0001144204-05-004828.txt : 20120725
0001144204-05-004828.hdr.sgml : 20120725
20050215094839
ACCESSION NUMBER: 0001144204-05-004828
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050215
DATE AS OF CHANGE: 20050215
GROUP MEMBERS: J.P. MORGAN PARTNERS (23A SBIC), L.P
GROUP MEMBERS: J.P. MORGAN PARTNERS (23A SBIC), L.P.
GROUP MEMBERS: J.P. MORGAN PARTNERS (23A SBIC), LLC
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ARBINET THEXCHANGE INC
CENTRAL INDEX KEY: 0001136655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 133930916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-80439
FILM NUMBER: 05614976
BUSINESS ADDRESS:
STREET 1: 120 ALBANY STREET, TOWER II
STREET 2: SUITE 450
CITY: NEW BRUNSWICK
STATE: NJ
ZIP: 08901
BUSINESS PHONE: 7325099100
MAIL ADDRESS:
STREET 1: 120 ALBANY STREET, TOWER II
STREET 2: SUITE 450
CITY: NEW BRUNSWICK
STATE: NJ
ZIP: 08901
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: JP MORGAN PARTNERS 23A SBIC LP
CENTRAL INDEX KEY: 0001106535
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: J.P. MORGAN PARTNERS
STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2128993400
MAIL ADDRESS:
STREET 1: J.P. MORGAN PARTNERS
STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: CB CAPITAL INVESTORS LLC
DATE OF NAME CHANGE: 20000211
SC 13G
1
v012991_sc13g.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13D-2(B)
(AMENDMENT NO. __ )*
Arbinet-thexchange, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
03875p100
---------------------------------------------------------------------
(CUSIP Number)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (23A SBIC), LLC
13-3986302
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization Delaware
--------------------------------------------------------------------------------
Number of Shares Sole Voting
Beneficially Owned 5. Power 1,320,958 shares of Common Stock
by Each Reporting -----------------------------------------------------------
Person With: 6. Shared Voting Power
-----------------------------------------------------------
7. Sole Dispositive Power 1,320,958 shares of
Common Stock
-----------------------------------------------------------
8. Shared Dispositive Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each
Reporting Person 1,320,958 shares of Common Stock
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) [_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in 5.7%
Row (9)
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 2 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan SBIC, LLC
13-4133600
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place
of Organization Delaware
--------------------------------------------------------------------------------
Number of Shares Sole Voting
Beneficially Owned 5. Power 394,218 shares of Common Stock
by Each Reporting -----------------------------------------------------------
Person With: 6. Shared Voting
Power
-----------------------------------------------------------
7. Sole Dispositive
Power 394,218 shares of Common Stock
-----------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each
Reporting Person 394,218 shares of Common Stock
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) [_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in 1.6%
Row (9)
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 3 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Sixty Wall Street SBIC Fund, L.P.
13-3804114
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place
of Organization Delaware
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting
Beneficially Owned Power 100,587 shares of Common Stock
by Each Reporting -----------------------------------------------------------
Person With: 6. Shared Voting
Power
-----------------------------------------------------------
7. Sole Dispositive
Power 100,587 shares of Common Stock
-----------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each
Reporting Person 100,587 shares of Common Stock
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in .4%
Row (9)
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 4 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
ITEM 1.
(A) NAME OF ISSUER:
Arbinet-theexchange, Inc.
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
120 ALBANY STREET, TOWER II, SUITE 450
NEW BRUNSWICK, N.J. 08901
ITEM 2.
(A) NAME OF PERSON FILING:
J.P. Morgan Partners (23A SBIC), L.P. ("JPMP 23A SBIC")
J.P. Morgan SBIC, LLC ("Morgan SBIC")
Sixty Wall Street SBIC Fund, L.P. (Sixty WSF SBIC")
information relating to the ownership and control of the person
filing this statement is included in Exhibit 2(a) attached hereto.
(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
1221 Avenue of the Americas
New York, New York 10020
(C) CITIZENSHIP:
Delaware
(D) TITLE OF CLASS OF SECURITIES (OF ISSUER):
Common Stock
(E) CUSIP NUMBER:
038715p100
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS. SS. 240. 13D-1(B) OR 240.
13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
ITEM 4. OWNERSHIP
(A) AMOUNT BENEFICIALLY OWNED:
JPMP 23A SBIC: 1,320,958
Morgan SBIC: 394,218
Page 5 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
Sixty WSF SBIC: 100,587
(B) PERCENT OF CLASS:
JPMP SBIC: 5.7% (AS OF DECEMBER 31, 2004)
MORGAN SBIC: 1.6% (AS OF DECEMBER 31, 2004)
SIXTY WSF SBIC: .4% (AS OF DECEMBER 31, 2004)
(C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) JPMP SBIC: 1,320,958
Morgan SBIC: 394,218
Sixty WSF SBIC: 100,587
(ii) Not applicable
(iii) JPMP SBIC: 1,320,958
Morgan SBIC: 394,218
` Sixty WSF SBIC: 100,587
(iv) Not applicable
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
NOT APPLICABLE
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10.CERTIFICATION
Not applicable.
Page 6 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2005
J.P. MORGAN PARTNERS (23A SBIC), L.P.
By: J.P. Morgan Partners
(23A SBIC Manager)., Inc.,
Its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN SBIC LLC
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
SIXTY WALL STREET SBIC FUND, L.P.
