-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pofffblzd7jfEgXdhNZsKe1mWIX9dGhmfk1GGOYYqU248o7b8+jYx/qCakgD6TQr myICnMWS3gZ65gKnNym4gQ== 0001136704-10-000003.txt : 20100212 0001136704-10-000003.hdr.sgml : 20100212 20100212100115 ACCESSION NUMBER: 0001136704-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 IRS NUMBER: 134096446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06413 FILM NUMBER: 10594954 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-563-7635 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 scc13f123109.txt SCC DECEMBER 2009 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Second Curve Capital, LLC Address: 237 Park Ave 9th Floor New York, NY 10017 Form 13F File Number: 028-06413 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Krug Title: Chief Operating Officer Phone: 646-563-7610 Signature, Place, and Date of Signing: Stephen Krug New York, NY September 13, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total:20 Form 13F Information Table Value Total: $ 196,833 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED ALTISOURCE PORTFOLIO SOL COM 044540827 1,739 82831 SH SOLE 82831 BOSTON PRIVATE FINANCIAL HOLDINGS INC. COM 101119105 15,760 2731366 SH SOLE 2731366 COBIZ FINANCIAL INC COM 190897108 7,335 1544167 SH SOLE 1544167 COMPUCREDIT CORP COM 20478N100 5,899 1771389 SH SOLE 1771389 ENCORE CAPITAL GROUP INC COM 292554102 9,021 518455 SH SOLE 518455 FIFTH THIRD BANCORP COM 316773100 5,441 558089 SH SOLE 558089 HIGHBURY FINANCIAL INC COM 42982Y109 5,561 1002000 SH SOLE 1002000 MARSHALL & ILSLEY CORP COM 571837103 872 160000 SH SOLE 160000 NARA BANCORP INC COM 63080P105 12,796 1128358 SH SOLE 1128358 OCWEN FINANCIAL CORP COM 675746309 6,457 674664 SH SOLE 674664 PACWEST BANCORP COM 695263103 3,457 171586 SH SOLE 171586 PINNACLE FINANCIAL PARTNERS COM 72346Q104 142 10000 SH SOLE 10000 PRIMUS GUARANTY LTD COM G72457107 17,741 5816566 SH SOLE 5816566 REGIONS FINANCIAL CORP COM 7591EP100 5,851 1106077 SH SOLE 1106077 SYNOVUS FINANCIAL CORP COM 87161C105 33,357 16271625 SH SOLE 16271625 TAYLOR CAPITAL GROUP INC COM 876851106 12,228 1073611 SH SOLE 1073611 TREE COM INC COM 894675107 8,915 974339 SH SOLE 974339 WESTERN ALLIANCE BANCORP COM 957638109 756 200000 SH SOLE 200000 WINTRUST FINANCIAL CORP COM 97650W108 34,294 1113803 SH SOLE 1113803 ZIONS BANCORP COM 989701107 9,211 717941 SH SOLE 717941
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