0001140361-14-041760.txt : 20141114
0001140361-14-041760.hdr.sgml : 20141114
20141114095608
ACCESSION NUMBER: 0001140361-14-041760
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Investment Counsel & Trust Co., N.A.
CENTRAL INDEX KEY: 0001135986
IRS NUMBER: 522194681
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06397
FILM NUMBER: 141221033
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DR.
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DR.
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON TRUST COMPANY, NATIONAL ASSOCIATION
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON TRUST FSB
DATE OF NAME CHANGE: 20010302
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001135986
XXXXXXXX
09-30-2014
09-30-2014
Legg Mason Investment Counsel & Trust Co., N.A.
100 INTERNATIONAL DR.
BALTIMORE
MD
21202
13F HOLDINGS REPORT
028-06397
N
Michael Scanlon
Sr. Managing Attorney & Chief Compliance Officer
410-539-0000
Michael Scanlon
Baltimore
MD
11-14-2014
1
503
522217
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
ABB LTD
SPONSORED ADR
000375204
4573
204055
SH
DFND
1
202155
0
1900
AFLAC INC
COM
001055102
152
2595
SH
DFND
1
2595
0
0
AGCO CORP
COM
001084102
986
21687
SH
DFND
1
21187
0
500
AG MTG INVT TR INC
COM
001228105
526
29538
SH
DFND
1
29538
0
0
AT&T INC
COM
00206R102
814
23083
SH
DFND
1
23083
0
0
ABBOTT LABS
COM
002824100
139
3325
SH
DFND
1
3325
0
0
ABBVIE INC
COM
00287Y109
326
5630
SH
DFND
1
5630
0
0
ABERDEEN INDONESIA FD INC
COM
00305P106
25
2563
SH
DFND
1
2563
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
1808
9023
SH
DFND
1
9023
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
12
200
SH
DFND
1
200
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
7
100
SH
DFND
1
100
0
0
AIR PRODS & CHEMS INC
COM
009158106
2122
16300
SH
DFND
1
16300
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
3
100
SH
DFND
1
100
0
0
ALEXANDER & BALDWIN INC NEW
COM
014491104
4
103
SH
DFND
1
103
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1787
10776
SH
DFND
1
10684
0
92
ALLERGAN INC
COM
018490102
5659
31756
SH
DFND
1
31246
0
510
ALLIANCE DATA SYSTEMS CORP
COM
018581108
15
58
SH
DFND
1
58
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
13
300
SH
DFND
1
300
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
5
33
SH
DFND
1
33
0
0
ALLSTATE CORP
COM
020002101
65
1052
SH
DFND
1
1052
0
0
ALTRIA GROUP INC
COM
02209S103
620
13486
SH
DFND
1
13486
0
0
AMAZON COM INC
COM
023135106
46
141
SH
DFND
1
141
0
0
AMBEV SA
SPONSORED ADR
02319V103
7
1000
SH
DFND
1
1000
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
23
900
SH
DFND
1
900
0
0
AMERICAN ELEC PWR INC
COM
025537101
16
300
SH
DFND
1
300
0
0
AMERICAN EXPRESS CO
COM
025816109
8060
92067
SH
DFND
1
90892
0
1175
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
3
106
SH
DFND
1
106
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
11
200
SH
DFND
1
200
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
11
11000
PRN
DFND
1
11000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1484
15848
SH
DFND
1
15848
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
4399
91204
SH
DFND
1
89879
0
1325
AMERISOURCEBERGEN CORP
COM
03073E105
49
626
SH
DFND
1
626
0
0
AMETEK INC NEW
COM
031100100
6
104
SH
DFND
1
104
0
0
AMGEN INC
COM
031162100
182
1295
SH
DFND
1
1295
0
0
AMPHENOL CORP NEW
CL A
032095101
59
590
SH
DFND
1
590
0
0
ANADARKO PETE CORP
COM
032511107
82
800
SH
DFND
1
800
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2575
23225
SH
DFND
1
22950
0
275
ANNALY CAP MGMT INC
COM
035710409
186
17359
SH
DFND
1
17359
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
25
25000
PRN
DFND
1
25000
0
0
ANSYS INC
COM
03662Q105
33
423
SH
DFND
1
423
0
0
APACHE CORP
COM
037411105
352
3740
SH
DFND
1
3740
0
0
APPLE INC
COM
037833100
7765
77066
SH
DFND
1
76506
0
560
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
9
9000
PRN
DFND
1
9000
0
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
3
400
SH
DFND
1
400
0
0
ARRAY BIOPHARMA INC
COM
04269X105
23
6275
SH
DFND
1
6275
0
0
ARROW ELECTRS INC
COM
042735100
10
163
SH
DFND
1
163
0
0
AUTOLIV INC
COM
052800109
4443
48331
SH
DFND
1
47831
0
500
AUTOMATIC DATA PROCESSING IN
COM
053015103
1462
17589
SH
DFND
1
17589
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
