SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Krummel Christopher A

(Last)

(First)

(Middle)

2930 W. SAM HOUSTON PKWY. N.

SUITE 275

(Street)

HOUSTON

77043

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/12/2014

3. Issuer Name and Ticker or Trading Symbol
Eco-Stim Energy Solutions, Inc. [ ESES ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	11,763⁽¹⁾⁽²⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option	01/31/2014	08/28/2022	Common Stock	583	$0.33	D
Stock Option	08/28/2014	08/28/2022	Common Stock	729	$3.33	D
Stock Option	⁽³⁾	01/12/2024	Common Stock	10,000	$7	D

Explanation of Responses:

1. The filer became a director of the Company on January 12, 2014. The filer received his shares of the Common Stock of the Company on December 11, 2013, pursuant to that certain Agreement and Plan of Reorganization dated as of September 18, 2013 (the "Merger Agreement"), by and among the Company (then named "Vision Global Solutions, Inc.") FRI Merger Sub, Inc., a wholly-owned Delaware subsidiary of the Company ("MergerCo"), and Frac Rock International, Inc., a privately-held Delaware corporation ("FRI"), pursuant to which MergerCo merged with and into FRI, with FRI surviving the merger as a wholly owned subsidiary of the Company (the "Merger"). Pursuant to the Merger Agreement, each of the filer's shares of FRI Common Stock was exchanged for one share of the Company's Common Stock, each of his options to purchase FRI Common stock was assumed by the Company and became options to purchase the same number of the Company's Common Stock.

2. (Continued from footnote 1) In connection with the Merger, the Company amended and restated its articles of incorporation and changed its name to "Eco-Stim Energy Solutions, Inc." and commenced trading under the symbol "ESES" on the Over-the-Counter Bulletin Board (the "OTC Bulletin Board"). Before the Merger, the Company was considered a "shell company" and had filed periodic reports under the Exchange Act. It is unclear whether the Company's securities were registered under Section 12 or whether the Company was a voluntary filer, but the Company has concluded that its executive officers and directors should comply with the reporting requirements of Section 16(a) of the Exchange Act. Accordingly, the filer is making this filing, which may be deemed to be a late reporting of the transactions listed herein.

3. This stock option was granted on January 12, 2014 and vests as to 2,500 shares on each of July 12, 2014, January 12, 2015, July 12, 2015 and January 12, 2016.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Alexander Nickolatos, Attorney-in-Fact	10/10/2014
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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