0000950123-19-011172.txt : 20191114 0000950123-19-011172.hdr.sgml : 20191114 20191114111359 ACCESSION NUMBER: 0000950123-19-011172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 191217776 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 09-30-2019 09-30-2019 Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 11-14-2019 1 54 166367 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBOTT LABS COM 002824100 1339 16000 SH DFND 1 0 16000 0 AMAZON COM INC COM 023135106 8680 5000 SH DFND 1 0 5000 0 AMERANT BANCORP INC CL A 023576101 818 39000 SH DFND 1 0 39000 0 BIG LOTS INC COM 089302103 1250 51000 SH DFND 1 0 51000 0 BOOT BARN HLDGS INC COM 099406100 2199 63000 SH DFND 1 0 63000 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1242 82000 SH DFND 1 0 82000 0 CARDTRONICS PLC SHS CL A G1991C105 907 30000 SH DFND 1 0 30000 0 CHARLES RIV LABS INTL INC COM 159864107 2978 22500 SH DFND 1 0 22500 0 CORECIVIC INC COM 21871N101 2972 172000 SH DFND 1 0 172000 0 CRYOPORT INC COM PAR $0.001 229050307 1063 65000 SH DFND 1 0 65000 0 DARDEN RESTAURANTS INC COM 237194105 2364 20000 SH DFND 1 0 20000 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 786 30000 SH Put DFND 1 0 30000 0 DOMINOS PIZZA INC COM 25754A201 245 1000 SH DFND 1 0 1000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 21081 737600 SH DFND 1 0 737600 0 EURONET WORLDWIDE INC COM 298736109 1317 9000 SH DFND 1 0 9000 0 EURONET WORLDWIDE INC COM 298736109 1463 10000 SH Put DFND 1 0 10000 0 FIDELITY NATL INFORMATION SV COM 31620M106 5310 40000 SH DFND 1 0 40000 0 FIDELITY NATL INFORMATION SV COM 31620M106 6372 48000 SH Put DFND 1 0 48000 0 FISERV INC COM 337738108 2590 25000 SH DFND 1 0 25000 0 FISERV INC COM 337738108 3108 30000 SH Put DFND 1 0 30000 0 FIVE9 INC COM 338307101 1344 25000 SH DFND 1 0 25000 0 FIVE9 INC COM 338307101 1344 25000 SH Put DFND 1 0 25000 0 FORTERRA INC COM 34960W106 362 50000 SH DFND 1 0 50000 0 GENERAL DYNAMICS CORP COM 369550108 1279 7000 SH DFND 1 0 7000 0 GLU MOBILE INC COM 379890106 2540 509000 SH DFND 1 0 509000 0 GLU MOBILE INC COM 379890106 749 150000 SH Call DFND 1 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2694 13000 SH DFND 1 0 13000 0 GRAND CANYON ED INC COM 38526M106 2062 21000 SH DFND 1 0 21000 0 GRAND CANYON ED INC COM 38526M106 2455 25000 SH Put DFND 1 0 25000 0 HANOVER INS GROUP INC COM 410867105 1450 10700 SH DFND 1 0 10700 0 HUDSON TECHNOLOGIES INC COM 444144109 142 200000 SH Put DFND 1 0 200000 0 INVESCO QQQ TR UNIT SER 1 46090E103 3021 16000 SH DFND 1 0 16000 0 ISHARES TR IBOXX HI YD ETF 464288513 8717 100000 SH Put DFND 1 0 100000 0 KOSMOS ENERGY LTD COM 500688106 2246 360000 SH DFND 1 0 360000 0 MASTERCARD INC CL A 57636Q104 2580 9500 SH DFND 1 0 9500 0 MEDTRONIC PLC SHS G5960L103 1195 11000 SH DFND 1 0 11000 0 MICHAELS COS INC COM 59408Q106 1322 135000 SH DFND 1 0 135000 0 MICROSOFT CORP COM 594918104 7369 53000 SH DFND 1 0 53000 0 MICROSOFT CORP COM 594918104 3476 25000 SH Call DFND 1 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 1312 3500 SH DFND 1 0 3500 0 OKTA INC CL A 679295105 1477 15000 SH DFND 1 0 15000 0 OKTA INC CL A 679295105 1477 15000 SH Put DFND 1 0 15000 0 PAYCOM SOFTWARE INC COM 70432V102 1047 5000 SH DFND 1 0 5000 0 QUINSTREET INC COM 74874Q100 1209 96000 SH DFND 1 0 96000 0 RAYTHEON CO COM NEW 755111507 1373 7000 SH DFND 1 0 7000 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3404 57500 SH DFND 1 0 57500 0 SERVICENOW INC COM 81762P102 7565 29800 SH DFND 1 0 29800 0 SERVICENOW INC COM 81762P102 8885 35000 SH Put DFND 1 0 35000 0 STRYKER CORP COM 863667101 1030 4760 SH DFND 1 0 4760 0 TYLER TECHNOLOGIES INC COM 902252105 7875 30000 SH DFND 1 0 30000 0 UPLAND SOFTWARE INC COM 91544A109 4950 142000 SH DFND 1 0 142000 0 UPLAND SOFTWARE INC COM 91544A109 3486 100000 SH Call DFND 1 0 0 0 VISA INC COM CL A 92826C839 5504 32000 SH DFND 1 0 32000 0 WALKER & DUNLOP INC COM 93148P102 1342 24000 SH DFND 1 0 24000 0