5
4000
PRN
DFND
1
4000
0
0
BB&T CORP
COM
054937107
205
5500
SH
DFND
1
5500
0
0
BCE INC
COM NEW
05534B760
5163
120743
SH
DFND
1
118418
0
2325
BP PLC
SPONSORED ADR
055622104
238
5393
SH
DFND
1
5393
0
0
BAKER HUGHES INC
COM
057224107
7
100
SH
DFND
1
100
0
0
BANK AMER CORP
COM
060505104
49
2826
SH
DFND
1
2826
0
0
BANK MONTREAL QUE
COM
063671101
15
200
SH
DFND
1
200
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
26
1000
SH
DFND
1
1000
0
0
BAXTER INTL INC
COM
071813109
140
1950
SH
DFND
1
1950
0
0
BAYTEX ENERGY CORP
COM
07317Q105
57
1500
SH
DFND
1
1500
0
0
BECTON DICKINSON & CO
COM
075887109
188
1645
SH
DFND
1
1645
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6964
50409
SH
DFND
1
50234
0
175
BHP BILLITON LTD
SPONSORED ADR
088606108
142
2400
SH
DFND
1
2400
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.750%10/1
09061GAE1
28
26000
PRN
DFND
1
26000
0
0
BIOMED REALTY TRUST INC
COM
09063H107
5
218
SH
DFND
1
218
0
0
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
16
400
SH
DFND
1
400
0
0
BOEING CO
COM
097023105
59
457
SH
DFND
1
457
0
0
BORGWARNER INC
COM
099724106
3735
70978
SH
DFND
1
70253
0
725
BOSTON PROPERTIES INC
COM
101121101
24
200
SH
DFND
1
200
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
562
10975
SH
DFND
1
10975
0
0
BROADCOM CORP
CL A
111320107
793
19598
SH
DFND
1
19598
0
0
BROADSOFT INC
NOTE 1.500% 7/0
11133BAB8
13
13000
PRN
DFND
1
13000
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
21
500
SH
DFND
1
500
0
0
CBOE HLDGS INC
COM
12503M108
8
134
SH
DFND
1
134
0
0
CBRE GROUP INC
CL A
12504L109
11
338
SH
DFND
1
338
0
0
CLECO CORP NEW
COM
12561W105
4
74
SH
DFND
1
74
0
0
CSX CORP
COM
126408103
74
2300
SH
DFND
1
2300
0
0
CVS HEALTH CORP
COM
126650100
6222
78175
SH
DFND
1
77150
0
1025
CAMDEN PPTY TR
SH BEN INT
133131102
14
191
SH
DFND
1
191
0
0
CANADIAN NATL RY CO
COM
136375102
2388
33650
SH
DFND
1
33650
0
0
CANADIAN PAC RY LTD
COM
13645T100
39
185
SH
DFND
1
185
0
0
CARLISLE COS INC
COM
142339100
5
53
SH
DFND
1
53
0
0
CATERPILLAR INC DEL
COM
149123101
2731
27575
SH
DFND
1
27575
0
0
CELANESE CORP DEL
COM SER A
150870103
8
134
SH
DFND
1
134
0
0
CELGENE CORP
COM
151020104
9200
97059
SH
DFND
1
95959
0
1100
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
165
12700
SH
DFND
1
12700
0
0
CERNER CORP
COM
156782104
1706
28631
SH
DFND
1
28631
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.250%12/1
165167CB1
29
30000
PRN
DFND
1
30000
0
0
CHEVRON CORP NEW
COM
166764100
6826
57206
SH
DFND
1
56631
0
575
CHIQUITA BRANDS INTL INC
NOTE 4.250% 8/1
170032AT3
10
10000
PRN
DFND
1
10000
0
0
CHUBB CORP
COM
171232101
747
8196
SH
DFND
1
8196
0
0
CHURCH & DWIGHT INC
COM
171340102
156
2222
SH
DFND
1
2222
0
0
CIENA CORP
NOTE 0.875% 6/1
171779AE1
24
25000
PRN
DFND
1
25000
0
0
CISCO SYS INC
COM
17275R102
1278
50755
SH
DFND
1
50655
0
100
CITIGROUP INC
COM NEW
172967424
9
160
SH
DFND
1
160
0
0
CLOROX CO DEL
COM
189054109
39
400
SH
DFND
1
400
0
0
COACH INC
COM
189754104
157
4400
SH
DFND
1
4400
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
17
20000
PRN
DFND
1
20000
0
0
COCA COLA CO
COM
191216100
1632
38234
SH
DFND
1
38234
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
43
940
SH
DFND
1
940
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
12
1062
SH
DFND
1
1062
0
0
COLGATE PALMOLIVE CO
COM
194162103
506
7745
SH
DFND
1
7745
0
0
COLONY FINL INC
NOTE 3.875% 1/1
19624RAB2
23
24000
PRN
DFND
1
24000
0
0
COMCAST CORP NEW
CL A
20030N101
81
1500
SH
DFND
1
1500
0
0
CONOCOPHILLIPS
COM
20825C104
5284
69046
SH
DFND
1
68471
0
575
CONSOLIDATED EDISON INC
COM
209115104
156
2745
SH
DFND
1
2745
0
0
CORNING INC
COM
219350105
33
1700
SH
DFND
1
1700
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
26
1000
SH
DFND
1
1000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
123
980
SH
DFND
1
980
0
0
CRANE CO
COM
224399105
8
121
SH
DFND
1
121
0
0
CREE INC
COM
225447101
5
100
SH
DFND
1
100
0
0
CROWN CASTLE INTL CORP
COM
228227104
5896
73209
SH
DFND
1
72284
0
925
CULLEN FROST BANKERS INC
COM
229899109
98
1280
SH
DFND
1
1280
0
0
CURRENCYSHARES AUSTRALIAN DL
AUSTRALIAN DOL
23129U101
36
400
SH
DFND
1
400
0
0
CYTEC INDS INC
COM
232820100
11
230
SH
DFND
1
230
0
0
CYTOKINETICS INC
COM NEW
23282W605
4
1025
SH
DFND
1
1025
0
0
DTE ENERGY CO
COM
233331107
28
359
SH
DFND
1
