0001134687-17-000004.txt : 20170710 0001134687-17-000004.hdr.sgml : 20170710 20170710145805 ACCESSION NUMBER: 0001134687-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 EFFECTIVENESS DATE: 20170710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRENTISS SMITH & CO INC CENTRAL INDEX KEY: 0001134687 IRS NUMBER: 030292076 STATE OF INCORPORATION: VT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06387 FILM NUMBER: 17957620 BUSINESS ADDRESS: STREET 1: 38 PARK PLACE CITY: BRATTLEBORO STATE: VT ZIP: 05301 BUSINESS PHONE: 8022542913 MAIL ADDRESS: STREET 1: 38 PARK PLACE CITY: BRATTLEBORO STATE: VT ZIP: 05301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001134687 XXXXXXXX 06-30-2017 06-30-2017 PRENTISS SMITH & CO INC

38 PARK PLACE BRATTLEBORO VT 05301

13F HOLDINGS REPORT 028-06387 N Karlie Borst 802-254-2913 Karlie Borst Brattleboro VT 07-10-2017 0 250 191178 false INFORMATION TABLE 2 sec13f0617.xml 3M Company COMMON 88579Y101 46 220 SH SOLE 220 0 0 A T & T Corp. COMMON 00206R102 1121 29710 SH SOLE 29710 0 0 ABB AG ORD CHF COMMON 00256X991 9 350 SH SOLE 350 0 0 Abbott Labs COMMON 002824100 9698 199506 SH SOLE 199506 0 0 Abbvie Inc COMMON 00287Y109 504 6950 SH SOLE 6950 0 0 Accell Group Nv ORD COMMON N00432257 4571 139450 SH SOLE 139450 0 0 AFLAC Inc. COMMON 001055102 5 62 SH SOLE 62 0 0 Air Products & Chemicals COMMON 009158106 122 850 SH SOLE 850 0 0 Akamai Technologies COMMON 00971T101 1473 29568 SH SOLE 29568 0 0 Alexion Pharmaceuticals I COMMON 015351109 1 9 SH SOLE 9 0 0 Allot Communications COMMON M0854Q105 414 81059 SH SOLE 81059 0 0 Allstate Corp Com COMMON 020002101 91 1024 SH SOLE 1024 0 0 Alphabet, Inc. Class A COMMON 02079K305 232 250 SH SOLE 250 0 0 Alphabet, Inc. Class C COMMON 02079K107 8807 9692 SH SOLE 9692 0 0 Amazon Com, Inc. COMMON 023135106 194 200 SH SOLE 200 0 0 Ameren Corp (Hldg Co) COMMON 023608102 27 500 SH SOLE 500 0 0 American Airls Group Inc COMMON 02376R102 11 209 SH SOLE 209 0 0 American Intern'l Group COMMON 026874107 6 100 SH SOLE 100 0 0 Ameriprise Financial, Inc COMMON 031897101 6 47 SH SOLE 47 0 0 Amgen Inc. COMMON 031162100 26 150 SH SOLE 150 0 0 Apache Corp COMMON 037411105 2 37 SH SOLE 37 0 0 Apple Inc. COMMON 037833100 1074 7455 SH SOLE 7455 0 0 Arista Networks, Inc. COMMON 040413106 8539 57009 SH SOLE 57009 0 0 Autoliv COMMON 052800109 77 700 SH SOLE 700 0 0 Automatic Data Processing COMMON 053015103 633 6178 SH SOLE 6178 0 0 Avista Corporation COMMON 05379B107 141 3312 SH SOLE 3312 0 0 Banco Bradesco New Adr COMMON 059460303 1 9 SH SOLE 9 0 0 Bank Of America Dep Shs COMMON 060505583 8 330 SH SOLE 330 0 0 Barclays Bk Plc Spon Adr COMMON 06739H362 40 1500 SH SOLE 1500 0 0 Baxter Intern'l