By: Sixty Wall Street SBIC Corporation,
as general partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 7 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
EXHIBIT 2(A)
This statement is being filed by J.P. Morgan Partners (23A SBIC), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP (23A SBIC)")
whose principal business is located at 1221 Avenue of the Americas, New York, NY
10020. JPMP (23A SBIC) is engaged in the venture capital and leveraged buyout
business. The General Partner of JPMP (23A SBIC) is J.P. Morgan Partners (23A
SBIC Manager), Inc., a Delaware corporation (hereinafter referred to as "JPMP
(23A Manager)"), whose principal business office is located at the same address
as JPMP (23A SBIC). JPMP (23A Manager) is also engaged in the venture capital
and leveraged buyout business. Set forth in Schedule A hereto and incorporated
herein by reference are the names, business addresses, principal occupations and
employment of each executive officer and director of JPMP (23A Manager). As
general partner of JPMP (23A SBIC), JPMP (23A Manager) may be deemed to
beneficially own the shares held by JPMP (23A SBIC).
JPMP (23A Manager) is a wholly owned subsidiary of JPMorgan Chase Bank National
Associates, a National Banking Association, (hereinafter referred to as "JPM
Chase Bank") which is engaged in the commercial banking business with its
principal office located at 270 Park Avenue, New York, New York 10017. Set forth
in Schedule B hereto and incorporated herein by reference are the names,
business addresses, principal occupations and employments of each executive
officer and director of Chase Bank.
This Statement is also being filed by (i) J.P. Morgan SBIC LLC, a Delaware
limited liability company (hereinafter referred to as "Morgan SBIC"), whose
principal office is located at the same address as JPMP SBIC and (iii) Sixty
Wall Street SBIC Fund, L.P., a Delaware limited partnership (hereinafter
referred to as "Sixty WSF SBIC"), whose principal office is located at the same
address as JPMP SBIC.
Each of Morgan SBIC and Sixty WSF SBIC is also engaged in the venture capital
and leveraged buyout business. Set forth in Schedule C hereto and incorporated
herein by reference are the names, business address and employments of each
executive officer and director of Morgan SBIC. Morgan SBIC is a wholly-owned
subsidiary of JPMP Capital, LLC, a Delaware limited liability company
(hereinafter referred to as "JPMP Captial), whose principal business office is
located at the same address as JPMP SBIC. JPMP Capital is also engaged in the
venture capital and leveraged buyout business. Set forth in Schedule D hereto
and incorporated herein by reference are the names, business addresses and
employments of each executive officer and director of JPMP Capital.
The general partner of Sixty WSF SBIC is Sixty Wall Street SBIC Corporation, a
Delaware corporation, whose principal business address is located at the same
address as JPMP SBIC (hereinafter referred to as "Sixty Wall Corp."). Sixty Wall
Corp. is also engaged in the venture capital and leveraged buyout business. Set
forth in Schedule E hereto and incorporated herein by references are the names,
business addresses, principal occupations and employments of each executive
officer and director of Sixty Wall Corp. As the general partner of Sixty Wall,
Sixty Wall Corp. may be deemed to beneficially own the shares held by Sixty
Wall.
Each of JPM Chase Bank, JPMP Capital and Sixty Wall Corp. is a wholly owned
subsidiary of JPMorgan Chase & Co., a Delaware corporation (hereinafter referred
to as "JP Morgan Chase") which is engaged (primarily through subsidiaries) in
the commercial banking business with its principal office located at 270 Park
Avenue, New York, New York 10017. Set forth in Schedule F hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer and director of JP Morgan
Chase.
Page 8 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SCHEDULE A
J.P. MORGAN PARTNERS (SBIC), LLC
EXECUTIVE OFFICERS (1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
DIRECTORS(1)
Jeffrey C. Walker*
--------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 9 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SCHEDULE B
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
EXECUTIVE OFFICERS (1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real Estate
/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury
& Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
------------
1 Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 10 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
DIRECTORS(1)
PRINCIPAL OCCUPATION OR EMPLOYMENT;
NAME BUSINESS OR RESIDENCE ADDRESS
--------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman and Chief Executive Office
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
David A. Coulter Chairman, West Coast Region
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Michael J. Cavanaugh Chief Financial Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Charles W. Scharf Head of Retail Financial Services
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Don M. Wilson III Chief Risk Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
----------
(1) Each of whom is a United States citizen.
Page 11 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SCHEDULE C
J. P. MORGAN SBIC LLC
EXECUTIVE OFFICERS(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
DIRECTORS(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 12 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SCHEDULE D
JPMP CAPITAL LLC
EXECUTIVE OFFICERS(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
DIRECTORS(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 13 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SCHEDULE E
SIXTY WALL STREET SBIC CORPORATION
EXECUTIVE OFFICERS(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr.*
Managing Director Damion E. Wicker, M.D.*
DIRECTORS(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 14 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
SCHEDULE F
JPMORGAN CHASE & CO.
EXECUTIVE OFFICERS(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real Estate/
Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury
& Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 15 of 16 pages
SCHEDULE 13G
ISSUER: Arbinet-theexhcange, Inc. CUSIP NO.: 03875P100
--------------------------------------------------------------------------------
DIRECTORS(1)
NAME PRINCIPAL OCCUPATION OR EMPLOYMENT;
BUSINESS OR RESIDENCE ADDRESS
--------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
William H. Gray, III Retired President and Chief
Executive Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board and
Chief Executive Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and
Chief Executive Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Robert I. Lipp Chairman
The St. Paul Travelers Companies, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John R. Stafford Retired Chairman of the Board
Wyeth
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
----------
(1) Each of whom is a United States citizen.
Page 16 of 16 pages