359
0
0
DANAHER CORP DEL
COM
235851102
6627
87209
SH
DFND
1
86184
0
1025
DARLING INGREDIENTS INC
COM
237266101
220
11980
SH
DFND
1
11980
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
464
6340
SH
DFND
1
6340
0
0
DEERE & CO
COM
244199105
2450
29873
SH
DFND
1
29873
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2724
75333
SH
DFND
1
74133
0
1200
DEVON ENERGY CORP NEW
COM
25179M103
21
300
SH
DFND
1
300
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
2467
21375
SH
DFND
1
21150
0
225
DISNEY WALT CO
COM DISNEY
254687106
1036
11628
SH
DFND
1
11628
0
0
DISCOVER FINL SVCS
COM
254709108
12
183
SH
DFND
1
183
0
0
DR REDDYS LABS LTD
ADR
256135203
32
600
SH
DFND
1
600
0
0
DOMINION RES INC VA NEW
COM
25746U109
204
2948
SH
DFND
1
2948
0
0
DOVER CORP
COM
260003108
881
10955
SH
DFND
1
10955
0
0
DOW CHEM CO
COM
260543103
88
1675
SH
DFND
1
1675
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
25
374
SH
DFND
1
374
0
0
DRESSER-RAND GROUP INC
COM
261608103
16
194
SH
DFND
1
194
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
9807
136653
SH
DFND
1
135293
0
1360
DUKE REALTY CORP
COM NEW
264411505
6
297
SH
DFND
1
297
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
631
8434
SH
DFND
1
8434
0
0
E M C CORP MASS
COM
268648102
31
1053
SH
DFND
1
1053
0
0
EOG RES INC
COM
26875P101
158
1595
SH
DFND
1
1595
0
0
EQT CORP
COM
26884L109
185
2020
SH
DFND
1
2020
0
0
EASTMAN CHEM CO
COM
277432100
49
600
SH
DFND
1
600
0
0
EATON VANCE CORP
COM NON VTG
278265103
6
147
SH
DFND
1
147
0
0
EBAY INC
COM
278642103
1152
20326
SH
DFND
1
20326
0
0
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
33
820
SH
DFND
1
820
0
0
EMERSON ELEC CO
COM
291011104
6221
99402
SH
DFND
1
98777
0
625
ENERGIZER HLDGS INC
COM
29266R108
5
37
SH
DFND
1
37
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
9
10000
PRN
DFND
1
10000
0
0
ENTERGY CORP NEW
COM
29364G103
56
717
SH
DFND
1
717
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
566
14020
SH
DFND
1
14020
0
0
EQUIFAX INC
COM
294429105
38
500
SH
DFND
1
500
0
0
EXELON CORP
COM
30161N101
31
900
SH
DFND
1
900
0
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
5
8000
PRN
DFND
1
8000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
5029
71194
SH
DFND
1
71094
0
100
EXXON MOBIL CORP
COM
30231G102
15488
164672
SH
DFND
1
163647
0
1025
FMC TECHNOLOGIES INC
COM
30249U101
1505
27709
SH
DFND
1
27709
0
0
FACEBOOK INC
CL A
30303M102
2
25
SH
DFND
1
25
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
6
50
SH
DFND
1
50
0
0
FIRSTENERGY CORP
COM
337932107
3
77
SH
DFND
1
77
0
0
FLOWSERVE CORP
COM
34354P105
240
3390
SH
DFND
1
3390
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
6
7000
PRN
DFND
1
7000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
97
6534
SH
DFND
1
6534
0
0
FOREST CITY ENTERPRISES INC
NOTE 4.250% 8/1
345550AP2
11
10000
PRN
DFND
1
10000
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
24
583
SH
DFND
1
583
0
0
FRANKLIN RES INC
COM
354613101
66
1191
SH
DFND
1
1191
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
144
4400
SH
DFND
1
4400
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
25
300
SH
DFND
1
300
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
6
112
SH
DFND
1
112
0
0
GARTNER INC
COM
366651107
10
134
SH
DFND
1
134
0
0
GENERAL DYNAMICS CORP
COM
369550108
51
400
SH
DFND
1
400
0
0
GENERAL ELECTRIC CO
COM
369604103
1705
66531
SH
DFND
1
66531
0
0
GENERAL MLS INC
COM
370334104
6209
123059
SH
DFND
1
121659
0
1400
GENUINE PARTS CO
COM
372460105
22
250
SH
DFND
1
250
0
0
GILEAD SCIENCES INC
COM
375558103
4877
45812
SH
DFND
1
45812
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
128
2775
SH
DFND
1
2775
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
56
300
SH
DFND
1
300
0
0
GOODRICH PETE CORP
NOTE 5.000%10/0
382410AG3
17
16000
PRN
DFND
1
16000
0
0
GOOGLE INC
CL A
38259P508
2317
3937
SH
DFND
1
3877
0
60
GOOGLE INC
CL C
38259P706
2177
3770
SH
DFND
1
3710
0
60
GRACO INC
COM
384109104
3
39
SH
DFND
1
39
0
0
GRAHAM HLDGS CO
COM
384637104
35
50
SH
DFND
1
50
0
0
GREAT PLAINS ENERGY INC
COM
391164100
24
958
SH
DFND
1
958
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
33
700
SH
DFND
1
700
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
445
8727
SH
DFND
1
8727
0
0
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