Inc. COMMON 071813109 30 500 SH SOLE 500 0 0 BB&T Corp pfd PREFERRED 054937404 25 1000 SH SOLE 1000 0 0 Becton Dickinson COMMON 075887109 570 2922 SH SOLE 2922 0 0 Berkshire Hathaway Cl B COMMON 084670207 1401 8273 SH SOLE 8273 0 0 BGC Partners Pfd PREFERRED 05541t408 12 450 SH SOLE 450 0 0 Biogen IDEC Inc COMMON 09062X103 104 385 SH SOLE 385 0 0 Blackrock Inc Cl A COMMON 09247X101 56 133 SH SOLE 133 0 0 BP Plc Adr COMMON 055622104 49 1420 SH SOLE 1420 0 0 Brady Corp Cl A COMMON 104674106 68 2000 SH SOLE 2000 0 0 Brandywine Realty Trust COMMON 105368203 1420 81023 SH SOLE 81023 0 0 Bristol-Myers Squibb COMMON 110122108 130 2333 SH SOLE 2333 0 0 Build America Bond Portfo COMMON 73937B407 44 1475 SH SOLE 1475 0 0 C B S Corporation Clas B COMMON 124857202 16 250 SH SOLE 250 0 0 C H Robinson Worldwd COMMON 12541W209 27 390 SH SOLE 390 0 0 Canadian National Railway COMMON 136375102 65 800 SH SOLE 800 0 0 Celgene Corp COMMON 151020104 1361 10480 SH SOLE 10480 0 0 Cerner Corp. COMMON 156782104 7583 114080 SH SOLE 114080 0 0 Charles Schwab Pfd PREFERRED 808513600 54 1970 SH SOLE 1970 0 0 Charles Schwab Pfd Ser PREFERRED 808513402 142 5226 SH SOLE 5226 0 0 Chevron Corp Com COMMON 166764100 192 1842 SH SOLE 1842 0 0 Cisco Systems Inc. COMMON 17275R102 3277 104691 SH SOLE 104691 0 0 Cloetta AB ORD COMMON W2397U105 895 217365 SH SOLE 217365 0 0 Coca Cola Company COMMON 191216100 345 7703 SH SOLE 7703 0 0 Cognizant Tech Sol Cl A COMMON 192446102 26 390 SH SOLE 390 0 0 Comcast Corp New Cl A COMMON 20030N101 39 1000 SH SOLE 1000 0 0 Conocophillips COMMON 20825C104 4 100 SH SOLE 100 0 0 CSX Corp COMMON 126408103 20 363 SH SOLE 363 0 0 Cummins Inc COMMON 231021106 49 300 SH SOLE 300 0 0 D X C Technology Com COMMON 23355L106 5 67 SH SOLE 67 0 0 Danaher Corp Del COMMON 235851102 50 598 SH SOLE 598 0 0 Devon Energy Corp New COMMON 25179M103 39 1211 SH SOLE 1211 0 0 Discover Financial Servic COMMON 254709108 25 400 SH SOLE 400 0 0 Disney Walt Co Disney Com COMMON 254687106 993 9347 SH SOLE 9347 0 0 Dominion Resources COMMON 25746U109 61 790 SH SOLE 790 0 0 Du Pont De Nemours COMMON 263534109 113 1400 SH SOLE 1400 0 0 Duke Energy Corp COMMON 26441C105 99 1188 SH SOLE 1188 0 0 Eaton Corp PLC Com COMMON G29183103 16 200 SH SOLE 200 0 0 Eaton Vance Tax Managed COMMON 27828N102 17 1500 SH SOLE 1500 0 0 EBAY Inc COMMON 278642103 20 567 SH SOLE 567 0 0 Eli Lilly COMMON 532457108 82 1000 SH SOLE 1000 0 0 Emerson Electric COMMON 291011104 945 15842 SH SOLE 15842 0 0 ETFS Gold Trust Etf COMMON 26922Y105 112 930 SH SOLE 930 0 0 Eversource Energy COMMON 30040W108 25 413 SH SOLE 413 0 0 Expeditors International COMMON 302130109 29 515 SH SOLE 515 0 0 Express Scripts Hldgs