0001140361-11-049937.txt : 20111020 0001140361-11-049937.hdr.sgml : 20111020 20111020135415 ACCESSION NUMBER: 0001140361-11-049937 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111020 DATE AS OF CHANGE: 20111020 EFFECTIVENESS DATE: 20111020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVY HARKINS & CO INC/ CENTRAL INDEX KEY: 0001135307 IRS NUMBER: 132992166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06421 FILM NUMBER: 111149961 BUSINESS ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-888-3030 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Levy, Harkins & Co., Inc. Address: 366 Madison Avenue, 14th Floor, New York, NY 10017 Form 13F File Number: 28-06421 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Lucia LoScalzo Title: Office Manager Phone: 212-888-3030 Signature, Place, and Date of Signing: /s/ Lucia LoScalzo New York, NY 10/20/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $ 209,229 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- Akamai Technologies, Inc. COM 00971T101 8,038 404,350 SOLE NONE 0 0 None Apple, Inc. COM 037833100 7,089 18,590 SOLE NONE 0 0 None American Express COM 025816109 11,033 245,730 SOLE NONE 0 0 None Bank of America Warrants B Warrant 060505153 1,349 1,586,635 SOLE NONE 0 0 None Berkshire Hathaway CL B 084670207 16,193 227,945 SOLE NONE 0 0 None Boeing Company COM 097023105 10,517 173,800 SOLE NONE 0 0 None Caterpillar Inc. COM 149123101 6,148 83,266 SOLE NONE 0 0 None Cognizant Technologies Solu. CL A 192446102 10,190 162,513 SOLE NONE 0 0 None Deere & Co. COM 244199105 6,386 98,899 SOLE NONE 0 0 None EMC Corp. COM 268648102 11,716 558,175 SOLE NONE 0 0 None Enerplus Resources Fund Unit TR G New 29274D604 5,946 242,305 SOLE NONE 0 0 None Google Inc. CL A 38259P508 13,734 26,666 SOLE NONE 0 0 None Market Vectors ETF Trust Gold Miner ETF 57060U100 17,544 317,880 SOLE NONE 0 0 None Medtronic Inc. COM 585055106 5,821 175,120 SOLE NONE 0 0 None Metropolitan Health Networks COM 592142103 10,410 2,292,997 SOLE NONE 0 0 None McDonald's Corp COM 580135101 18,782 213,867 SOLE NONE 0 0 None Orbcomm, Inc. COM 68555p100 6,507 2,551,781 SOLE NONE 0 0 None Qualcomm Inc. COM 747525103 13,949 286,835 SOLE NONE 0 0 None Proshares Trust PSHS ULTSH 20YRS 74347R297 5,004 257,435 SOLE NONE 0 0 None Tupperware Brands Corp. COM 899896104 10,838 201,675 SOLE NONE 0 0 None Wal Mart Stores Inc. COM 931142103 12,034 231,875 SOLE NONE 0 0 None