0001140361-11-049937.txt : 20111020
0001140361-11-049937.hdr.sgml : 20111020
20111020135415
ACCESSION NUMBER: 0001140361-11-049937
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111020
DATE AS OF CHANGE: 20111020
EFFECTIVENESS DATE: 20111020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVY HARKINS & CO INC/
CENTRAL INDEX KEY: 0001135307
IRS NUMBER: 132992166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06421
FILM NUMBER: 111149961
BUSINESS ADDRESS:
STREET 1: 366 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-888-3030
MAIL ADDRESS:
STREET 1: 366 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Levy, Harkins & Co., Inc.
Address: 366 Madison Avenue, 14th Floor, New York, NY 10017
Form 13F File Number: 28-06421
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lucia LoScalzo
Title: Office Manager
Phone: 212-888-3030
Signature, Place, and Date of Signing:
/s/ Lucia LoScalzo New York, NY 10/20/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total: $ 209,229
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
Akamai Technologies, Inc. COM 00971T101 8,038 404,350 SOLE NONE 0 0 None
Apple, Inc. COM 037833100 7,089 18,590 SOLE NONE 0 0 None
American Express COM 025816109 11,033 245,730 SOLE NONE 0 0 None
Bank of America Warrants B Warrant 060505153 1,349 1,586,635 SOLE NONE 0 0 None
Berkshire Hathaway CL B 084670207 16,193 227,945 SOLE NONE 0 0 None
Boeing Company COM 097023105 10,517 173,800 SOLE NONE 0 0 None
Caterpillar Inc. COM 149123101 6,148 83,266 SOLE NONE 0 0 None
Cognizant Technologies Solu. CL A 192446102 10,190 162,513 SOLE NONE 0 0 None
Deere & Co. COM 244199105 6,386 98,899 SOLE NONE 0 0 None
EMC Corp. COM 268648102 11,716 558,175 SOLE NONE 0 0 None
Enerplus Resources Fund Unit TR G New 29274D604 5,946 242,305 SOLE NONE 0 0 None
Google Inc. CL A 38259P508 13,734 26,666 SOLE NONE 0 0 None
Market Vectors ETF Trust Gold Miner ETF 57060U100 17,544 317,880 SOLE NONE 0 0 None
Medtronic Inc. COM 585055106 5,821 175,120 SOLE NONE 0 0 None
Metropolitan Health Networks COM 592142103 10,410 2,292,997 SOLE NONE 0 0 None
McDonald's Corp COM 580135101 18,782 213,867 SOLE NONE 0 0 None
Orbcomm, Inc. COM 68555p100 6,507 2,551,781 SOLE NONE 0 0 None
Qualcomm Inc. COM 747525103 13,949 286,835 SOLE NONE 0 0 None
Proshares Trust PSHS ULTSH 20YRS 74347R297 5,004 257,435 SOLE NONE 0 0 None
Tupperware Brands Corp. COM 899896104 10,838 201,675 SOLE NONE 0 0 None
Wal Mart Stores Inc. COM 931142103 12,034 231,875 SOLE NONE 0 0 None