13
600
SH
DFND
1
600
0
0
HARRIS CORP DEL
COM
413875105
10
137
SH
DFND
1
137
0
0
HARTFORD FINL SVCS GROUP INC
*W EXP 06/26/201
416515120
9
300
SH
DFND
1
300
0
0
HEALTH CARE REIT INC
COM
42217K106
16
250
SH
DFND
1
250
0
0
HEALTH NET INC
COM
42222G108
14
286
SH
DFND
1
286
0
0
HERSHEY CO
COM
427866108
107
1120
SH
DFND
1
1120
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
8
300
SH
DFND
1
300
0
0
HEWLETT PACKARD CO
COM
428236103
15
400
SH
DFND
1
400
0
0
HIGHWOODS PPTYS INC
COM
431284108
8
200
SH
DFND
1
200
0
0
HOLLYFRONTIER CORP
COM
436106108
9
200
SH
DFND
1
200
0
0
HOLOGIC INC
FRNT 12/1
436440AG6
1635
15000
SH
DFND
1
15000
0
0
HOME DEPOT INC
COM
437076102
1565
17052
SH
DFND
1
17052
0
0
HONEYWELL INTL INC
COM
438516106
360
3859
SH
DFND
1
3859
0
0
HORNBECK OFFSHORE SVCS INC N
NOTE 1.500% 9/0
440543AN6
6
6000
PRN
DFND
1
6000
0
0
HUBBELL INC
CL B
443510201
422
3500
SH
DFND
1
3500
0
0
ICICI BK LTD
ADR
45104G104
2700
54983
SH
DFND
1
54283
0
700
IDEXX LABS INC
COM
45168D104
36
300
SH
DFND
1
300
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2666
31572
SH
DFND
1
31572
0
0
IMPERIAL OIL LTD
COM NEW
453038408
2834
60000
SH
DFND
1
60000
0
0
INCYTE CORP
COM
45337C102
550
11200
SH
DFND
1
11200
0
0
INTEL CORP
COM
458140100
339
9716
SH
DFND
1
9716
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3891
20496
SH
DFND
1
20496
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
1587
16543
SH
DFND
1
16193
0
350
INTL PAPER CO
COM
460146103
10
190
SH
DFND
1
190
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
165
12000
SH
DFND
1
12000
0
0
INTUIT
COM
461202103
8
91
SH
DFND
1
91
0
0
ISHARES
MSCI STH KOR ETF
464286772
13
200
SH
DFND
1
200
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
206
4936
SH
DFND
1
4936
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
190
1599
SH
DFND
1
1599
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
88
819
SH
DFND
1
819
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
69
700
SH
DFND
1
700
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1173
18283
SH
DFND
1
18283
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
48
300
SH
DFND
1
300
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
549
4011
SH
DFND
1
4011
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
39
141
SH
DFND
1
141
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
79
720
SH
DFND
1
720
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
313
3000
SH
DFND
1
3000
0
0
ISHARES
IBOXX HI YD ETF
464288513
92
1000
SH
DFND
1
1000
0
0
ISHARES
CORE US CR BD
464288620
111
1000
SH
DFND
1
1000
0
0
ISHARES
INTERM CR BD ETF
464288638
242
2205
SH
DFND
1
2205
0
0
ISHARES
U.S. PFD STK ETF
464288687
36
886
SH
DFND
1
886
0
0
ISHARES
U.S. INSRNCE ETF
464288786
38
800
SH
DFND
1
800
0
0
ISHARES
EAFE VALUE ETF
464288877
55
1000
SH
DFND
1
1000
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
7
541
SH
DFND
1
541
0
0
JPMORGAN CHASE & CO
COM
46625H100
4755
78933
SH
DFND
1
77708
0
1225
JACOBS ENGR GROUP INC DEL
COM
469814107
83
1700
SH
DFND
1
1700
0
0
JEFFERIES GROUP INC NEW
DBCV 3.875%11/0
472319AG7
18
17000
PRN
DFND
1
17000
0
0
JOHNSON & JOHNSON
COM
478160104
4300
40341
SH
DFND
1
39721
0
620
JOHNSON CTLS INC
COM
478366107
19
425
SH
DFND
1
425
0
0
JONES LANG LASALLE INC
COM
48020Q107
7
49
SH
DFND
1
49
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
13
107
SH
DFND
1
107
0
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
110
2683
SH
DFND
1
2683
0
0
KIMBERLY CLARK CORP
COM
494368103
116
1075
SH
DFND
1
1075
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
498
5335
SH
DFND
1
5335
0
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
258
2737
SH
DFND
1
2737
0
0
KNOWLES CORP
COM
49926D109
40
1477
SH
DFND
1
1477
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
913
28788
SH
DFND
1
28788
0
0
KOREA FD
COM NEW
500634209
59
1400
SH
DFND
1
1400
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
130
2290
SH
DFND
1
2290
0
0
LAUDER ESTEE COS INC
CL A
518439104
7125
95348
SH
DFND
1
94373
0
975
LEGGETT & PLATT INC
COM
524660107
35
975
SH
DFND
1
975
0
0
LEGG MASON INC
COM
524901105
1417
27680
SH
DFND
1
18310
0
9370
LIBERTY PPTY TR
SH BEN INT
531172104
5
133
SH
DFND
1
133
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
8
115
SH
DFND
1
115
0
0
LILLY ELI & CO
COM
