0001140361-12-021483.txt : 20120426 0001140361-12-021483.hdr.sgml : 20120426 20120426103407 ACCESSION NUMBER: 0001140361-12-021483 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 EFFECTIVENESS DATE: 20120426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVY HARKINS & CO INC/ CENTRAL INDEX KEY: 0001135307 IRS NUMBER: 132992166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06421 FILM NUMBER: 12781935 BUSINESS ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-888-3030 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Levy, Harkins & Co., Inc. Address: 366 Madison Avenue, 14th Floor, New York, NY 10017 Form 13F File Number: 28-06421 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Lucia LoScalzo Title: Office Manager Phone: 212-888-3030 Signature, Place, and Date of Signing: /s/ Lucia LoScalzo 366 Madison Avenue, NYC 10017 4/25/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $ 267,061 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- Akamai Technologies, Inc. COM 00971T101 10,738 292,575 SOLE NONE 0 0 None Apple, Inc. COM 037833100 12,565 20,958 SOLE NONE 0 0 None American Express COM 025816109 14,776 255,375 SOLE NONE 0 0 None Bank of America Warrants B Warrant 060505153 1,272 1,211,535 SOLE NONE 0 0 None Berkshire Hathaway CL B 084670207 19,705 242,825 SOLE NONE 0 0 None Boeing Company COM 097023105 13,510 181,665 SOLE NONE 0 0 None Caterpillar Inc. COM 149123101 8,556 80,326 SOLE NONE 0 0 None Cognizant Technologies Solu. CL A 192446102 13,140 170,758 SOLE NONE 0 0 None Deere & Co. COM 244199105 8,539 105,544 SOLE NONE 0 0 None EMC Corp. COM 268648102 16,909 565,890 SOLE NONE 0 0 None Enerplus Resources Fund Unit TR G New 29274D604 5,903 263,305 SOLE NONE 0 0 None Google Inc. CL A 38259P508 17,263 26,921 SOLE NONE 0 0 None Market Vectors ETF Trust Gold Miner ETF 57060U100 15,836 319,655 SOLE NONE 0 0 None Medtronic Inc. COM 585055106 6,927 176,750 SOLE NONE 0 0 None Metropolitan Health Networks COM 592142103 13,868 1,480,094 SOLE NONE 0 0 None McDonald's Corp COM 580135101 20,638 210,377 SOLE NONE 0 0 None Orbcomm, Inc. COM 68555p100 10,344 2,686,750 SOLE NONE 0 0 None Qualcomm Inc. COM 747525103 19,445 285,710 SOLE NONE 0 0 None Proshares Trust PSHS ULTSH 20YRS 74347R297 8,625 421,770 SOLE NONE 0 0 None Tupperware Brands Corp. COM 899896104 13,907 219,010 SOLE NONE 0 0 None Wal Mart Stores Inc. COM 931142103 14,595 238,475 SOLE NONE 0 0 None