0001134687-17-000003.txt : 20170413 0001134687-17-000003.hdr.sgml : 20170413 20170413115132 ACCESSION NUMBER: 0001134687-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170413 DATE AS OF CHANGE: 20170413 EFFECTIVENESS DATE: 20170413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRENTISS SMITH & CO INC CENTRAL INDEX KEY: 0001134687 IRS NUMBER: 030292076 STATE OF INCORPORATION: VT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06387 FILM NUMBER: 17759912 BUSINESS ADDRESS: STREET 1: 38 PARK PLACE CITY: BRATTLEBORO STATE: VT ZIP: 05301 BUSINESS PHONE: 8022542913 MAIL ADDRESS: STREET 1: 38 PARK PLACE CITY: BRATTLEBORO STATE: VT ZIP: 05301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001134687 XXXXXXXX 03-31-2017 03-31-2017 PRENTISS SMITH & CO INC

38 PARK PLACE BRATTLEBORO VT 05301

13F HOLDINGS REPORT 028-06387 N Karlie Borst 802-254-2913 Karlie Borst Brattleboro VT 04-13-2017 0 244 176389 false INFORMATION TABLE 2 sec13f0317.xml 3M Company COMMON 88579Y101 42 220 SH SOLE 220 0 0 A T & T Corp. COMMON 00206R102 1234 29710 SH SOLE 29710 0 0 ABB AG ORD CHF COMMON 00256X991 8 350 SH SOLE 350 0 0 Abbott Labs COMMON 002824100 9262 208546 SH SOLE 208546 0 0 Abbvie Inc COMMON 00287Y109 453 6950 SH SOLE 6950 0 0 Accell Group Nv ORD COMMON N00432257 110 4008 SH SOLE 4008 0 0 AFLAC Inc. COMMON 001055102 4 62 SH SOLE 62 0 0 Air Products & Chemicals COMMON 009158106 115 850 SH SOLE 850 0 0 Akamai Technologies COMMON 00971T101 1626 27232 SH SOLE 27232 0 0 Alexion Pharmaceuticals I COMMON 015351109 48 400 SH SOLE 400 0 0 Allot Communications COMMON M0854Q105 361 75901 SH SOLE 75901 0 0 Allstate Corp Com COMMON 020002101 83 1024 SH SOLE 1024 0 0 Alphabet, Inc. Class A COMMON 02079K305 382 450 SH SOLE 450 0 0 Alphabet, Inc. Class C COMMON 02079K107 8734 10529 SH SOLE 10529 0 0 Amazon Com, Inc. COMMON 023135106 177 200 SH SOLE 200 0 0 Ameren Corp (Hldg Co) COMMON 023608102 27 500 SH SOLE 500 0 0 American Airls Group Inc COMMON 02376R102 9 209 SH SOLE 209 0 0 American Intern'l Group COMMON 026874107 6 100 SH SOLE 100 0 0 Ameriprise Financial, Inc COMMON 031897101 6 47 SH SOLE 47 0 0 Amgen Inc. COMMON 031162100 25 150 SH SOLE 150 0 0 Apache Corp COMMON 037411105 2 37 SH SOLE 37 0 0 Apple Inc. COMMON 037833100 1000 6960 SH SOLE 6960 0 0 Arista Networks, Inc. COMMON 040413106 7711 58295 SH SOLE 58295 0 0 Astrazeneca PLC Spon ADR COMMON 046353108 45 1446 SH SOLE 1446 0 0 Autoliv COMMON 052800109 141 1383 SH SOLE 1383 0 0 Automatic Data Processing COMMON 053015103 638 6228 SH SOLE 6228 0 0 Avista Corporation COMMON 05379B107 129 3312 SH SOLE 3312 0 0 Banco Bradesco New Adr COMMON 059460303 