532457108
26
400
SH
DFND
1
400
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
12
250
SH
DFND
1
250
0
0
LINKEDIN CORP
COM CL A
53578A108
146
700
SH
DFND
1
700
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
121
4000
SH
DFND
1
4000
0
0
LOCKHEED MARTIN CORP
COM
539830109
156
850
SH
DFND
1
850
0
0
LOWES COS INC
COM
548661107
1522
28747
SH
DFND
1
28747
0
0
M & T BK CORP
COM
55261F104
66
529
SH
DFND
1
529
0
0
MSC INDL DIRECT INC
CL A
553530106
13
147
SH
DFND
1
147
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
405
4800
SH
DFND
1
4800
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
14
250
SH
DFND
1
250
0
0
MARSH & MCLENNAN COS INC
COM
571748102
72
1372
SH
DFND
1
1372
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
52
400
SH
DFND
1
400
0
0
MASTERCARD INC
CL A
57636Q104
37
495
SH
DFND
1
495
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1362
20356
SH
DFND
1
20356
0
0
MCDONALDS CORP
COM
580135101
5729
60423
SH
DFND
1
59723
0
700
MEDIVATION INC
COM
58501N101
139
1400
SH
DFND
1
1400
0
0
MEDTRONIC INC
COM
585055106
50
800
SH
DFND
1
800
0
0
MERCK & CO INC NEW
COM
58933Y105
4686
79047
SH
DFND
1
77922
0
1125
METLIFE INC
COM
59156R108
91
1678
SH
DFND
1
1678
0
0
MICROSOFT CORP
COM
594918104
4684
101028
SH
DFND
1
99703
0
1325
MICROCHIP TECHNOLOGY INC
COM
595017104
2545
53871
SH
DFND
1
52821
0
1050
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
17
13000
PRN
DFND
1
13000
0
0
MOHAWK INDS INC
COM
608190104
12
88
SH
DFND
1
88
0
0
MONDELEZ INTL INC
CL A
609207105
176
5110
SH
DFND
1
5110
0
0
MONSANTO CO NEW
COM
61166W101
143
1266
SH
DFND
1
1266
0
0
MYLAN INC
COM
628530107
46
1000
SH
DFND
1
1000
0
0
NANOSPHERE INC
COM
63009F105
4
5500
SH
DFND
1
5500
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
30
412
SH
DFND
1
412
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
13
13000
PRN
DFND
1
13000
0
0
NATIONAL INSTRS CORP
COM
636518102
5
147
SH
DFND
1
147
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
6494
85334
SH
DFND
1
84534
0
800
NEKTAR THERAPEUTICS
COM
640268108
66
5400
SH
DFND
1
5400
0
0
NEOGEN CORP
COM
640491106
32
800
SH
DFND
1
800
0
0
NETAPP INC
COM
64110D104
3064
71304
SH
DFND
1
70279
0
1025
NEW MEDIA INVT GROUP INC
COM
64704V106
17
1010
SH
DFND
1
1010
0
0
NEWELL RUBBERMAID INC
COM
651229106
44
1275
SH
DFND
1
1275
0
0
NEXTERA ENERGY INC
COM
65339F101
4295
45740
SH
DFND
1
45065
0
675
NIKE INC
CL B
654106103
72
800
SH
DFND
1
800
0
0
NOBLE ENERGY INC
COM
655044105
693
10131
SH
DFND
1
10131
0
0
NORDSTROM INC
COM
655664100
30
425
SH
DFND
1
425
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2013
18031
SH
DFND
1
18031
0
0
NORTHEAST UTILS
COM
664397106
6513
147020
SH
DFND
1
145420
0
1600
NOVARTIS A G
SPONSORED ADR
66987V109
4776
50736
SH
DFND
1
50336
0
400
NOVO-NORDISK A S
ADR
670100205
11594
243460
SH
DFND
1
240510
0
2950
NOW INC
COM
67011P100
235
7707
SH
DFND
1
7707
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750%11/0
67020YAF7
18
18000
PRN
DFND
1
18000
0
0
NUCOR CORP
COM
670346105
28
500
SH
DFND
1
500
0
0
OGE ENERGY CORP
COM
670837103
12
320
SH
DFND
1
320
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
117
1210
SH
DFND
1
1210
0
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
16
1055
SH
DFND
1
1055
0
0
OLD LINE BANCSHARES INC
COM
67984M100
232
14932
SH
DFND
1
14932
0
0
OLIN CORP
COM PAR $1
680665205
22
850
SH
DFND
1
850
0
0
OMNICARE INC
DBCV 3.250%12/1
681904AL2
24
23000
PRN
DFND
1
23000
0
0
ONEOK INC NEW
COM
682680103
15
222
SH
DFND
1
222
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
84
1490
SH
DFND
1
1490
0
0
ORACLE CORP
COM
68389X105
3263
85217
SH
DFND
1
83842
0
1375
OWENS CORNING NEW
COM
690742101
5
135
SH
DFND
1
135
0
0
PDL BIOPHARMA INC
NOTE 4.000% 2/0
69329YAF1
14
14000
PRN
DFND
1
14000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
547
6383
SH
DFND
1
6383
0
0
PPG INDS INC
COM
693506107
253
1285
SH
DFND
1
1285
0
0
PPL CORP
COM
69351T106
53
1600
SH
DFND
1
1600
0
0
PACCAR INC
COM
693718108
850
14930
SH
DFND
1
14930
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
165
1700
SH
DFND
1
1700
0
0
PALL CORP
COM
696429307
1568
18729
SH
DFND
1
18729
0
0
PANERA BREAD CO
CL A
69840W108
7
42
SH
DFND
1
42
0
0
PARKER HANNIFIN CORP
COM
701094104
6233
54596
SH
DFND
1
53901
0
695
PATTERSON UTI ENERGY INC
COM
703481101