Co COMMON 30219G108 34 530 SH SOLE 530 0 0 Exxon Mobil Corporation COMMON 30231G102 2070 25637 SH SOLE 25637 0 0 F5 Networks Inc COMMON 315616102 6214 48909 SH SOLE 48909 0 0 Facebook Inc Class A COMMON 30303M102 870 5760 SH SOLE 5760 0 0 FedEx Corp COMMON 31428X106 8208 37768 SH SOLE 37768 0 0 Fifth Street Finance Corp COMMON 31678A103 10 2000 SH SOLE 2000 0 0 First Solar Inc COMMON 336433107 5884 147539 SH SOLE 147539 0 0 First Tr Nasdaq Clean Edg COMMON 33733E500 20 1125 SH SOLE 1125 0 0 Fiserv Inc. COMMON 337738108 9 75 SH SOLE 75 0 0 Ford Motor Company COMMON 345370860 34 3000 SH SOLE 3000 0 0 Fortive Corporation COMMON 34959J108 3 43 SH SOLE 43 0 0 Foundation Medicine Inc, COMMON 350465100 20 500 SH SOLE 500 0 0 General Electric COMMON 369604103 1284 47532 SH SOLE 47532 0 0 General Mills COMMON 370334104 19 334 SH SOLE 334 0 0 General Motors Corp. COMMON 37045V100 77 2200 SH SOLE 2200 0 0 Genuine Parts COMMON 372460105 464 5000 SH SOLE 5000 0 0 Gilead Sciences Inc COMMON 375558103 497 7018 SH SOLE 7018 0 0 Glaxosmithkline Plc Adrf COMMON 832378301 42 967 SH SOLE 967 0 0 Glycomimetics COMMON 38000Q102 112 10000 SH SOLE 10000 0 0 Goldman Sachs pfd PREFERRED 38144X500 26 1000 SH SOLE 1000 0 0 Goldman Sachs Gr Floating COMMON 38144G804 7 285 SH SOLE 285 0 0 Greif Inc COMMON 397624206 30 500 SH SOLE 500 0 0 Hain Foods COMMON 405217100 87 2250 SH SOLE 2250 0 0 Heineken Hldg New Ord COMMON N39338194 158 1726 SH SOLE 1726 0 0 Hewlett Packard Enterpris COMMON 42824C109 13 800 SH SOLE 800 0 0 Home Depot COMMON 437076102 15 100 SH SOLE 100 0 0 HP Inc. COMMON 428236103 9 500 SH SOLE 500 0 0 HSBC Hldgs Pfd PREFERRED 404280802 12 450 SH SOLE 450 0 0 HSBC Hldgs Plc Perpetual COMMON 404280703 41 1500 SH SOLE 1500 0 0 Hubbell Inc COMMON 443510607 17 150 SH SOLE 150 0 0 Hydrogenics Corp COMMON 448882100 2 233 SH SOLE 233 0 0 Hyster-Yale Mh Cl A COMMON 449172105 86 1225 SH SOLE 1225 0 0 Hyster-Yale Mh Cl B COMMON 449172998 23 325 SH SOLE 325 0 0 I L G Inc COMMON 44967H101 1 40 SH SOLE 40 0 0 Id Systems Inc COMMON 449489103 1 100 SH SOLE 100 0 0 IDEX Corp. COMMON 45167R104 19 170 SH SOLE 170 0 0 Immunogen Inc. COMMON 45253H101 7 1000 SH SOLE 1000 0 0 Immunovaccine Inc COMMON 45254B103 104 110000 SH SOLE 110000 0 0 Inovalon Holdings, Cl A COMMON 45781D101 5638 428777 SH SOLE 428777 0 0 Intel Corp. COMMON 458140100 581 17209 SH SOLE 17209 0 0 International Business Ma COMMON 459200101 262 1706 SH SOLE 1706 0 0 Ionis Pharmaceuticals COMMON 462222100 10 200 SH SOLE 200 0 0 IPG Photonics COMMON 44980X109 748 5154 SH SOLE 5154 0 0 Ishares Iboxx Investment COMMON 464287242 124 1026 SH SOLE 1026 0 0 Ishares MSCI KLD 400 Soci COMMON 464288570 130 1460 SH SOLE 1460 