1 9 SH SOLE 9 0 0 Bank Of America Dep Shs COMMON 060505583 8 330 SH SOLE 330 0 0 Barclays Bk Plc Spon Adr COMMON 06739H362 39 1500 SH SOLE 1500 0 0 Baxter Intern'l Inc. COMMON 071813109 26 500 SH SOLE 500 0 0 BB&T Corp Pfdpfd PREFERRED 054937404 25 1000 SH SOLE 1000 0 0 Becton Dickinson COMMON 075887109 615 3355 SH SOLE 3355 0 0 Berkshire Hathaway Cl B COMMON 084670207 1342 8052 SH SOLE 8052 0 0 BGC Partners Pfd PREFERRED 05541t408 11 450 SH SOLE 450 0 0 Biogen IDEC Inc COMMON 09062X103 92 335 SH SOLE 335 0 0 Bioverativ Inc COMMON 09075E100 9 167 SH SOLE 167 0 0 Blackrock Inc Cl A COMMON 09247X101 51 133 SH SOLE 133 0 0 BP Plc Adr COMMON 055622104 49 1420 SH SOLE 1420 0 0 Brady Corp Cl A COMMON 104674106 77 2000 SH SOLE 2000 0 0 Brandywine Realty Trust COMMON 105368203 1500 92436 SH SOLE 92436 0 0 Bristol-Myers Squibb COMMON 110122108 127 2333 SH SOLE 2333 0 0 Build America Bond Portfo COMMON 73937B407 43 1475 SH SOLE 1475 0 0 C B S Corporation Clas B COMMON 124857202 17 250 SH SOLE 250 0 0 Canadian National Railway COMMON 136375102 163 2200 SH SOLE 2200 0 0 Canon Inc Adr Japan COMMON 138006309 9 300 SH SOLE 300 0 0 Celgene Corp COMMON 151020104 1404 11280 SH SOLE 11280 0 0 Cerner Corp. COMMON 156782104 7482 127131 SH SOLE 127131 0 0 Charles Schwab Pfd PREFERRED 808513600 52 1970 SH SOLE 1970 0 0 Charles Schwab Pfd Ser PREFERRED 808513402 139 5226 SH SOLE 5226 0 0 Chevron Corp Com COMMON 166764100 198 1842 SH SOLE 1842 0 0 Chipotle Mexican Grill COMMON 169656105 67 150 SH SOLE 150 0 0 Cisco Systems Inc. COMMON 17275R102 3547 104944 SH SOLE 104944 0 0 Cloetta AB ORD COMMON W2397U105 862 217365 SH SOLE 217365 0 0 Coca Cola Company COMMON 191216100 327 7703 SH SOLE 7703 0 0 Comcast Corp New Cl A COMMON 20030N101 38 1000 SH SOLE 1000 0 0 Conocophillips COMMON 20825C104 10 192 SH SOLE 192 0 0 CPFL Energia SA CPL COMMON 126153105 3 157 SH SOLE 157 0 0 CSX Corp COMMON 126408103 17 363 SH SOLE 363 0 0 Cummins Inc COMMON 231021106 45 300 SH SOLE 300 0 0 D X C Technology Com COMMON 23355L106 5 67 SH SOLE 67 0 0 Danaher Corp Del COMMON 235851102 51 598 SH SOLE 598 0 0 Deere & Co. COMMON 244199105 11 100 SH SOLE 100 0 0 Devon Energy Corp New COMMON 25179M103 51 1211 SH SOLE 1211 0 0 Discover Financial Servic COMMON 254709108 27 400 SH SOLE 400 0 0 Disney Walt Co Disney Com COMMON 254687106 854 7535 SH SOLE 7535 0 0 Dominion Resources COMMON 25746U109 61 790 SH SOLE 790 0 0 Du Pont De Nemours COMMON 263534109 112 1400 SH SOLE 1400 0 0 Duke Energy Corp COMMON 26441C105 106 1288 SH SOLE 1288 0 0 Eaton Corp PLC Com COMMON G29183103 15 200 SH SOLE 200 0 0 Eaton Vance Tax Managed COMMON 27828N102 17 