-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MguCoFHlVWRA8Z6ANpkVBP2W9zVvTEKkUbVWuq6/hGsXoRUVmHD/E9+T7YYuwsY2 F3j6+IOO6HBdDnicUjq4oQ== 0001181431-11-010387.txt : 20110215 0001181431-11-010387.hdr.sgml : 20110215 20110215162748 ACCESSION NUMBER: 0001181431-11-010387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110211 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perham Leonard charles CENTRAL INDEX KEY: 0001296527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50838 FILM NUMBER: 11614580 MAIL ADDRESS: STREET 1: PO BOX 2610 CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLOGIC MICROSYSTEMS INC CENTRAL INDEX KEY: 0001135711 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770455244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509616676 MAIL ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUTAIN VIEW STATE: CA ZIP: 94043 4 1 rrd301579.xml FORM 4 X0303 4 2011-02-11 0 0001135711 NETLOGIC MICROSYSTEMS INC NETL 0001296527 Perham Leonard charles 3975 FREEDOM CIRCLE 9TH FLOOR SANTA CLARA CA 95054 1 0 0 0 Common Stock 2011-02-11 4 M 0 20000 9.36 A 238270 D Common Stock 2011-02-11 4 M 0 20000 13.14 A 258270 D Common Stock 2011-02-11 4 M 0 20000 16.955 A 278270 D Common Stock 2011-02-11 4 S 0 110000 40.1355 D 168270 D Stock Option (right to buy) 9.36 2011-02-11 4 M 0 20000 0 D 2005-08-31 2015-07-13 Common Shares 20000 0 D Stock Option (right to buy) 13.14 2011-02-11 4 M 0 20000 0 D 2006-08-31 2016-07-18 Common Shares 20000 0 D Stock Option (right to buy) 16.955 2011-02-11 4 M 0 20000 0 D 2007-08-31 2017-07-17 Common Shares 20000 0 D On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 10,000 shares of common stock at an exercise price of $18.72 per share, was adjusted to 20,000 shares of common stock at an exercise price of $9.36 per share. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 10,000 shares of common stock at an exercise price of $26.28 per share, was adjusted to 20,000 shares of common stock at an exercise price of $13.14 per share. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 10,000 shares of common stock at an exercise price of $33.91 per share, was adjusted to 20,000 shares of common stock at an exercise price of $16.955 per share. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $39.88 to $40.22. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems. /s/ Roland B. Cortes, by power of attorney 2011-02-15 -----END PRIVACY-ENHANCED MESSAGE-----