0001181431-11-058039.txt : 20111130 0001181431-11-058039.hdr.sgml : 20111130 20111130191953 ACCESSION NUMBER: 0001181431-11-058039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111130 DATE AS OF CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jankov Ronald Steven CENTRAL INDEX KEY: 0001296432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50838 FILM NUMBER: 111235183 MAIL ADDRESS: STREET 1: 1875 CHARLESTON RD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLOGIC MICROSYSTEMS INC CENTRAL INDEX KEY: 0001135711 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770455244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3975 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408.454.3000 MAIL ADDRESS: STREET 1: 3975 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd326876.xml FORM 4 X0304 4 2011-11-30 0 0001135711 NETLOGIC MICROSYSTEMS INC NETL 0001296432 Jankov Ronald Steven 3975 FREEDOM CIRCLE 9TH FLOOR SANTA CLARA CA 95054 1 1 0 0 President and CEO Common Stock 2011-11-30 4 M 0 50000 15.145 A 497203 D Common Stock 2011-11-30 4 S 0 50000 49.3722 D 447203 D Common Stock 2011-11-30 4 S 0 50000 49.3713 D 259920 I See footnote 4 Stock Option (right to buy) 15.145 2011-11-30 4 M 0 50000 0 D 2008-06-05 2017-06-04 Common Shares 94868 44868 D On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 47,434 shares of common stock at an exercise price of $30.29 per share, was adjusted to 94,868 shares of common stock at an exercise price of $15.145 per share. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.36 to $49.41. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.33 to $49.41. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems. These shares are held by Global Link 1 Capital, a charitable remainder unitrust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. /s/ Roland B. Cortes, by power of attorney 2011-11-30