1500 SH SOLE 1500 0 0 EBAY Inc COMMON 278642103 19 567 SH SOLE 567 0 0 Eli Lilly COMMON 532457108 1451 17252 SH SOLE 17252 0 0 Emerson Electric COMMON 291011104 1023 17092 SH SOLE 17092 0 0 Enbridge Energy Ptnrs Lp COMMON 29250R106 19 1000 SH SOLE 1000 0 0 Eversource Energy COMMON 30040W108 24 413 SH SOLE 413 0 0 Exxon Mobil Corporation COMMON 30231G102 2102 25637 SH SOLE 25637 0 0 F5 Networks Inc COMMON 315616102 1256 8808 SH SOLE 8808 0 0 Facebook Inc Class A COMMON 30303M102 776 5460 SH SOLE 5460 0 0 FedEx Corp COMMON 31428X106 7444 38147 SH SOLE 38147 0 0 Fifth Street Finance Corp COMMON 31678A103 9 2000 SH SOLE 2000 0 0 First Solar Inc COMMON 336433107 2374 87611 SH SOLE 87611 0 0 First Tr Nasdaq Clean Edg COMMON 33733E500 19 1125 SH SOLE 1125 0 0 Fiserv Inc. COMMON 337738108 9 75 SH SOLE 75 0 0 Ford Motor Company COMMON 345370860 35 3000 SH SOLE 3000 0 0 Fortive Corporation COMMON 34959J108 9 147 SH SOLE 147 0 0 General Electric COMMON 369604103 1379 46285 SH SOLE 46285 0 0 General Mills COMMON 370334104 20 334 SH SOLE 334 0 0 General Motors Corp. COMMON 37045V100 78 2200 SH SOLE 2200 0 0 Genuine Parts COMMON 372460105 462 5000 SH SOLE 5000 0 0 Glaxosmithkline Plc Adrf COMMON 832378301 41 967 SH SOLE 967 0 0 Glycomimetics COMMON 38000Q102 38 7000 SH SOLE 7000 0 0 Goldman Sachs pfd PREFERRED 38144X500 27 1000 SH SOLE 1000 0 0 Goldman Sachs Gr Floating COMMON 38144G804 7 285 SH SOLE 285 0 0 Greif Inc COMMON 397624206 33 500 SH SOLE 500 0 0 Hain Foods COMMON 405217100 84 2250 SH SOLE 2250 0 0 Heineken Hldg New Ord COMMON N39338194 137 1726 SH SOLE 1726 0 0 Hewlett Packard Enterpris COMMON 42824C109 19 800 SH SOLE 800 0 0 Home Depot COMMON 437076102 15 100 SH SOLE 100 0 0 HP Inc. COMMON 428236103 9 500 SH SOLE 500 0 0 HSBC Hldgs Pfd PREFERRED 404280802 12 450 SH SOLE 450 0 0 HSBC Hldgs Plc Perpetual COMMON 404280703 40 1500 SH SOLE 1500 0 0 Hydrogenics Corp COMMON 448882100 2 233 SH SOLE 233 0 0 Hyster-Yale Mh Cl A COMMON 449172105 69 1225 SH SOLE 1225 0 0 Hyster-Yale Mh Cl B COMMON 449172998 18 325 SH SOLE 325 0 0 I L G Inc COMMON 44967H101 3 120 SH SOLE 120 0 0 Id Systems Inc COMMON 449489103 1 100 SH SOLE 100 0 0 IDEX Corp. COMMON 45167R104 16 170 SH SOLE 170 0 0 Immunogen Inc. COMMON 45253H101 4 1000 SH SOLE 1000 0 0 Immunovaccine Inc COMMON 45254B103 9 10000 SH SOLE 10000 0 0 Inovalon Holdings, Cl A COMMON 45781D101 5500 436488 SH SOLE 436488 0 0 Intel Corp. COMMON 458140100 691 19159 SH SOLE 19159 0 0 International Business Ma COMMON 459200101 279 1601 SH SOLE 1601 0 0 Intuit Inc. COMMON 461202103 14 124 SH SOLE 124 0 0 Ionis Pharmaceuticals COMMON 462222100 8 200 SH SOLE 