9
259
SH
DFND
1
259
0
0
PENGROWTH ENERGY CORP
COM
70706P104
32
6000
SH
DFND
1
6000
0
0
PEPSICO INC
COM
713448108
5178
55619
SH
DFND
1
54774
0
845
PHARMACYCLICS INC
COM
716933106
482
4100
SH
DFND
1
4100
0
0
PFIZER INC
COM
717081103
2224
75181
SH
DFND
1
75181
0
0
PHILIP MORRIS INTL INC
COM
718172109
594
7112
SH
DFND
1
7112
0
0
PHILLIPS 66
COM
718546104
1426
17527
SH
DFND
1
17527
0
0
PIMCO ETF TR
TOTL RETN ETF
72201R775
17
150
SH
DFND
1
150
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
55
525
SH
DFND
1
525
0
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
454
14800
SH
DFND
1
14800
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
1102
28242
SH
DFND
1
28242
0
0
POTASH CORP SASK INC
COM
73755L107
1044
30201
SH
DFND
1
30201
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
37
1500
SH
DFND
1
1500
0
0
PRAXAIR INC
COM
74005P104
4498
34867
SH
DFND
1
34417
0
450
PRECISION CASTPARTS CORP
COM
740189105
308
1300
SH
DFND
1
1300
0
0
PRICE T ROWE GROUP INC
COM
74144T108
3026
38595
SH
DFND
1
38395
0
200
PROCTER & GAMBLE CO
COM
742718109
5918
70664
SH
DFND
1
69499
0
1165
PROLOGIS
NOTE 3.250% 3/1
74340XAT8
26
25000
PRN
DFND
1
25000
0
0
PROSHARES TR
ULTRAPRO SH NW14
74348A418
52
1437
SH
DFND
1
1437
0
0
PROSHARES TR
ULTRAPRO SHORT S
74348A442
59
1287
SH
DFND
1
1287
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
7
7000
PRN
DFND
1
7000
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
9
1600
SH
DFND
1
1600
0
0
QEP RES INC
COM
74733V100
7
200
SH
DFND
1
200
0
0
QUALCOMM INC
COM
747525103
5124
68521
SH
DFND
1
67721
0
800
QUANTA SVCS INC
COM
74762E102
5718
157564
SH
DFND
1
155614
0
1950
QUEST DIAGNOSTICS INC
COM
74834L100
25
400
SH
DFND
1
400
0
0
QUESTAR CORP
COM
748356102
35
1568
SH
DFND
1
1568
0
0
RPM INTL INC
COM
749685103
1929
42123
SH
DFND
1
42123
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
15
16000
PRN
DFND
1
16000
0
0
RAYONIER INC
COM
754907103
2497
80182
SH
DFND
1
78932
0
1250
RAYONIER ADVANCED MATLS INC
COM
75508B104
885
26863
SH
DFND
1
26447
0
416
RAYTHEON CO
COM NEW
755111507
4
35
SH
DFND
1
35
0
0
REALTY INCOME CORP
COM
756109104
5
113
SH
DFND
1
113
0
0
REDWOOD TR INC
NOTE 4.625% 4/1
758075AB1
16
16000
PRN
DFND
1
16000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
2715
7530
SH
DFND
1
7530
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
5
60
SH
DFND
1
60
0
0
REPUBLIC SVCS INC
COM
760759100
254
6490
SH
DFND
1
6490
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
46
925
SH
DFND
1
925
0
0
ROBERT HALF INTL INC
COM
770323103
1923
39235
SH
DFND
1
39235
0
0
ROPER INDS INC NEW
COM
776696106
1320
9017
SH
DFND
1
9017
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1219
16012
SH
DFND
1
15512
0
500
ROYAL GOLD INC
NOTE 2.875% 6/1
780287AA6
18
17000
PRN
DFND
1
17000
0
0
RYLAND GROUP INC
NOTE 0.250% 6/0
783764AS2
27
30000
PRN
DFND
1
30000
0
0
SEI INVESTMENTS CO
COM
784117103
181
5000
SH
DFND
1
5000
0
0
SL GREEN RLTY CORP
COM
78440X101
6
56
SH
DFND
1
56
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2803
14226
SH
DFND
1
14226
0
0
SPX CORP
COM
784635104
8
83
SH
DFND
1
83
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
6
50
SH
DFND
1
50
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
71
1698
SH
DFND
1
1698
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
29
900
SH
DFND
1
900
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
221
884
SH
DFND
1
884
0
0
SVB FINL GROUP
COM
78486Q101
15
127
SH
DFND
1
127
0
0
ST JUDE MED INC
COM
790849103
16
250
SH
DFND
1
250
0
0
SALESFORCE COM INC
COM
79466L302
41
704
SH
DFND
1
704
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
93
8550
SH
DFND
1
8550
0
0
SANOFI
SPONSORED ADR
80105N105
3646
64610
SH
DFND
1
64010
0
600
SAP AG
SPON ADR
803054204
4531
62788
SH
DFND
1
62288
0
500
SASOL LTD
SPONSORED ADR
803866300
44
798
SH
DFND
1
798
0
0
SAUL CTRS INC
COM
804395101
54
1150
SH
DFND
1
1150
0
0
SCANA CORP NEW
COM
80589M102
50
1000
SH
DFND
1
1000
0
0
SCHEIN HENRY INC
COM
806407102
215
1843
SH
DFND
1
1843
0
0
SCHLUMBERGER LTD
COM
806857108
6210
61066
SH
DFND
1
60766
0
300
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
20
419
SH
DFND
1
419
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
14
258
SH
DFND
1
258
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
17
305
SH
DFND
1
305
