-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0RLw4aMpr97K/F3qynlmwGV1XE6pHqic8ZBzKh8wPYEnfzwCegwtcH8x7vy4UuE +UDWnGfSUTI5YmGpL56Rzw== 0001181431-11-010390.txt : 20110215 0001181431-11-010390.hdr.sgml : 20110215 20110215162828 ACCESSION NUMBER: 0001181431-11-010390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110211 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Srinivasan Varadarajan CENTRAL INDEX KEY: 0001296328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50838 FILM NUMBER: 11614589 MAIL ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLOGIC MICROSYSTEMS INC CENTRAL INDEX KEY: 0001135711 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770455244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509616676 MAIL ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUTAIN VIEW STATE: CA ZIP: 94043 4 1 rrd301548.xml FORM 4 X0303 4 2011-02-11 0 0001135711 NETLOGIC MICROSYSTEMS INC NETL 0001296328 Srinivasan Varadarajan 3975 FREEDOM CIRCLE 9TH FLOOR SANTA CLARA CA 95054 0 1 0 0 Vice President and CTO Common Stock 2011-02-11 4 M 0 3457 11.97 A 112494 D Common Stock 2011-02-11 4 M 0 8216 15.145 A 120710 D Common Stock 2011-02-11 4 M 0 1924 13.93 A 122634 D Common Stock 2011-02-11 4 S 0 13597 40.0433 D 109037 D Stock Option (right to buy) 11.97 2011-02-11 4 M 0 3457 0 D 2008-01-30 2017-01-29 Common Shares 3457 0 D Stock Option (right to buy) 15.145 2011-02-11 4 M 0 8216 0 D 2008-06-05 2017-06-04 Common Shares 8216 0 D Stock Option (right to buy) 13.93 2011-02-11 4 M 0 1924 0 D 2009-01-07 2018-01-06 Common Shares 23100 21176 D On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,297 shares of common stock at an exercise price of $23.94 per share, was adjusted to 3,457 shares of common stock at an exercise price of $11.97 per share. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 4,108 shares of common stock at an exercise price of $30.29 per share, was adjusted to 8,216 shares of common stock at an exercise price of $15.145 per share. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 11,550 shares of common stock at an exercise price of $27.86 per share, was adjusted to 23,100 shares of common stock at an exercise price of $13.93 per share. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $40.00 to $40.121. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems. /s/ Roland B. Cortes, by power of attorney 2011-02-15 -----END PRIVACY-ENHANCED MESSAGE-----