200 0 0 IPG Photonics COMMON 44980X109 622 5154 SH SOLE 5154 0 0 Ishares Iboxx Investment COMMON 464287242 121 1026 SH SOLE 1026 0 0 Ishares MSCI KLD 400 Soci COMMON 464288570 127 1460 SH SOLE 1460 0 0 Ishares Select Dividend E COMMON 464287168 35 382 SH SOLE 382 0 0 Ishares Tr Mbs ETF COMMON 464288588 154 1450 SH SOLE 1450 0 0 Ishares Tr Msci Eafe Fd COMMON 464287465 5 80 SH SOLE 80 0 0 Ishares Tr S&P Global COMMON 464287275 46 770 SH SOLE 770 0 0 Ishares Tr S&P US Pfd Stk COMMON 464288687 77 2000 SH SOLE 2000 0 0 J.P. Morgan Chase & Co COMMON 46625H100 33 379 SH SOLE 379 0 0 Johnson & Johnson COMMON 478160104 9018 72406 SH SOLE 72406 0 0 Johnson Controls COMMON 478366107 5 125 SH SOLE 125 0 0 Jp Morgan Exch Traded Nt COMMON 46625H365 14 425 SH SOLE 425 0 0 Kraft Heinz Co. COMMON 500754106 46 506 SH SOLE 506 0 0 Lancaster Colony COMMON 513847103 4 30 SH SOLE 30 0 0 Lindsay Corporation COMMON 535555106 2786 31620 SH SOLE 31620 0 0 Lowe's Cos. COMMON 548661107 13 155 SH SOLE 155 0 0 Magellan Midstream Ptnrs COMMON 559080106 43 560 SH SOLE 560 0 0 Magna International COMMON 559222401 7443 172460 SH SOLE 172460 0 0 Marriott Intl Inc COMMON 571900109 21 222 SH SOLE 222 0 0 Mastercard Inc COMMON 57636Q104 320 2844 SH SOLE 2844 0 0 Merck & Co. COMMON 589331107 307 4831 SH SOLE 4831 0 0 Meridian Bioscience, Inc. COMMON 589584101 3 200 SH SOLE 200 0 0 Metlife Inc COMMON 59156R108 5 96 SH SOLE 96 0 0 Metlife Inc Floating Pfd COMMON 59156R504 10 397 SH SOLE 397 0 0 Microsoft Corp. COMMON 594918104 684 10379 SH SOLE 10379 0 0 Morgan Stanley Floating P COMMON 61747S504 4 181 SH SOLE 181 0 0 Mosaic Co New COMMON 61945C103 1 31 SH SOLE 31 0 0 Motorola Solutions Inc COMMON 620076307 12 142 SH SOLE 142 0 0 Mplx Lp Lp COMMON 55336V100 56 1557 SH SOLE 1557 0 0 Nestle S A Sponsored ADR COMMON 641069406 124 1615 SH SOLE 1615 0 0 New York Cmnty Banco COMMON 649445103 28 2000 SH SOLE 2000 0 0 Newell Brands COMMON 651192106 18 388 SH SOLE 388 0 0 Nfj Dividend Interest Fd COMMON 65337H109 19 1500 SH SOLE 1500 0 0 Nike Inc. COMMON 654106103 462 8295 SH SOLE 8295 0 0 Norfolk Southern COMMON 655844108 64 568 SH SOLE 568 0 0 Novartis A G Spon Adr COMMON 66987V109 10133 136441 SH SOLE 136441 0 0 Novo Nordisk A/S ADR COMMON 670100205 3 100 SH SOLE 100 0 0 Novozymes A/S COMMON 670108109 2 39 SH SOLE 39 0 0 Occidental Petroleum COMMON 674599105 49 776 SH SOLE 776 0 0 Oracle Systems Corp. COMMON 68389X105 494 11080 SH SOLE 11080 0 0 Orbotech Ltd COMMON M75253100 6252 193855 SH SOLE 193855 0 0 Owens & Minor Inc. COMMON 690730106 117 3375 SH SOLE 3375 0 0 Paccar Inc. COMMON 693718108 61 902 SH SOLE 902 0 0 Pepsico