0000950123-19-005266.txt : 20190515 0000950123-19-005266.hdr.sgml : 20190515 20190515120141 ACCESSION NUMBER: 0000950123-19-005266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 19826356 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 03-31-2019 03-31-2019 Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 05-15-2019 1 52 221856 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADOBE INC COM 00724F101 1332 5000 SH DFND 1 0 5000 0 ADVANCED MICRO DEVICES INC COM 007903107 1378 54000 SH DFND 1 0 54000 0 AMAZON COM INC COM 023135106 8904 5000 SH DFND 1 0 5000 0 AMAZON COM INC COM 023135106 2137 1200 SH Put DFND 1 0 1200 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 1170 40000 SH DFND 1 0 40000 0 CARDTRONICS PLC SHS CL A G1991C105 712 20000 SH DFND 1 0 20000 0 CHARLES RIV LABS INTL INC COM 159864107 2905 20000 SH DFND 1 0 20000 0 CHARLES RIV LABS INTL INC COM 159864107 2905 20000 SH Put DFND 1 0 20000 0 CRYOPORT INC COM PAR $0.001 229050307 1574 121798 SH DFND 1 0 121798 0 DARDEN RESTAURANTS INC COM 237194105 2429 20000 SH DFND 1 0 20000 0 DARDEN RESTAURANTS INC COM 237194105 2429 20000 SH Put DFND 1 0 20000 0 DROPBOX INC CL A 26210C104 3706 170000 SH DFND 1 0 170000 0 DROPBOX INC CL A 26210C104 3270 150000 SH Put DFND 1 0 150000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 21464 737600 SH DFND 1 0 737600 0 EURONET WORLDWIDE INC COM 298736109 1283 9000 SH DFND 1 0 9000 0 FIDELITY NATL INFORMATION SV COM 31620M106 4524 40000 SH DFND 1 0 40000 0 FISERV INC COM 337738108 1880 21300 SH DFND 1 0 21300 0 FISERV INC COM 337738108 1766 20000 SH Put DFND 1 0 20000 0 GLU MOBILE INC COM 379890106 16421 1501000 SH DFND 1 0 1501000 0 GOLDMAN SACHS GROUP INC COM 38141G104 2496 13000 SH DFND 1 0 13000 0 GRAND CANYON ED INC COM 38526M106 2405 21000 SH DFND 1 0 21000 0 GRAND CANYON ED INC COM 38526M106 2977 26000 SH Put DFND 1 0 26000 0 GREEN DOT CORP CL A 39304D102 1395 23000 SH DFND 1 0 23000 0 HANOVER INS GROUP INC COM 410867105 1222 10700 SH DFND 1 0 10700 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 4211 157000 SH DFND 1 0 157000 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 5364 200000 SH Put DFND 1 0 200000 0 INVESCO QQQ TR UNIT SER 1 46090E103 6297 35050 SH DFND 1 0 35050 0 ISHARES TR IBOXX HI YD ETF 464288513 8647 100000 SH Put DFND 1 0 100000 0 ISHARES TR RUSSELL 2000 ETF 464287655 6583 43000 SH DFND 1 0 43000 0 MASTERCARD INC CL A 57636Q104 1413 6000 SH DFND 1 0 6000 0 MICROSOFT CORP COM 594918104 6251 53000 SH DFND 1 0 53000 0 MIMECAST LTD ORD SHS G14838109 616 13000 SH DFND 1 0 13000 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 1436 400000 SH Call DFND 1 0 0 0 OKTA INC CL A 679295105 1241 15000 SH DFND 1 0 15000 0 PAYCOM SOFTWARE INC COM 70432V102 1891 10000 SH DFND 1 0 10000 0 PAYCOM SOFTWARE INC COM 70432V102 1891 10000 SH Put DFND 1 0 10000 0 PCM INC COM 69323K100 1282 35000 SH DFND 1 0 35000 0 RUMBLEON INC CL B 781386206 1138 230400 SH DFND 1 0 230400 0 SERVICENOW INC COM 81762P102 14296 58000 SH DFND 1 0 58000 0 SERVICENOW INC COM 81762P102 14789 60000 SH Put DFND 1 0 60000 0 STANDARD DIVERSIFIED INC COM CL A 85336L109 997 51962 SH DFND 1 0 51962 0 TURNING PT BRANDS INC COM 90041L105 2397 52000 SH DFND 1 0 52000 0 TYLER TECHNOLOGIES INC COM 902252105 6132 30000 SH DFND 1 0 30000 0 TYLER TECHNOLOGIES INC COM 902252105 6132 30000 SH Put DFND 1 0 30000 0 ULTA BEAUTY INC COM 90384S303 3139 9000 SH DFND 1 0 9000 0 ULTA BEAUTY INC COM 90384S303 3139 9000 SH Put DFND 1 0 9000 0 UPLAND SOFTWARE INC COM 91544A109 7413 175000 SH DFND 1 0 175000 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 6291 403000 SH DFND 1 0 403000 0 VERICEL CORP COM 92346J108 637 36400 SH DFND 1 0 36400 0 VISA INC COM CL A 92826C839 2030 13000 SH DFND 1 0 13000 0 ZSCALER INC COM 98980G102 7845 110600 SH DFND 1 0 110600 0 ZSCALER INC COM 98980G102 5674 80000 SH Put DFND 1 0 80000 0