SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Srinivasan Varadarajan

(Last) (First) (Middle)
1875 CHARLESTON RD.

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NETLOGIC MICROSYSTEMS INC [ NETL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and CTO
3. Date of Earliest Transaction (Month/Day/Year)
11/24/2009
4. If Amendment, Date of Original Filed (Month/Day/Year)
11/27/2009
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/24/2009 M 320 A $33.72 92,658(3) D
Common Stock 11/24/2009 M 7,854 A $23.4 100,512 D
Common Stock 11/24/2009 M 7,096 A $19.83 107,608 D
Common Stock 11/24/2009 M 14,419 A $23.94 122,027 D
Common Stock 11/24/2009 S 44,689 D $41.2942(1) 77,338 D
Common Stock 11/25/2009 S 10,000 D $41.2862(2) 67,338 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $33.72 11/24/2009 M 320 02/23/2007 02/22/2016 Common Shares 796 $0 476 D
Stock Option (right to buy) $23.4 11/24/2009 M 7,854 08/01/2007 07/31/2016 Common Shares 9,917 $0 2,063 D
Stock Option (right to buy) $19.83 11/24/2009 M 7,096 10/31/2007 10/30/2016 Common Shares 14,916 $0 7,820 D
Stock Option (right to buy) $23.94 11/24/2009 M 14,419 01/30/2008 01/29/2017 Common Shares 21,333 $0 6,915 D
Explanation of Responses:
1. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $41 to $41.75. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
2. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $41.07 to $41.44. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
3. Due to clerical errors on the Form 4 filings on February 28, 2006 and July 9, 2008, incorrect balances (only) of the total number of shares owned by Mr. Srinivisan was incorrectly overstated. Each subsequent Form 4 filing carried forward the incorrect balances. This filing has been amended to show the correct total balance as of the date of the trades reported herein.
/s/ Roland B. Cortes, by power of attorney 02/18/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.