Inc. COMMON 713448108 592 5292 SH SOLE 5292 0 0 PerkinElmer Inc COMMON 714046109 608 10470 SH SOLE 10470 0 0 Pfizer Inc. COMMON 717081103 511 14948 SH SOLE 14948 0 0 PNC Financial Services 5. COMMON 693475832 25 1000 SH SOLE 1000 0 0 PNC Financial Services Gr COMMON 693475105 132 1100 SH SOLE 1100 0 0 Potash Corp of Saskatchew COMMON 73755L107 26 1533 SH SOLE 1533 0 0 Powershares DB Oil COMMON 73936B507 1 100 SH SOLE 100 0 0 Powershares Etf COMMON 73936Q769 23 1000 SH SOLE 1000 0 0 Powershares Vrdo Tax COMMON 73936T433 17 666 SH SOLE 666 0 0 Powershs Exch Trad Fd Tr COMMON 73935X500 2 500 SH SOLE 500 0 0 Powershs Exch Trad Fd Tr COMMON 73935X575 3 100 SH SOLE 100 0 0 Procter & Gamble COMMON 742718109 3063 34095 SH SOLE 34095 0 0 Progressive Corp Ohio COMMON 743315103 149 3800 SH SOLE 3800 0 0 Proshs Ultrashort Lehman COMMON 74347R297 1 6 SH SOLE 6 0 0 Public Serv. Enterprise COMMON 744573106 98 2200 SH SOLE 2200 0 0 Public Storage COMMON 74460D109 16 73 SH SOLE 73 0 0 Regeneron Pharmaceuticals COMMON 75886F107 291 751 SH SOLE 751 0 0 Republic First Bancorp In COMMON 760416107 141 17000 SH SOLE 17000 0 0 Resmed Inc COMMON 761152107 9 125 SH SOLE 125 0 0 Roche Hldg Ltd Spon Adrf COMMON 771195104 11 328 SH SOLE 328 0 0 Rowan Co. COMMON 779382100 2 140 SH SOLE 140 0 0 Royal Dutch Shell A Adrf COMMON 780259206 130 2474 SH SOLE 2474 0 0 Sandridge Permian Trust COMMON 714265105 2 650 SH SOLE 650 0 0 Santander Fin Floating Pf COMMON 80281R888 4 165 SH SOLE 165 0 0 Sarepta Therapeutics COMMON 803607100 12 410 SH SOLE 410 0 0 Schlumberger Ltd. COMMON 806857108 20 251 SH SOLE 251 0 0 Shire Plc COMMON 82481R106 19 111 SH SOLE 111 0 0 Silver Wheaton Corp COMMON 828336107 8 400 SH SOLE 400 0 0 Simpson Manufacturing COMMON 829073105 1102 25573 SH SOLE 25573 0 0 Sma Solar Tech Ord COMMON D7008K108 12 475 SH SOLE 475 0 0 Smith & Nephew Adr New COMMON 83175M205 46 1500 SH SOLE 1500 0 0 Smuckers, J.M. COMMON 832696207 459 3505 SH SOLE 3505 0 0 Sprint Nextel COMMON 852061506 3 392 SH SOLE 392 0 0 Sprouts Farmers Market COMMON 85208M102 298 12891 SH SOLE 12891 0 0 Starbucks COMMON 855244109 53 900 SH SOLE 900 0 0 State Street Corp COMMON 857477103 33 412 SH SOLE 412 0 0 Stericycle Inc COMMON 858912108 259 3121 SH SOLE 3121 0 0 Stillwater Mining Corp COMMON 86074Q102 17 1000 SH SOLE 1000 0 0 Stryker Corp COMMON 863667101 583 4430 SH SOLE 4430 0 0 Suffolk Bancorp COMMON 864739107 57 1400 SH SOLE 1400 0 0 Suntrust Banks I Floating COMMON 867914509 9 364 SH SOLE 364 0 0 Suntrust Banks Inc COMMON 867914103 48 875 SH SOLE 875 0 0 Synaptics. Inc. COMMON 87157D109 10 200 SH SOLE 200 0 0 Sysco Corp COMMON 871829107 