0 0 Ishares National Muni COMMON 464288414 11 101 SH SOLE 101 0 0 Ishares Select Dividend E COMMON 464287168 35 382 SH SOLE 382 0 0 Ishares Tr Mbs ETF COMMON 464288588 155 1450 SH SOLE 1450 0 0 Ishares Tr Msci Eafe Fd COMMON 464287465 3 40 SH SOLE 40 0 0 Ishares Tr Russell COMMON 464287655 12 85 SH SOLE 85 0 0 Ishares Tr S&P Global COMMON 464287275 45 770 SH SOLE 770 0 0 Ishares Tr S&P US Pfd Stk COMMON 464288687 78 2000 SH SOLE 2000 0 0 J.P. Morgan Chase & Co COMMON 46625H100 35 379 SH SOLE 379 0 0 Johnson & Johnson COMMON 478160104 9618 72706 SH SOLE 72706 0 0 Johnson Controls COMMON 478366107 5 125 SH SOLE 125 0 0 Kraft Heinz Co. COMMON 500754106 43 506 SH SOLE 506 0 0 Laboratory Corp Of Amer H COMMON 50540R409 31 200 SH SOLE 200 0 0 Lancaster Colony COMMON 513847103 4 30 SH SOLE 30 0 0 Lehman Bros. Holdings COMMON 525ESC216 12 2000 SH SOLE 2000 0 0 Lehman Bros. Holdings COMMON 525ESC950 12 2000 SH SOLE 2000 0 0 Lindsay Corporation COMMON 535555106 2790 31260 SH SOLE 31260 0 0 Lowe's Cos. COMMON 548661107 298 3840 SH SOLE 3840 0 0 Lumentum Holdings COMMON 55024U109 5 80 SH SOLE 80 0 0 Magellan Midstream Ptnrs COMMON 559080106 40 560 SH SOLE 560 0 0 Marriott Intl Inc COMMON 571900109 7 74 SH SOLE 74 0 0 Mastercard Inc COMMON 57636Q104 345 2844 SH SOLE 2844 0 0 Merck & Co. COMMON 589331107 354 5531 SH SOLE 5531 0 0 Meridian Bioscience, Inc. COMMON 589584101 3 200 SH SOLE 200 0 0 Metlife Inc COMMON 59156R108 5 96 SH SOLE 96 0 0 Metlife Inc Floating Pfd COMMON 59156R504 10 397 SH SOLE 397 0 0 Microsoft Corp. COMMON 594918104 771 11179 SH SOLE 11179 0 0 Morgan Stanley Floating P COMMON 61747S504 4 181 SH SOLE 181 0 0 Mosaic Co New COMMON 61945C103 1 31 SH SOLE 31 0 0 Motorola Solutions Inc COMMON 620076307 12 142 SH SOLE 142 0 0 Mplx Lp Lp COMMON 55336V100 52 1557 SH SOLE 1557 0 0 Mulesoft, Inc. COMMON 625207105 25 1000 SH SOLE 1000 0 0 Nestle S A Sponsored ADR COMMON 641069406 141 1615 SH SOLE 1615 0 0 New York Cmnty Banco COMMON 649445103 26 2000 SH SOLE 2000 0 0 Nfj Dividend Interest Fd COMMON 65337H109 20 1500 SH SOLE 1500 0 0 Nike Inc. COMMON 654106103 536 9093 SH SOLE 9093 0 0 Norfolk Southern COMMON 655844108 69 568 SH SOLE 568 0 0 Novartis A G Spon Adr COMMON 66987V109 10759 128894 SH SOLE 128894 0 0 Novo Nordisk A/S ADR COMMON 670100205 31 730 SH SOLE 730 0 0 Occidental Petroleum COMMON 674599105 46 776 SH SOLE 776 0 0 OneMain Holdings COMMON 68268W103 25 1000 SH SOLE 1000 0 0 Oracle Systems Corp. COMMON 68389X105 3602 71846 SH SOLE 71846 0 0 Orbotech Ltd COMMON M75253100 6101 187020 SH SOLE 187020 0 0 Owens & Minor Inc. COMMON 690730106 109 3375 SH SOLE 3375 0 0 Paccar Inc. COMMON 693718108 60 902 SH SOLE 902 0 0 Peoples United Finl