0001181431-11-058039.txt : 20111130
0001181431-11-058039.hdr.sgml : 20111130
20111130191953
ACCESSION NUMBER: 0001181431-11-058039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111130
DATE AS OF CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jankov Ronald Steven
CENTRAL INDEX KEY: 0001296432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50838
FILM NUMBER: 111235183
MAIL ADDRESS:
STREET 1: 1875 CHARLESTON RD.
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETLOGIC MICROSYSTEMS INC
CENTRAL INDEX KEY: 0001135711
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770455244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3975 FREEDOM CIRCLE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408.454.3000
MAIL ADDRESS:
STREET 1: 3975 FREEDOM CIRCLE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
rrd326876.xml
FORM 4
X0304
4
2011-11-30
0
0001135711
NETLOGIC MICROSYSTEMS INC
NETL
0001296432
Jankov Ronald Steven
3975 FREEDOM CIRCLE
9TH FLOOR
SANTA CLARA
CA
95054
1
1
0
0
President and CEO
Common Stock
2011-11-30
4
M
0
50000
15.145
A
497203
D
Common Stock
2011-11-30
4
S
0
50000
49.3722
D
447203
D
Common Stock
2011-11-30
4
S
0
50000
49.3713
D
259920
I
See footnote 4
Stock Option (right to buy)
15.145
2011-11-30
4
M
0
50000
0
D
2008-06-05
2017-06-04
Common Shares
94868
44868
D
On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 47,434 shares of common stock at an exercise price of $30.29 per share, was adjusted to 94,868 shares of common stock at an exercise price of $15.145 per share.
The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.36 to $49.41. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.33 to $49.41. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
These shares are held by Global Link 1 Capital, a charitable remainder unitrust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
/s/ Roland B. Cortes, by power of attorney
2011-11-30