26 500 SH SOLE 500 0 0 T J X Cos Inc COMMON 872540109 176 2223 SH SOLE 2223 0 0 T Rowe Price Group Inc COMMON 74144T108 36 525 SH SOLE 525 0 0 Target Corp COMMON 87612E106 258 4677 SH SOLE 4677 0 0 Tesla Motors Inc COMMON 88160R101 15 55 SH SOLE 55 0 0 Teva Pharm Inds Ltd Adrf COMMON 881624209 32 1000 SH SOLE 1000 0 0 Texas Instruments COMMON 882508104 30 368 SH SOLE 368 0 0 The Priceline Group COMMON 741503403 178 100 SH SOLE 100 0 0 Toyota Corp COMMON 892331307 16 150 SH SOLE 150 0 0 Tractor Supply Company COMMON 892356106 41 600 SH SOLE 600 0 0 Travelers Companies Inc. COMMON 894190107 30 248 SH SOLE 248 0 0 TrustCo Bank Corp COMMON 898349105 3 354 SH SOLE 354 0 0 U S Bancorp Del New COMMON 902973304 8829 171430 SH SOLE 171430 0 0 U S Bancorp Floating Pfd COMMON 902973155 3 115 SH SOLE 115 0 0 Ultralife Batteries Inc COMMON 903899102 4 700 SH SOLE 700 0 0 Umpqua Holdings COMMON 904214103 47 2675 SH SOLE 2675 0 0 Unilever Plc Adr New COMMON 904767704 7022 142312 SH SOLE 142312 0 0 Union Bankshares Inc COMMON 905400107 9 200 SH SOLE 200 0 0 Union Pacific COMMON 907818108 407 3840 SH SOLE 3840 0 0 United Parcel Service Inc COMMON 911312106 6693 62378 SH SOLE 62378 0 0 United Technologies Corp COMMON 913017109 22 200 SH SOLE 200 0 0 Vanguard Bond Index Fund COMMON 921937827 98 1229 SH SOLE 1229 0 0 Vanguard Corp Bond ETF COMMON 92206C409 351 4405 SH SOLE 4405 0 0 Vanguard Health Care COMMON 92204A504 25 180 SH SOLE 180 0 0 Vanguard Intermediate COMMON 921937819 19 229 SH SOLE 229 0 0 Vanguard Intermediate Bon COMMON 92206C870 58 670 SH SOLE 670 0 0 Verizon Communications COMMON 92343V104 9102 186714 SH SOLE 186714 0 0 Versum Materials Inc COMMON 92532W103 13 425 SH SOLE 425 0 0 VF Corp COMMON 918204108 3 60 SH SOLE 60 0 0 Viacom Inc Cl B New COMMON 92553P201 23 499 SH SOLE 499 0 0 Visa Inc Com Cl A COMMON 92826C839 453 5100 SH SOLE 5100 0 0 Vodafone Group PLC COMMON 92857W308 9445 357347 SH SOLE 357347 0 0 W P Carey & Co L L C COMMON 92930Y107 124 2000 SH SOLE 2000 0 0 Walgreens Boots Alliance COMMON 931427108 827 9963 SH SOLE 9963 0 0 Waters Corp COMMON 941848103 35 225 SH SOLE 225 0 0 Wave Life Sciences COMMON Y95308105 14 500 SH SOLE 500 0 0 Wells Fargo & Co COMMON 949746101 1131 20326 SH SOLE 20326 0 0 Wells Fargo Pfd Ser V PREFERRED 94988U730 140 5336 SH SOLE 5336 0 0 WGL Holdings COMMON 92924F106 26 310 SH SOLE 310 0 0 Whole Foods Market Inc. COMMON 966837106 4137 139202 SH SOLE 139202 0 0 Williams Companies Inc. COMMON 969457100 55 1860 SH SOLE 1860 0 0 Wisdomtree Emerging ETF COMMON 97717X867 19 502 SH SOLE 502 0 0 Yield10 Bioscience, Inc. COMMON 98585K102 1 108 SH SOLE 108 0 0