINANCIAL CORP COM 675746309 19,563 1775207 SH SOLE 1775207
PRIMUS GUARANTY LTD COM G72457107 32,824 6461485 SH SOLE 6461485
STERLING FINANCIAL CORP COM 859319105 9,347 558036 SH SOLE 558036
SUN BANCORP INC COM 86663B102 2,001 575000 SH SOLE 575000
SYNOVUS FINANCIAL CORP COM 87161C105 15,977 6657181 SH SOLE 6657181
TAYLOR CAPITAL GROUP INC COM 876851106 21,412 2037283 SH SOLE 2037283
TENNESSEE COMMERCE BANCORP COM 88043P108 6,304 1286456 SH SOLE 1286456
TREE COM INC COM 894675107 3,897 661675 SH SOLE 661675
WESTERN ALLIANCE BANCORP COM 957638109 17,955 2184283 SH SOLE 2184283
ZIONS BANCORPORATION COM 989701107 231 10000 SH SOLE 10000