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
884
11313
SH
DFND
1
11313
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
37
400
SH
DFND
1
400
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
128
2400
SH
DFND
1
2400
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
120
3000
SH
DFND
1
3000
0
0
SEMPRA ENERGY
COM
816851109
38
356
SH
DFND
1
356
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
46
875
SH
DFND
1
875
0
0
SHERWIN WILLIAMS CO
COM
824348106
384
1750
SH
DFND
1
1750
0
0
SIGMA ALDRICH CORP
COM
826552101
1348
9911
SH
DFND
1
9911
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
166
1005
SH
DFND
1
1005
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
41
700
SH
DFND
1
700
0
0
SNAP ON INC
COM
833034101
49
400
SH
DFND
1
400
0
0
SONOCO PRODS CO
COM
835495102
5
103
SH
DFND
1
103
0
0
SOUTHERN CO
COM
842587107
77
1750
SH
DFND
1
1750
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
42
1193
SH
DFND
1
1193
0
0
SPECTRA ENERGY CORP
COM
847560109
150
3800
SH
DFND
1
3800
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
15
15000
PRN
DFND
1
15000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
74
832
SH
DFND
1
832
0
0
STARBUCKS CORP
COM
855244109
2781
36841
SH
DFND
1
36121
0
720
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
11
10000
PRN
DFND
1
10000
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
4176
50175
SH
DFND
1
49625
0
550
STATE STR CORP
COM
857477103
1372
18635
SH
DFND
1
18635
0
0
STERICYCLE INC
COM
858912108
554
4750
SH
DFND
1
4750
0
0
STONE ENERGY CORP
NOTE 1.750% 3/0
861642AN6
9
8000
PRN
DFND
1
8000
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
327
7330
SH
DFND
1
7330
0
0
SUNTRUST BKS INC
COM
867914103
58
1500
SH
DFND
1
1500
0
0
SYMANTEC CORP
COM
871503108
15
600
SH
DFND
1
600
0
0
SYNOPSYS INC
COM
871607107
4
94
SH
DFND
1
94
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
3002
47372
SH
DFND
1
46772
0
600
SYSCO CORP
COM
871829107
180
4725
SH
DFND
1
4725
0
0
TJX COS INC NEW
COM
872540109
6420
108485
SH
DFND
1
107110
0
1375
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
7
7000
PRN
DFND
1
7000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
32
1571
SH
DFND
1
1571
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
24
19000
PRN
DFND
1
19000
0
0
TARGET CORP
COM
87612E106
292
4655
SH
DFND
1
4655
0
0
TERADYNE INC
COM
880770102
8
400
SH
DFND
1
400
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
11
12000
PRN
DFND
1
12000
0
0
TETRA TECH INC NEW
COM
88162G103
540
21600
SH
DFND
1
21600
0
0
TEXAS INSTRS INC
COM
882508104
29
600
SH
DFND
1
600
0
0
THAI FD INC
COM
882904105
18
1396
SH
DFND
1
1396
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6065
49835
SH
DFND
1
49635
0
200
3M CO
COM
88579Y101
4889
34507
SH
DFND
1
34057
0
450
TIBCO SOFTWARE INC
NOTE 2.250% 5/0
88632QAB9
11
11000
PRN
DFND
1
11000
0
0
TIFFANY & CO NEW
COM
886547108
10
100
SH
DFND
1
100
0
0
TIME WARNER INC
COM NEW
887317303
216
2860
SH
DFND
1
2860
0
0
TIME WARNER CABLE INC
COM
88732J207
119
826
SH
DFND
1
826
0
0
TIMKEN CO
COM
887389104
39
917
SH
DFND
1
917
0
0
TIMKENSTEEL CORP
COM
887399103
22
458
SH
DFND
1
458
0
0
TOLL BROS FIN CORP
NOTE 0.500% 9/1
88947EAM2
8
8000
PRN
DFND
1
8000
0
0
TOTAL S A
SPONSORED ADR
89151E109
65
1000
SH
DFND
1
1000
0
0
TOWERS WATSON & CO
CL A
891894107
5
42
SH
DFND
1
42
0
0
TRACTOR SUPPLY CO
COM
892356106
9
140
SH
DFND
1
140
0
0
TRAVELERS COMPANIES INC
COM
89417E109
10
100
SH
DFND
1
100
0
0
TRIMBLE NAVIGATION LTD
COM
896239100
4930
161639
SH
DFND
1
160664
0
975
TRINITY INDS INC
COM
896522109
27
560
SH
DFND
1
560
0
0
TRIUMPH GROUP INC NEW
COM
896818101
33
500
SH
DFND
1
500
0
0
US BANCORP DEL
COM NEW
902973304
2249
53751
SH
DFND
1
53751
0
0
URS CORP NEW
COM
903236107
9
141
SH
DFND
1
141
0
0
UNDER ARMOUR INC
CL A
904311107
7
100
SH
DFND
1
100
0
0
UNILEVER PLC
SPON ADR NEW
904767704
169
4025
SH
DFND
1
4025
0
0
UNILEVER N V
N Y SHS NEW
904784709
3502
88237
SH
DFND
1
87337
0
900
UNION PAC CORP
COM
907818108
7228
66665
SH
DFND
1
65715
0
950
UNITED PARCEL SERVICE INC
CL B
911312106
128
1300
SH
DFND
1
1300
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
7210
68272
SH
DFND
1
67547
0
725
UNITEDHEALTH GROUP INC
COM
91324P102
7149
82879
SH
DFND
1
81829
0
1050
UNIVERSAL HLTH SVCS INC
CL B
913903100
20
190
SH
DFND
1
190