Inc COMMON 712704105 55 3115 SH SOLE 3115 0 0 Pepsico Inc. COMMON 713448108 562 4867 SH SOLE 4867 0 0 PerkinElmer Inc COMMON 714046109 934 13705 SH SOLE 13705 0 0 Pfizer Inc. COMMON 717081103 522 15548 SH SOLE 15548 0 0 Phillips 66 COMMON 718546104 4 50 SH SOLE 50 0 0 PNC Financial Services PREFERRED 693475832 26 1000 SH SOLE 1000 0 0 PNC Financial Services Gr COMMON 693475105 137 1100 SH SOLE 1100 0 0 Potash Corp of Saskatchew COMMON 73755L107 25 1533 SH SOLE 1533 0 0 Powershares DB Oil COMMON 73936B507 1 100 SH SOLE 100 0 0 Powershares Etf COMMON 73936Q769 23 1000 SH SOLE 1000 0 0 Powershares Vrdo Tax COMMON 73936T433 17 666 SH SOLE 666 0 0 Powershs DB Commdty Indx COMMON 73935S105 9 642 SH SOLE 642 0 0 Powershs Exch Trad Fd Tr COMMON 73935X500 2 500 SH SOLE 500 0 0 Procter & Gamble COMMON 742718109 2998 34401 SH SOLE 34401 0 0 Progressive Corp Ohio COMMON 743315103 159 3600 SH SOLE 3600 0 0 Proshs Ultrashort Lehman COMMON 74347R297 1 6 SH SOLE 6 0 0 Public Serv. Enterprise COMMON 744573106 95 2200 SH SOLE 2200 0 0 Public Storage COMMON 74460D109 15 73 SH SOLE 73 0 0 Republic First Bancorp In COMMON 760416107 157 17000 SH SOLE 17000 0 0 Resmed Inc COMMON 761152107 10 125 SH SOLE 125 0 0 Roche Hldg Ltd Spon Adrf COMMON 771195104 10 328 SH SOLE 328 0 0 Rowan Co. COMMON 779382100 1 140 SH SOLE 140 0 0 Royal Dutch Shell A Adrf COMMON 780259206 130 2449 SH SOLE 2449 0 0 Sandridge Permian Trust COMMON 714265105 2 650 SH SOLE 650 0 0 Santander Fin Floating Pf COMMON 80281R888 4 165 SH SOLE 165 0 0 Sarepta Therapeutics COMMON 803607100 121 3576 SH SOLE 3576 0 0 Schlumberger Ltd. COMMON 806857108 17 251 SH SOLE 251 0 0 Shire Plc COMMON 82481R106 18 111 SH SOLE 111 0 0 Siemens AG American Depos COMMON 826197501 336 4860 SH SOLE 4860 0 0 Simpson Manufacturing COMMON 829073105 1184 27090 SH SOLE 27090 0 0 Sma Solar Tech Ord COMMON D7008K108 14 475 SH SOLE 475 0 0 Smith & Nephew Adr New COMMON 83175M205 52 1500 SH SOLE 1500 0 0 Smuckers, J.M. COMMON 832696207 423 3575 SH SOLE 3575 0 0 Solaredge Tech COMMON 83417M104 14 700 SH SOLE 700 0 0 Starbucks COMMON 855244109 52 900 SH SOLE 900 0 0 State Street Corp COMMON 857477103 37 412 SH SOLE 412 0 0 Stericycle Inc COMMON 858912108 238 3121 SH SOLE 3121 0 0 Stryker Corp COMMON 863667101 615 4430 SH SOLE 4430 0 0 Suntrust Banks I Floating COMMON 867914509 9 364 SH SOLE 364 0 0 Suntrust Banks Inc COMMON 867914103 50 875 SH SOLE 875 0 0 Synaptics. Inc. COMMON 87157D109 10 200 SH SOLE 200 0 0 Sysco Corp COMMON 871829107 25 500 SH SOLE 500 0 0 T J X Cos Inc COMMON 872540109 160 2223 SH SOLE 2223 0 0 T Rowe Price Group Inc COMMON 74144T108 39 525 SH SOLE 525 0 0 Tesla Motors Inc COMMON 88160R101 13 35 SH SOLE 35 0 0 Teva Pharm Inds Ltd Adrf COMMON 881624209 33 1000 SH SOLE 1000 0 0 Texas Instruments COMMON 882508104 3 40 SH SOLE 40 0 0 The Priceline Group COMMON 741503403 187 100 SH SOLE 100 0 0 Toyota Corp COMMON 892331307 16 150 SH SOLE 150 0 0 Tractor Supply Company COMMON 892356106 33 600 SH SOLE 600 0 0 Travelers Companies Inc. COMMON 894190107 31 248 SH SOLE 248 0 0 TrustCo Bank Corp COMMON 898349105 3 354 SH SOLE 354 0 0 U S Bancorp Del New COMMON 902973304 8722 167983 SH SOLE 167983 0 0 U S Bancorp Floating Pfd PREFERRED 902973155 3 115 SH SOLE 115 0 0 Ultralife Batteries Inc COMMON 903899102 5 700 SH SOLE 700 0 0 Umpqua Holdings COMMON 904214103 5116 278667 SH SOLE 278667 0 0 Unilever Plc Adr New COMMON 904767704 7561 139712 SH SOLE 139712 0 0 Union Bankshares Inc COMMON 905400107 10 200 SH SOLE 200 0 0 Union Pacific COMMON 907818108 418 3840 SH SOLE 3840 0 0 United Parcel Service Inc COMMON 911312106 6768 61203 SH SOLE 61203 0 0 United Technologies Corp COMMON 913017109 65 535 SH SOLE 535 0 0 Vanguard Bond Index Fund COMMON 921937827 98 1229 SH SOLE 1229 0 0 Vanguard Corp Bond ETF COMMON 92206C409 353 4405 SH SOLE 4405 0 0 Vanguard Europe Pacific COMMON 921943858 14 334 SH SOLE 334 0 0 Vanguard Intermediate COMMON 921937819 19 229 SH SOLE 229 0 0 Vanguard Intermediate Bon COMMON 92206C870 59 670 SH SOLE 670 0 0 Vanguard Reit Index ETF COMMON 922908553 22 268 SH SOLE 268 0 0 Vanguard S&P 500 Etf COMMON 922908363 58 261 SH SOLE 261 0 0 Varian Medical Systems COMMON 92220P105 31 300 SH SOLE 300 0 0 Verizon Communications COMMON 92343V104 8153 182567 SH SOLE 182567 0 0 Versum Materials Inc COMMON 92532W103 14 425 SH SOLE 425 0 0 Viacom Inc Cl B New COMMON 92553P201 17 499 SH SOLE 499 0 0 Viavi COMMON 925550105 4 400 SH SOLE 400 0 0 Visa Inc Com Cl A COMMON 92826C839 478 5100 SH SOLE 5100 0 0 Vodafone Group PLC COMMON 92857W308 10184 354480 SH SOLE 354480 0 0 W P Carey & Co L L C COMMON 92930Y107 33 500 SH SOLE 500 0 0 Walgreens Boots Alliance COMMON 931427108 780 9963 SH SOLE 9963 0 0 Waters Corp COMMON 941848103 41 225 SH SOLE 225 0 0 Wave Life Sciences COMMON Y95308105 9 500 SH SOLE 500 0 0 Wells Fargo & Co COMMON 949746101 1099 19829 SH SOLE 19829 0 0 Wells Fargo Pfd Ser V PREFERRED 94988U730 141 5336 SH SOLE 5336 0 0 Weyerhaeuser Co. COMMON 962166104 22 648 SH SOLE 648 0 0 WGL Holdings COMMON 92924F106 26 310 SH SOLE 310 0 0 Wheaton Precious Met COMMON 962879102 8 400 SH SOLE 400 0 0 Whole Foods Market Inc. COMMON 966837106 2257 53591 SH SOLE 53591 0 0 Williams Companies Inc. COMMON 969457100 56 1860 SH SOLE 1860 0 0 Wisdomtree Emerging ETF COMMON 97717X867 19 502 SH SOLE 502 0 0 Yield10 Bioscience, Inc. COMMON 98585K102 1 10 SH SOLE 10 0 0