0
0
V F CORP
COM
918204108
10363
156937
SH
DFND
1
155347
0
1590
VALMONT INDS INC
COM
920253101
4778
35407
SH
DFND
1
34812
0
595
VALSPAR CORP
COM
920355104
10
121
SH
DFND
1
121
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
24
275
SH
DFND
1
275
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1697
21190
SH
DFND
1
21190
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
593
5800
SH
DFND
1
5800
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1150
27553
SH
DFND
1
27553
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
226
4075
SH
DFND
1
4075
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
44
400
SH
DFND
1
400
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
26
250
SH
DFND
1
250
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
41
400
SH
DFND
1
400
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
196
2720
SH
DFND
1
2720
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
191
1583
SH
DFND
1
1583
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
96
960
SH
DFND
1
960
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
125
1059
SH
DFND
1
1059
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
65
708
SH
DFND
1
708
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
20
200
SH
DFND
1
200
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
21
250
SH
DFND
1
250
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
389
3512
SH
DFND
1
3512
0
0
VERISIGN INC
COM
92343E102
10
165
SH
DFND
1
165
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2602
52039
SH
DFND
1
51864
0
175
VERINT SYS INC
COM
92343X100
1
7
SH
DFND
1
7
0
0
VERITIV CORP
COM
923454102
1
3
SH
DFND
1
3
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
18
159
SH
DFND
1
159
0
0
VISA INC
COM CL A
92826C839
4272
20017
SH
DFND
1
19727
0
290
VISHAY INTERTECHNOLOGY INC
COM
928298108
7
462
SH
DFND
1
462
0
0
VMWARE INC
CL A COM
928563402
1646
17531
SH
DFND
1
17531
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
2251
68433
SH
DFND
1
67433
0
1000
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
17
20000
PRN
DFND
1
20000
0
0
VULCAN MATLS CO
COM
929160109
26
420
SH
DFND
1
420
0
0
WABTEC CORP
COM
929740108
411
5060
SH
DFND
1
5060
0
0
WAL-MART STORES INC
COM
931142103
199
2597
SH
DFND
1
2597
0
0
WALGREEN CO
COM
931422109
357
6010
SH
DFND
1
6010
0
0
WALTER INVT MGMT CORP
NOTE 4.500%11/0
93317WAA0
11
13000
PRN
DFND
1
13000
0
0
WASHINGTON PRIME GROUP INC
COM
939647103
9
501
SH
DFND
1
501
0
0
WASTE MGMT INC DEL
COM
94106L109
15
298
SH
DFND
1
298
0
0
WATERS CORP
COM
941848103
8
73
SH
DFND
1
73
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
25
25000
PRN
DFND
1
25000
0
0
WELLPOINT INC
COM
94973V107
24
200
SH
DFND
1
200
0
0
WELLS FARGO & CO NEW
COM
949746101
7279
140316
SH
DFND
1
138216
0
2100
WESTERN UN CO
COM
959802109
4
200
SH
DFND
1
200
0
0
WHIRLPOOL CORP
COM
963320106
3630
24917
SH
DFND
1
24377
0
540
WILLIAMS COS INC DEL
COM
969457100
3599
65007
SH
DFND
1
63882
0
1125
WILLIAMS SONOMA INC
COM
969904101
5
66
SH
DFND
1
66
0
0
XCEL ENERGY INC
COM
98389B100
96
3129
SH
DFND
1
3129
0
0
YAMANA GOLD INC
COM
98462Y100
7
1050
SH
DFND
1
1050
0
0
YUM BRANDS INC
COM
988498101
6228
86512
SH
DFND
1
86112
0
400
ZIMMER HLDGS INC
COM
98956P102
19
180
SH
DFND
1
180
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
61
1733
SH
DFND
1
1733
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
16
333
SH
DFND
1
333
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
1489
27208
SH
DFND
1
27208
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
5016
61672
SH
DFND
1
61047
0
625
BUNGE LIMITED
COM
G16962105
9
100
SH
DFND
1
100
0
0
COVIDIEN PLC
SHS
G2554F113
6480
74896
SH
DFND
1
73746
0
1150
EATON CORP PLC
SHS
G29183103
4583
72309
SH
DFND
1
71209
0
1100
HERBALIFE LTD
COM USD SHS
G4412G101
10
210
SH
DFND
1
210
0
0
INGERSOLL-RAND PLC
SHS
G47791101
57
1000
SH
DFND
1
1000
0
0
INVESCO LTD
SHS
G491BT108
4786
121222
SH
DFND
1
119172
0
2050
ONEBEACON INSURANCE GROUP LT
CL A
G67742109
8
500
SH
DFND
1
500
0
0
SEADRILL LIMITED
SHS
G7945E105
59
2202
SH
DFND
1
1577
0
625
ACE LTD
SHS
H0023R105
119
1133
SH
DFND
1
1133
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
5
133
SH
DFND
1
133
0
0
CORE LABORATORIES N V
COM
N22717107
36
240
SH
DFND
1
240
0
0
COPA HOLDINGS SA
CL A
P31076105
6
50
SH
DFND
1
50
0
0